Higher One Hldgs Inc

Q1 2016 vs Q2 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Lightyear Capital LLC

UNCHANGED

Shares6,697,218 from 6,697,218

Change0 (0%)

Value$34.2K (+$8.0K)

Filed 2016-08-11

Vanguard Group Inc

INCREASED

Shares1,174,474 from 1,098,717

Change+75,757 (+7%)

Value$6.0K (+$1.7K)

Filed 2016-08-10

BlackRock Institutional Trust Company, N.A.

DECREASED

Shares1,138,737 from 1,243,443

Change-104,706 (-8%)

Value$5.8K (+$957)

Filed 2016-08-10

RBF Capital, LLC

UNCHANGED

Shares900,000 from 900,000

Change0 (0%)

Value$4.6K (+$1.1K)

Filed 2016-08-15

Renaissance Technologies LLC

INCREASED

Shares896,731 from 576,131

Change+320,600 (+56%)

Value$4.6K (+$2.3K)

Filed 2016-08-12

Gardner Lewis Asset Management L P

NEW

Shares874,442

Change+874,442

Value$4.5K

Filed 2016-08-15

Ameriprise Financial Inc

DECREASED

Shares874,339 from 892,339

Change-18,000 (-2%)

Value$4.5K (+$981)

Filed 2016-08-08

Dimensional Fund Advisors LP

INCREASED

Shares848,145 from 795,405

Change+52,740 (+7%)

Value$4.3K (+$1.2K)

Filed 2016-08-09

BlackRock Fund Advisors

INCREASED

Shares818,732 from 101,604

Change+717,128 (+706%)

Value$4.2K (+$3.8K)

Filed 2016-08-10

D. E. Shaw & Co., Inc.

DECREASED

Shares685,780 from 707,282

Change-21,502 (-3%)

Value$3.5K (+$739)

Filed 2016-08-15

AQR Arbitrage LLC

NEW

Shares671,714

Change+671,714

Value$3.4K

Filed 2016-08-15

Bank of America Corp

INCREASED

Shares618,561 from 600,000

Change+18,561 (+3%)

Value$3.2K (+$815)

Filed 2016-08-15

Kassirer Asset Management Corp

NEW

Shares500,000

Change+500,000

Value$2.6K

Filed 2016-07-27

Bridgeway Capital Management, LLC

UNCHANGED

Shares497,228 from 497,228

Change0 (0%)

Value$2.5K (+$597)

Filed 2016-08-15

First New York Securities LLC

NEW

Shares463,593

Change+463,593

Value$2.4M

Filed 2016-07-27

Longfellow Investment Management Co LLC

NEW

Shares417,024

Change+417,024

Value$2.1K

Filed 2016-07-29

California Public Employees Retirement System

UNCHANGED

Shares414,000 from 414,000

Change0 (0%)

Value$2.1K (+$497)

Filed 2016-10-25

Paragon Associates & Paragon Associates II Joint Venture

NEW

Shares400,000

Change+400,000

Value$2.0K

Filed 2016-08-15

Gabelli & Co Investment Advisers, Inc.

NEW

Shares397,100

Change+397,100

Value$2.0K

Filed 2016-08-04

Informed Momentum Co LLC

UNCHANGED

Shares389,909 from 389,909

Change0 (0%)

Value$2.0K (+$467)

Filed 2016-08-04

Connor, Clark & Lunn Investment Management Ltd.

