Galena Biopharma Inc

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Vanguard Group Inc

INCREASED

Shares8,373,637 from 6,898,520

Change+1,475,117 (+21%)

Value$2.9K (-$281)

Filed 2016-11-14

BlackRock Fund Advisors

INCREASED

Shares6,014,689 from 4,766,441

Change+1,248,248 (+26%)

Value$2.1K (-$115)

Filed 2016-11-08

BlackRock Institutional Trust Company, N.A.

INCREASED

Shares4,398,909 from 4,152,105

Change+246,804 (+6%)

Value$1.5K (-$394)

Filed 2016-11-08

State Street Corp

INCREASED

Shares2,882,645 from 2,753,970

Change+128,675 (+5%)

Value$1.0K (-$272)

Filed 2017-01-13

Northern Trust Corp

INCREASED

Shares2,041,633 from 1,910,448

Change+131,185 (+7%)

Value$715 (-$176)

Filed 2016-11-10

Goldman Sachs Group Inc

INCREASED

Shares1,472,527 from 233,252

Change+1,239,275 (+531%)

Value$516 (+$407)

Filed 2016-11-14

Geode Capital Management, LLC

INCREASED

Shares1,301,165 from 1,258,625

Change+42,540 (+3%)

Value$455 (-$131)

Filed 2016-11-10

BlackRock Investment Management, LLC

INCREASED

Shares708,015 from 704,955

Change+3,060 (+0%)

Value$248 (-$81)

Filed 2016-11-08

Tiaa Cref Investment Management LLC

UNCHANGED

Shares650,350 from 650,350

Change0 (0%)

Value$228 (-$75)

Filed 2016-11-08

Bank of New York Mellon Corp

DECREASED

Shares601,414 from 649,316

Change-47,902 (-7%)

Value$212 (-$91)

Filed 2016-11-03

Susquehanna International Group, LLP

DECREASED

Shares535,907 from 806,356

Change-270,449 (-34%)

Value$188 (-$188)

Filed 2016-11-14

California Public Employees Retirement System

UNCHANGED

Shares471,657 from 471,657

Change0 (0%)

Value$165 (-$55)

Filed 2016-10-25

California State Teachers Retirement System

INCREASED

Shares442,650 from 384,550

Change+58,100 (+15%)

Value$155 (-$24)

Filed 2016-11-09

Teachers Advisors Inc

UNCHANGED

Shares281,597 from 281,597

Change0 (0%)

Value$99 (-$32)

Filed 2016-11-08

Charles Schwab Investment Management Inc

UNCHANGED

Shares265,000 from 265,000

Change0 (0%)

Value$93 (-$31)

Filed 2016-11-14

Morgan Stanley

DECREASED

Shares231,428 from 256,297

Change-24,869 (-10%)

Value$81 (-$38)

Filed 2016-11-10

Rhumbline Advisers

INCREASED

Shares185,945 from 179,495

Change+6,450 (+4%)

Value$65 (-$19)

Filed 2016-11-08

Wells Fargo & Company

DECREASED

Shares177,335 from 192,335

Change-15,000 (-8%)

Value$62 (-$28)

Filed 2016-10-31

New York State Common Retirement Fund

UNCHANGED

Shares147,900 from 147,900

Change0 (0%)

Value$52 (-$17)

Filed 2016-11-08

Sabby Management, LLC

INCREASED

Shares141,000 from 113,530

Change+27,470 (+24%)

Value$49 (-$4)

Filed 2016-11-14

Alliancebernstein L.P.

DECREASED

Shares137,500 from 180,800

Change-43,300 (-24%)

Value$48 (-$36)

Filed 2016-11-10

Group One Trading LLC

DECREASED

Shares135,018 from 966,068

Change-831,050 (-86%)

Value$47 (-$403)

Filed 2016-11-14

First Republic Investment Management, Inc.