INCREASED

Shares371,400 from 358,000

Change+13,400 (+4%)

Value$1.9K (+$498)

Filed 2016-08-15

Northern Trust Corp

INCREASED

Shares351,207 from 94,914

Change+256,293 (+270%)

Value$1.8K (+$1.5K)

Filed 2016-08-12

State Street Corp

INCREASED

Shares331,822 from 22,382

Change+309,440 (+1383%)

Value$1.7K (+$1.6K)

Filed 2016-08-12

Geode Capital Management, LLC

INCREASED

Shares282,738 from 252,721

Change+30,017 (+12%)

Value$1.4K (+$456)

Filed 2016-08-12

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

NEW

Shares282,325

Change+282,325

Value$1.4K

Filed 2016-08-11

GSA Capital Partners LLP

DECREASED

Shares276,824 from 339,664

Change-62,840 (-18%)

Value$1.4K (+$87)

Filed 2016-08-04

NS Advisors, LLC

NEW

Shares220,000

Change+220,000

Value$1.1K

Filed 2016-08-15

LSV Asset Management

DECREASED

Shares216,222 from 810,369

Change-594,147 (-73%)

Value$1.1K (-$2.1K)

Filed 2016-08-05

Deutsche Bank Ag\

DECREASED

Shares180,084 from 419,260

Change-239,176 (-57%)

Value$919 (-$719)

Filed 2016-08-15

Goldman Sachs Group Inc

INCREASED

Shares154,488 from 90,023

Change+64,465 (+72%)

Value$789 (+$437)

Filed 2016-08-15

Oppenheimer Funds Inc

NEW

Shares151,110

Change+151,110

Value$773

Filed 2016-08-11

Prelude Capital Management, LLC

INCREASED

Shares149,484 from 18,900

Change+130,584 (+691%)

Value$764 (+$690)

Filed 2016-08-15

Two Sigma Investments, LP

DECREASED

Shares131,666 from 142,071

Change-10,405 (-7%)

Value$673 (+$118)

Filed 2016-08-15

BlackRock Investment Management, LLC

INCREASED

Shares129,196 from 6,886

Change+122,310 (+1776%)

Value$660 (+$633)

Filed 2016-08-10

Morgan Stanley

DECREASED

Shares128,598 from 280,108

Change-151,510 (-54%)

Value$657 (-$438)

Filed 2016-08-12

Bank of New York Mellon Corp

INCREASED

Shares110,688 from 47,488

Change+63,200 (+133%)

Value$565 (+$379)

Filed 2016-08-01

Gabelli Funds LLC

NEW

Shares104,900

Change+104,900

Value$536

Filed 2016-08-04

Two Sigma Advisers, LP

INCREASED

Shares104,375 from 102,775

Change+1,600 (+2%)

Value$533 (+$131)

Filed 2016-08-15

BlackRock Group LTD

DECREASED

Shares103,638 from 251,657

Change-148,019 (-59%)

Value$530 (-$454)

Filed 2016-08-10

BlackRock Advisors LLC

INCREASED

Shares99,548 from 81,731

Change+17,817 (+22%)

Value$509 (+$189)

Filed 2016-08-10

Tiaa Cref Investment Management LLC

NEW

Shares90,156

Change+90,156

Value$461

Filed 2016-08-11

Spark Investment Management LLC

DECREASED

Shares82,500 from 127,000

Change-44,500 (-35%)

Value$421 (-$75)

Filed 2016-08-12

Millennium Management LLC

DECREASED

Shares74,178 from 141,443

Change-67,265 (-48%)

Value$379 (-$174)

Filed 2016-08-15

KCG Holdings, Inc.

INCREASED

Shares71,181 from 11,540

Change+59,641 (+517%)

Value$364 (+$319)

Filed 2016-08-12

Gamco Investors, Inc. ET AL

NEW

Shares69,100

Change+69,100

Value$353

Filed 2016-08-04

Charles Schwab Investment Management Inc

INCREASED

Shares66,800 from 19,400

Change+47,400 (+244%)

Value$342 (+$266)

Filed 2016-08-18

Weber Alan W

UNCHANGED

Shares65,000 from 65,000

Change0 (0%)

Value$332 (+$78)

Filed 2016-08-11

California State Teachers Retirement System

NEW

Shares64,463

Change+64,463

Value$329

Filed 2016-08-01

Eagle Global Advisors LLC

DECREASED

Shares60,769 from 134,646

Change-73,877 (-55%)

Value$311 (-$215)

Filed 2016-08-15

Alambic Investment Management, L.P.