UNCHANGED

Shares130,373 from 130,373

Change0 (0%)

Value$46 (-$15)

Filed 2016-11-14

Nationwide Fund Advisors

UNCHANGED

Shares119,722 from 119,722

Change0 (0%)

Value$42 (-$14)

Filed 2016-10-20

Wolverine Trading, LLC

INCREASED

Shares112,187 from 49,132

Change+63,055 (+128%)

Value$37 (+$20)

Filed 2016-11-14

BlackRock Advisors LLC

INCREASED

Shares106,061 from 84,271

Change+21,790 (+26%)

Value$37 (-$2)

Filed 2016-11-08

American International Group, Inc.

INCREASED

Shares105,733 from 105,571

Change+162 (+0%)

Value$37.0K (-$12.2K)

Filed 2016-11-09

Credit Suisse AG/

DECREASED

Shares88,987 from 137,676

Change-48,689 (-35%)

Value$30 (-$34)

Filed 2016-12-28

Voya Investment Management LLC

UNCHANGED

Shares82,079 from 82,079

Change0 (0%)

Value$29 (-$9)

Filed 2016-11-14

Two Sigma Securities, LLC

NEW

Shares77,568

Change+77,568

Value$27

Filed 2016-11-14

State Board of Administration of Florida Retirement System

UNCHANGED

Shares67,930 from 67,930

Change0 (0%)

Value$24 (-$8)

Filed 2016-11-14

Price T Rowe Associates Inc

DECREASED

Shares59,906 from 60,900

Change-994 (-2%)

Value$21 (-$7)

Filed 2016-11-17

Mariner, LLC

NEW

Shares53,000

Change+53,000

Value$19

Filed 2016-11-14

Pine River Capital Management L.P.

UNCHANGED

Shares50,665 from 50,665

Change0 (0%)

Value$18 (-$6)

Filed 2017-05-15

S.A.C. Capital Advisors (Hong Kong) Ltd.

NEW

Shares50,300

Change+50,300

Value$18

Filed 2016-11-14

United Capital Financial Advisors, LLC

UNCHANGED

Shares50,000 from 50,000

Change0 (0%)

Value$18 (+$18)

Filed 2016-11-14

Citadel Advisors LLC

DECREASED

Shares47,821 from 244,234

Change-196,413 (-80%)

Value$17 (-$97)

Filed 2017-01-31

Commonwealth Equity Services, Inc

DECREASED

Shares42,715 from 43,015

Change-300 (-1%)

Value$15 (-$5)

Filed 2016-10-25

Manufacturers Life Insurance Company, the

DECREASED

Shares41,965 from 128,758

Change-86,793 (-67%)

Value$15 (-$45)

Filed 2016-11-14

Dumont & Blake Investment Advisors LLC

UNCHANGED

Shares39,000 from 39,000

Change0 (0%)

Value$14 (-$4)

Filed 2016-11-02

Deutsche Bank Ag\

INCREASED

Shares35,472 from 28,045

Change+7,427 (+26%)

Value$12 (-$1)

Filed 2016-11-14

Ameriprise Financial Inc

INCREASED

Shares35,149 from 34,010

Change+1,139 (+3%)

Value$12 (-$4)

Filed 2016-11-08

SG Americas Securities, LLC

NEW

Shares34,197

Change+34,197

Value$12

Filed 2017-02-08

Principal Financial Group Inc

UNCHANGED

Shares31,755 from 31,755

Change0 (0%)

Value$11 (-$4)

Filed 2016-12-01

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares30,125 from 28,875

Change+1,250 (+4%)

Value$11 (-$2)

Filed 2016-11-14

Citigroup Inc

INCREASED

Shares30,071 from 28,686

Change+1,385 (+5%)

Value$11 (-$3)

Filed 2016-11-10

Oppenheimer & Co Inc

DECREASED

Shares29,600 from 77,600

Change-48,000 (-62%)

Value$11 (-$25)

Filed 2016-11-07

Mirador Capital Partners LP

NEW

Shares29,195

Change+29,195

Value$10

Filed 2016-11-07

Atlanta Capital Group

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$9 (-$3)

Filed 2016-11-09

Legal & General Group Plc

UNCHANGED

Shares23,219 from 23,219

Change0 (0%)

Value$8 (-$2)

Filed 2016-10-12

Millennium Management LLC

NEW

Shares22,500

Change+22,500

Value$8

Filed 2016-11-14

ProShare Advisors LLC

DECREASED

Shares20,894 from 22,430

Change-1,536 (-7%)

Value$7 (-$3)

Filed 2016-11-10

Cutler Group LP

UNCHANGED

Shares20,014 from 20,014

Change0 (0%)

Value$7 (-$2)

Filed 2016-10-11

Amalgamated Bank

INCREASED

Shares19,454 from 19,348

Change+106 (+1%)

Value$7 (-$1)

Filed 2016-11-15

Simplex Trading, LLC

DECREASED

Shares18,771 from 45,271

Change-26,500 (-59%)

Value$6 (-$15)

Filed 2016-10-07

Prudential Financial Inc

INCREASED

Shares16,680 from 14,900

Change+1,780 (+12%)

Value$6 (-$1)

Filed 2016-11-04

Bank of Montreal

DECREASED

Shares15,930 from 101,317

Change-85,387 (-84%)

Value$5 (-$42)

Filed 2016-10-19

Advisor Group, Inc.

DECREASED

Shares15,262 from 17,762

Change-2,500 (-14%)

Value$5 (-$3)

Filed 2017-11-02

Creative Planning

DECREASED

Shares15,100 from 23,100

Change-8,000 (-35%)

Value$5 (-$6)

Filed 2016-10-12

Compton Capital Management Inc

INCREASED

Shares15,000 from 10,000

Change+5,000 (+50%)

Value$5 ($0)

Filed 2016-11-09

Aspen Investment Management Inc

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$5 (-$2)

Filed 2016-11-08

Concert Wealth Management Inc.

NEW

Shares14,961

Change+14,961

Value$5

Filed 2016-10-27

Ameritas Investment Partners, Inc.

UNCHANGED

Shares14,289 from 14,289

Change0 (0%)

Value$5 (-$2)

Filed 2016-11-22

BNP Paribas Financial Markets

INCREASED

Shares13,266 from 11,989

Change+1,277 (+11%)

Value$4.6K (-$992)

Filed 2016-10-05

BlackRock Inc.

UNCHANGED

Shares12,812 from 12,812

Change0 (0%)

Value$4 (-$2)

Filed 2016-11-08

Nuveen Asset Management, LLC

UNCHANGED

Shares12,136 from 12,136

Change0 (0%)

Value$4 (-$2)

Filed 2016-11-14

LPL Financial LLC

DECREASED

Shares11,674 from 16,180

Change-4,506 (-28%)

Value$4 (-$6)

Filed 2016-11-16

Comerica Bank

DECREASED

Shares11,500 from 11,602

Change-102 (-1%)

Value$4 (-$1)

Filed 2016-11-10

Fisher Asset Management, LLC

UNCHANGED

Shares11,329 from 11,329

Change0 (0%)

Value$4 (-$1)

Filed 2016-10-11

Commerzbank Aktiengesellschaft

UNCHANGED

Shares10,658 from 10,658

Change0 (0%)

Value$4 (-$1)

Filed 2016-11-14

Buckhead Capital Management LLC

UNCHANGED

Shares10,640 from 10,640

Change0 (0%)

Value$4 (-$1)

Filed 2016-11-14

Raymond James & Associates

UNCHANGED

Shares10,500 from 10,500

Change0 (0%)

Value$4 (-$1)

Filed 2016-11-14

D. E. Shaw & Co., Inc.

UNCHANGED

Shares10,097 from 10,097

Change0 (0%)

Value$4 (-$1)

Filed 2016-11-14

Bank of America Corp

DECREASED

Shares9,839 from 20,356

Change-10,517 (-52%)

Value$4 (-$5)

Filed 2016-11-14

Royal Bank of Canada

NEW

Shares8,750

Change+8,750

Value$3

Filed 2016-11-14

Strs Ohio

DECREASED

Shares7,300 from 7,600

Change-300 (-4%)

Value$2 (-$1)

Filed 2016-10-27

Spot Trading L.l.c

UNCHANGED

Shares5,650 from 5,650

Change0 (0%)

Value$2 (-$1)

Filed 2016-10-31

Valley National Advisers Inc

UNCHANGED

Shares2,574 from 2,574

Change0 (0%)