INCREASED

Shares59,300 from 37,100

Change+22,200 (+60%)

Value$303 (+$158)

Filed 2016-08-08

Menta Capital LLC

INCREASED

Shares58,281 from 38,217

Change+20,064 (+53%)

Value$298 (+$149)

Filed 2016-08-12

Omers Administration Corp

NEW

Shares54,200

Change+54,200

Value$277

Filed 2016-08-11

Harvest Management LLC

NEW

Shares50,000

Change+50,000

Value$256

Filed 2016-08-12

Brandes Investment Partners, LP

DECREASED

Shares46,021 from 50,381

Change-4,360 (-9%)

Value$235 (+$38)

Filed 2016-08-09

Teachers Advisors Inc

NEW

Shares45,872

Change+45,872

Value$234

Filed 2016-08-11

Invesco Ltd.

INCREASED

Shares43,138 from 37,765

Change+5,373 (+14%)

Value$220 (+$72)

Filed 2016-08-15

Willow Creek Wealth Management Inc.

NEW

Shares42,334

Change+42,334

Value$216

Filed 2016-07-27

Tudor Investment Corp ET AL

UNCHANGED

Shares40,561 from 40,561

Change0 (0%)

Value$207 (+$48)

Filed 2016-08-15

TFS Capital LLC

NEW

Shares37,563

Change+37,563

Value$192

Filed 2016-08-11

Panagora Asset Management Inc

NEW

Shares36,102

Change+36,102

Value$184

Filed 2016-08-15

Brandywine Global Investment Management, LLC

UNCHANGED

Shares35,700 from 35,700

Change0 (0%)

Value$183 (+$43)

Filed 2016-08-15

K2 Principal Fund, L.P.

NEW

Shares35,000

Change+35,000

Value$179

Filed 2016-08-11

O'shaughnessy Asset Management, LLC

INCREASED

Shares34,514 from 6,213

Change+28,301 (+456%)

Value$176 (+$150)

Filed 2016-08-11

New York State Common Retirement Fund

NEW

Shares31,500

Change+31,500

Value$161

Filed 2016-08-10

Denver Investment Advisors LLC

DECREASED

Shares27,730 from 33,544

Change-5,814 (-17%)

Value$142 (+$11)

Filed 2016-08-09

Parametric Portfolio Associates LLC

INCREASED

Shares27,433 from 27,027

Change+406 (+2%)

Value$140 (+$34)

Filed 2016-08-12

Emerald Acquisition Ltd.

NEW

Shares27,300

Change+27,300

Value$140

Filed 2016-08-03

Credit Suisse AG/

DECREASED

Shares25,303 from 147,372

Change-122,069 (-83%)

Value$129 (-$447)

Filed 2016-08-11

Oxford Asset Management LLP

DECREASED

Shares24,646 from 247,218

Change-222,572 (-90%)

Value$126 (-$841)

Filed 2017-11-16

Rhumbline Advisers

NEW

Shares23,505

Change+23,505

Value$120

Filed 2016-08-11

PDT Partners, LLC

UNCHANGED

Shares23,000 from 23,000

Change0 (0%)

Value$118 (+$28)

Filed 2016-08-15

Nationwide Fund Advisors

DECREASED

Shares22,919 from 45,300

Change-22,381 (-49%)

Value$117 (-$60)

Filed 2016-08-09

Cornerstone Capital Management Holdings Llc.

DECREASED

Shares19,800 from 46,600

Change-26,800 (-58%)

Value$101 (-$81)

Filed 2016-08-12

American International Group, Inc.