Value$1 ($0)

Filed 2016-11-01

IFP Advisors, Inc

UNCHANGED

Shares2,253 from 2,253

Change0 (0%)

Value$1 ($0)

Filed 2016-11-04

Cubist Systematic Strategies, LLC

NEW

Shares2,226

Change+2,226

Value$1

Filed 2016-11-14

Barclays PLC

INCREASED

Shares1,700 from 15

Change+1,685 (+11233%)

Value$1 (+$1)

Filed 2016-11-14

UBS Group AG

DECREASED

Shares1,300 from 60,673

Change-59,373 (-98%)

Value$0 (-$28)

Filed 2016-11-14

MetLife Securities, Inc

INCREASED

Shares1,090 from 590

Change+500 (+85%)

Value$0 ($0)

Filed 2016-10-13

Northwestern Mutual Wealth Management Co

NEW

Shares858

Change+858

Value$0

Filed 2017-02-23

Brick & Kyle, Associates

UNCHANGED

Shares755 from 755

Change0 (0%)

Value$0 ($0)

Filed 2016-10-27

Fifth Third Bancorp

NEW

Shares750

Change+750

Value$0

Filed 2016-11-10

WealthPLAN Partners, LLC

INCREASED

Shares564 from 200

Change+364 (+182%)

Value$181 (+$88)

Filed 2016-12-09

CWM, LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$0 ($0)

Filed 2016-10-17

Next Financial Group, Inc

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$0 ($0)

Filed 2016-11-01

Signaturefd, LLC

NEW

Shares54

Change+54

Value$0

Filed 2016-11-14

Jnba Financial Advisors

NEW

Shares54

Change+54

Value$0

Filed 2016-11-14

Metropolitan Life Insurance Co

CLOSED

Shares0 from 152,527

Change-152,527 (-100%)

Value$0 (-$71)

Filed 2016-11-15

Stifel Financial Corp

CLOSED

Shares0 from 91,749

Change-91,749 (-100%)

Value$0 (-$44)

Filed 2016-11-15

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 89,296

Change-89,296 (-100%)

Value$0 (-$42)

Filed 2016-11-14

Guggenheim Capital LLC

CLOSED

Shares0 from 55,646

Change-55,646 (-100%)

Value$0 (-$26)

Filed 2016-11-15

Airain ltd

CLOSED

Shares0 from 53,843

Change-53,843 (-100%)

Value$0 (-$25)

Filed 2016-11-08

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 27,293

Change-27,293 (-100%)

Value$0 (-$13)

Filed 2016-11-08

Integral Derivatives, LLC

CLOSED

Shares0 from 19,101

Change-19,101 (-100%)

Value$0 (-$9)

Filed 2016-11-14

Acrospire Investment Management LLC

CLOSED

Shares0 from 11,300

Change-11,300 (-100%)

Value$0 (-$5)

Filed 2016-11-10

Valmark Advisers, Inc.

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$5)

Filed 2016-11-04

JPMorgan Chase & Co

CLOSED

Shares0 from 962

Change-962 (-100%)

Value$0 ($0)

Filed 2016-11-04

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 ($0)

Filed 2016-11-04

Equitec Specialists, LLC

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 ($0)