NEW

Shares17,698

Change+17,698

Value$90.4K

Filed 2016-08-11

Penserra Capital Management LLC

INCREASED

Shares16,664 from 12,234

Change+4,430 (+36%)

Value$85 (+$38)

Filed 2016-08-09

Deere & Co

UNCHANGED

Shares14,773 from 14,773

Change0 (0%)

Value$75 (+$17)

Filed 2016-08-11

BlackRock Inc.

NEW

Shares13,549

Change+13,549

Value$69

Filed 2016-08-10

BBR Partners, LLC

UNCHANGED

Shares13,298 from 13,298

Change0 (0%)

Value$68 (+$16)

Filed 2016-08-12

Citigroup Inc

INCREASED

Shares11,680 from 8,625

Change+3,055 (+35%)

Value$60 (+$26)

Filed 2016-08-12

UBS Group AG

DECREASED

Shares7,427 from 100,993

Change-93,566 (-93%)

Value$38 (-$356)

Filed 2016-08-12

Fuller & Thaler Asset Management, Inc.

UNCHANGED

Shares6,300 from 6,300

Change0 (0%)

Value$32 (+$7)

Filed 2016-08-05

Tower Research Capital LLC (TRC)

DECREASED

Shares3,341 from 5,584

Change-2,243 (-40%)

Value$17 (-$5)

Filed 2016-08-10

BlackRock Japan Co. Ltd

INCREASED

Shares3,233 from 527

Change+2,706 (+513%)

Value$17 (+$15)

Filed 2016-08-10

Sensible Financial Planning & Management, Llc.

UNCHANGED

Shares2,815 from 2,815

Change0 (0%)

Value$14 (+$3)

Filed 2016-08-11

Walleye Trading LLC

DECREASED

Shares2,500 from 3,400

Change-900 (-26%)

Value$13 ($0)

Filed 2016-08-15

Simplex Trading, LLC

INCREASED

Shares1,783 from 1,640

Change+143 (+9%)

Value$9 (+$3)

Filed 2016-07-18

Federated Hermes, Inc.

INCREASED

Shares1,765 from 381

Change+1,384 (+363%)

Value$9 (+$8)

Filed 2016-08-12

Manufacturers Life Insurance Company, the

UNCHANGED

Shares1,679 from 1,679

Change0 (0%)

Value$9 (+$2)

Filed 2016-08-15

BNP Paribas Financial Markets

NEW

Shares1,216

Change+1,216

Value$6.2K

Filed 2016-07-06

FNY Managed Accounts LLC

NEW

Shares1,200

Change+1,200

Value$6.1K

Filed 2016-07-27

First Manhattan Co. Llc.

UNCHANGED

Shares995 from 995

Change0 (0%)

Value$5 (+$2)

Filed 2016-07-14

Royal Bank of Canada

DECREASED

Shares784 from 43,911

Change-43,127 (-98%)

Value$4 (-$167)

Filed 2016-08-24

Sandy Spring Bank

UNCHANGED

Shares400 from 400

Change0 (0%)

Value$2 ($0)

Filed 2016-08-09

Deccan Value Investors L.P.

CLOSED

Shares0 from 2,815,421

Change-2,815,421 (-100%)

Value$0 (-$11.0K)

Filed 2016-08-12

Northern Right Capital Management, L.P.

CLOSED

Shares0 from 1,073,450

Change-1,073,450 (-100%)

Value$0 (-$4.2K)

Filed 2016-08-15

Globeflex Capital L P

CLOSED

Shares0 from 377,472

Change-377,472 (-100%)

Value$0 (-$1.5K)

Filed 2016-08-10

Algert Global LLC

CLOSED

Shares0 from 255,250

Change-255,250 (-100%)

Value$0 (-$998)

Filed 2016-08-12

Clark Estates Inc

CLOSED

Shares0 from 138,290

Change-138,290 (-100%)

Value$0 (-$541)

Filed 2016-08-01

Susquehanna International Group, LLP

CLOSED

Shares0 from 114,546

Change-114,546 (-100%)

Value$0 (-$448)