Filed 2016-10-24

	Status
Vanguard Group Inc	INCREASED	8,373,637	6,898,520	+1,475,117	+21%	$3.2K	$2.9K	-$281	2016-11-14
BlackRock Fund Advisors	INCREASED	6,014,689	4,766,441	+1,248,248	+26%	$2.2K	$2.1K	-$115	2016-11-08
BlackRock Institutional Trust Company, N.A.	INCREASED	4,398,909	4,152,105	+246,804	+6%	$1.9K	$1.5K	-$394	2016-11-08
State Street Corp	INCREASED	2,882,645	2,753,970	+128,675	+5%	$1.3K	$1.0K	-$272	2017-01-13
Northern Trust Corp	INCREASED	2,041,633	1,910,448	+131,185	+7%	$891	$715	-$176	2016-11-10
Goldman Sachs Group Inc	INCREASED	1,472,527	233,252	+1,239,275	+531%	$109	$516	+$407	2016-11-14
Geode Capital Management, LLC	INCREASED	1,301,165	1,258,625	+42,540	+3%	$586	$455	-$131	2016-11-10
BlackRock Investment Management, LLC	INCREASED	708,015	704,955	+3,060	+0%	$329	$248	-$81	2016-11-08
Tiaa Cref Investment Management LLC	UNCHANGED	650,350	650,350	0	0%	$303	$228	-$75	2016-11-08
Bank of New York Mellon Corp	DECREASED	601,414	649,316	-47,902	-7%	$303	$212	-$91	2016-11-03
Susquehanna International Group, LLP	DECREASED	535,907	806,356	-270,449	-34%	$376	$188	-$188	2016-11-14
California Public Employees Retirement System	UNCHANGED	471,657	471,657	0	0%	$220	$165	-$55	2016-10-25
California State Teachers Retirement System	INCREASED	442,650	384,550	+58,100	+15%	$179	$155	-$24	2016-11-09
Teachers Advisors Inc	UNCHANGED	281,597	281,597	0	0%	$131	$99	-$32	2016-11-08
Charles Schwab Investment Management Inc	UNCHANGED	265,000	265,000	0	0%	$124	$93	-$31	2016-11-14
Morgan Stanley	DECREASED	231,428	256,297	-24,869	-10%	$119	$81	-$38	2016-11-10
Rhumbline Advisers	INCREASED	185,945	179,495	+6,450	+4%	$84	$65	-$19	2016-11-08
Wells Fargo & Company	DECREASED	177,335	192,335	-15,000	-8%	$90	$62	-$28	2016-10-31
New York State Common Retirement Fund	UNCHANGED	147,900	147,900	0	0%	$69	$52	-$17	2016-11-08
Sabby Management, LLC	INCREASED	141,000	113,530	+27,470	+24%	$53	$49	-$4	2016-11-14
Alliancebernstein L.P.	DECREASED	137,500	180,800	-43,300	-24%	$84	$48	-$36	2016-11-10
Group One Trading LLC	DECREASED	135,018	966,068	-831,050	-86%	$450	$47	-$403	2016-11-14
First Republic Investment Management, Inc.	UNCHANGED	130,373	130,373	0	0%	$61	$46	-$15	2016-11-14
Nationwide Fund Advisors	UNCHANGED	119,722	119,722	0	0%	$56	$42	-$14	2016-10-20
Wolverine Trading, LLC	INCREASED	112,187	49,132	+63,055	+128%	$17	$37	+$20	2016-11-14
BlackRock Advisors LLC	INCREASED	106,061	84,271	+21,790	+26%	$39	$37	-$2	2016-11-08
American International Group, Inc.	INCREASED	105,733	105,571	+162	+0%	$49.2K	$37.0K	-$12.2K	2016-11-09
Credit Suisse AG/	DECREASED	88,987	137,676	-48,689	-35%	$64	$30	-$34	2016-12-28
Voya Investment Management LLC	UNCHANGED	82,079	82,079	0	0%	$38	$29	-$9	2016-11-14
Two Sigma Securities, LLC	NEW	77,568	—	+77,568	—	—	$27	—	2016-11-14
State Board of Administration of Florida Retirement System	UNCHANGED	67,930	67,930	0	0%	$32	$24	-$8	2016-11-14
Price T Rowe Associates Inc	DECREASED	59,906	60,900	-994	-2%	$28	$21	-$7	2016-11-17
Mariner, LLC	NEW	53,000	—	+53,000	—	—	$19	—	2016-11-14
Pine River Capital Management L.P.	UNCHANGED	50,665	50,665	0	0%	$24	$18	-$6	2017-05-15
S.A.C. Capital Advisors (Hong Kong) Ltd.	NEW	50,300	—	+50,300	—	—	$18	—	2016-11-14
United Capital Financial Advisors, LLC	UNCHANGED	50,000	50,000	0	0%	$0	$18	+$18	2016-11-14
Citadel Advisors LLC	DECREASED	47,821	244,234	-196,413	-80%	$114	$17	-$97	2017-01-31
Commonwealth Equity Services, Inc	DECREASED	42,715	43,015	-300	-1%	$20	$15	-$5	2016-10-25
Manufacturers Life Insurance Company, the	DECREASED	41,965	128,758	-86,793	-67%	$60	$15	-$45	2016-11-14
Dumont & Blake Investment Advisors LLC	UNCHANGED	39,000	39,000	0	0%	$18	$14	-$4	2016-11-02
Deutsche Bank Ag\	INCREASED	35,472	28,045	+7,427	+26%	$13	$12	-$1	2016-11-14
Ameriprise Financial Inc	INCREASED	35,149	34,010	+1,139	+3%	$16	$12	-$4	2016-11-08
SG Americas Securities, LLC	NEW	34,197	—	+34,197	—	—	$12	—	2017-02-08
Principal Financial Group Inc	UNCHANGED	31,755	31,755	0	0%	$15	$11	-$4	2016-12-01
Ladenburg Thalmann Financial Services Inc	INCREASED	30,125	28,875	+1,250	+4%	$13	$11	-$2	2016-11-14
Citigroup Inc	INCREASED	30,071	28,686	+1,385	+5%	$14	$11	-$3	2016-11-10
Oppenheimer & Co Inc	DECREASED	29,600	77,600	-48,000	-62%	$36	$11	-$25	2016-11-07
Mirador Capital Partners LP	NEW	29,195	—	+29,195	—	—	$10	—	2016-11-07
Atlanta Capital Group	UNCHANGED	25,000	25,000	0	0%	$12	$9	-$3	2016-11-09
Legal & General Group Plc	UNCHANGED	23,219	23,219	0	0%	$10	$8	-$2	2016-10-12
Millennium Management LLC	NEW	22,500	—	+22,500	—	—	$8	—	2016-11-14
ProShare Advisors LLC	DECREASED	20,894	22,430	-1,536	-7%	$10	$7	-$3	2016-11-10
Cutler Group LP	UNCHANGED	20,014	20,014	0	0%	$9	$7	-$2	2016-10-11
Amalgamated Bank	INCREASED	19,454	19,348	+106	+1%	$8	$7	-$1	2016-11-15
Simplex Trading, LLC	DECREASED	18,771	45,271	-26,500	-59%	$21	$6	-$15	2016-10-07
Prudential Financial Inc	INCREASED	16,680	14,900	+1,780	+12%	$7	$6	-$1	2016-11-04
Bank of Montreal	DECREASED	15,930	101,317	-85,387	-84%	$47	$5	-$42	2016-10-19
Advisor Group, Inc.	DECREASED	15,262	17,762	-2,500	-14%	$8	$5	-$3	2017-11-02
Creative Planning	DECREASED	15,100	23,100	-8,000	-35%	$11	$5	-$6	2016-10-12
Compton Capital Management Inc	INCREASED	15,000	10,000	+5,000	+50%	$5	$5	$0	2016-11-09
Aspen Investment Management Inc	UNCHANGED	15,000	15,000	0	0%	$7	$5	-$2	2016-11-08
Concert Wealth Management Inc.	NEW	14,961	—	+14,961	—	—	$5	—	2016-10-27
Ameritas Investment Partners, Inc.	UNCHANGED	14,289	14,289	0	0%	$7	$5	-$2	2016-11-22
BNP Paribas Financial Markets	INCREASED	13,266	11,989	+1,277	+11%	$5.6K	$4.6K	-$992	2016-10-05
BlackRock Inc.	UNCHANGED	12,812	12,812	0	0%	$6	$4	-$2	2016-11-08
Nuveen Asset Management, LLC	UNCHANGED	12,136	12,136	0	0%	$6	$4	-$2	2016-11-14
LPL Financial LLC	DECREASED	11,674	16,180	-4,506	-28%	$10	$4	-$6	2016-11-16
Comerica Bank	DECREASED	11,500	11,602	-102	-1%	$5	$4	-$1	2016-11-10
Fisher Asset Management, LLC	UNCHANGED	11,329	11,329	0	0%	$5	$4	-$1	2016-10-11
Commerzbank Aktiengesellschaft	UNCHANGED	10,658	10,658	0	0%	$5	$4	-$1	2016-11-14
Buckhead Capital Management LLC	UNCHANGED	10,640	10,640	0	0%	$5	$4	-$1	2016-11-14
Raymond James & Associates	UNCHANGED	10,500	10,500	0	0%	$5	$4	-$1	2016-11-14
D. E. Shaw & Co., Inc.	UNCHANGED	10,097	10,097	0	0%	$5	$4	-$1	2016-11-14
Bank of America Corp	DECREASED	9,839	20,356	-10,517	-52%	$9	$4	-$5	2016-11-14
Royal Bank of Canada	NEW	8,750	—	+8,750	—	—	$3	—	2016-11-14
Strs Ohio	DECREASED	7,300	7,600	-300	-4%	$3	$2	-$1	2016-10-27
Spot Trading L.l.c	UNCHANGED	5,650	5,650	0	0%	$3	$2	-$1	2016-10-31
Valley National Advisers Inc	UNCHANGED	2,574	2,574	0	0%	$1	$1	$0	2016-11-01
IFP Advisors, Inc	UNCHANGED	2,253	2,253	0	0%	$1	$1	$0	2016-11-04
Cubist Systematic Strategies, LLC	NEW	2,226	—	+2,226	—	—	$1	—	2016-11-14
Barclays PLC	INCREASED	1,700	15	+1,685	+11233%	$0	$1	+$1	2016-11-14
UBS Group AG	DECREASED	1,300	60,673	-59,373	-98%	$28	$0	-$28	2016-11-14
MetLife Securities, Inc	INCREASED	1,090	590	+500	+85%	$0	$0	$0	2016-10-13
Northwestern Mutual Wealth Management Co	NEW	858	—	+858	—	—	$0	—	2017-02-23
Brick & Kyle, Associates	UNCHANGED	755	755	0	0%	$0	$0	$0	2016-10-27
Fifth Third Bancorp	NEW	750	—	+750	—	—	$0	—	2016-11-10
WealthPLAN Partners, LLC	INCREASED	564	200	+364	+182%	$93	$181	+$88	2016-12-09
CWM, LLC	UNCHANGED	500	500	0	0%	$0	$0	$0	2016-10-17
Next Financial Group, Inc	UNCHANGED	500	500	0	0%	$0	$0	$0	2016-11-01
Signaturefd, LLC	NEW	54	—	+54	—	—	$0	—	2016-11-14
Jnba Financial Advisors	NEW	54	—	+54	—	—	$0	—	2016-11-14
Metropolitan Life Insurance Co	CLOSED	0	152,527	-152,527	-100%	$71	$0	-$71	2016-11-15
Stifel Financial Corp	CLOSED	0	91,749	-91,749	-100%	$44	$0	-$44	2016-11-15
Parametric Portfolio Associates LLC	CLOSED	0	89,296	-89,296	-100%	$42	$0	-$42	2016-11-14
Guggenheim Capital LLC	CLOSED	0	55,646	-55,646	-100%	$26	$0	-$26	2016-11-15
Airain ltd	CLOSED	0	53,843	-53,843	-100%	$25	$0	-$25	2016-11-08
Tower Research Capital LLC (TRC)	CLOSED	0	27,293	-27,293	-100%	$13	$0	-$13	2016-11-08
Integral Derivatives, LLC	CLOSED	0	19,101	-19,101	-100%	$9	$0	-$9	2016-11-14
Acrospire Investment Management LLC	CLOSED	0	11,300	-11,300	-100%	$5	$0	-$5	2016-11-10
Valmark Advisers, Inc.	CLOSED	0	10,000	-10,000	-100%	$5	$0	-$5	2016-11-04
JPMorgan Chase & Co	CLOSED	0	962	-962	-100%	$0	$0	$0	2016-11-04
PNC Financial Services Group, Inc.	CLOSED	0	900	-900	-100%	$0	$0	$0	2016-11-04
Equitec Specialists, LLC	CLOSED	0	100	-100	-100%	$0	$0	$0	2016-10-24

Showing 103 of 103 institutions