Filed 2016-08-15

Jacobs Levy Equity Management, Inc

CLOSED

Shares0 from 101,100

Change-101,100 (-100%)

Value$0 (-$395)

Filed 2016-08-15

ClariVest Asset Management LLC

CLOSED

Shares0 from 97,219

Change-97,219 (-100%)

Value$0 (-$380)

Filed 2016-07-28

JPMorgan Chase & Co

CLOSED

Shares0 from 62,626

Change-62,626 (-100%)

Value$0 (-$245)

Filed 2016-08-08

Segantii Capital Management Ltd

CLOSED

Shares0 from 50,404

Change-50,404 (-100%)

Value$0 (-$208)

Filed 2016-08-15

Nomura Holdings Inc

CLOSED

Shares0 from 36,458

Change-36,458 (-100%)

Value$0 (-$143)

Filed 2016-09-02

BlueCrest Capital Management Ltd

CLOSED

Shares0 from 35,883

Change-35,883 (-100%)

Value$0 (-$140)

Filed 2016-08-15

Citadel Advisors LLC

CLOSED

Shares0 from 29,365

Change-29,365 (-100%)

Value$0 (-$115)

Filed 2017-01-31

Benchmark Capital Advisors

CLOSED

Shares0 from 24,000

Change-24,000 (-100%)

Value$0 (-$94)

Filed 2016-08-09

Verition Fund Management LLC

CLOSED

Shares0 from 19,607

Change-19,607 (-100%)

Value$0 (-$77)

Filed 2016-08-15

SG Americas Securities, LLC

CLOSED

Shares0 from 18,700

Change-18,700 (-100%)

Value$0 (-$73)

Filed 2016-08-03

Alpine Global Management, LLC

CLOSED

Shares0 from 14,057

Change-14,057 (-100%)

Value$0 (-$55)

Filed 2016-08-12

Jefferies Group LLC

CLOSED

Shares0 from 13,600

Change-13,600 (-100%)

Value$0 (-$53)

Filed 2016-08-12

Acrospire Investment Management LLC

CLOSED

Shares0 from 5,266

Change-5,266 (-100%)

Value$0 (-$21)

Filed 2016-08-09

Wells Fargo & Company

CLOSED

Shares0 from 3,037

Change-3,037 (-100%)

Value$0 (-$12)

Filed 2016-08-11

Barclays PLC

CLOSED

Shares0 from 403

Change-403 (-100%)

Value$0 (-$1)

Filed 2016-08-12

Russell Frank Co/

N/A

Shares— from 44,100

Change-44,100 (-100%)

Value—

	Status
Lightyear Capital LLC	UNCHANGED	6,697,218	6,697,218	0	0%	$26.2K	$34.2K	+$8.0K	2016-08-11
Vanguard Group Inc	INCREASED	1,174,474	1,098,717	+75,757	+7%	$4.3K	$6.0K	+$1.7K	2016-08-10
BlackRock Institutional Trust Company, N.A.	DECREASED	1,138,737	1,243,443	-104,706	-8%	$4.9K	$5.8K	+$957	2016-08-10
RBF Capital, LLC	UNCHANGED	900,000	900,000	0	0%	$3.5K	$4.6K	+$1.1K	2016-08-15
Renaissance Technologies LLC	INCREASED	896,731	576,131	+320,600	+56%	$2.3K	$4.6K	+$2.3K	2016-08-12
Gardner Lewis Asset Management L P	NEW	874,442	—	+874,442	—	—	$4.5K	—	2016-08-15
Ameriprise Financial Inc	DECREASED	874,339	892,339	-18,000	-2%	$3.5K	$4.5K	+$981	2016-08-08
Dimensional Fund Advisors LP	INCREASED	848,145	795,405	+52,740	+7%	$3.1K	$4.3K	+$1.2K	2016-08-09
BlackRock Fund Advisors	INCREASED	818,732	101,604	+717,128	+706%	$397	$4.2K	+$3.8K	2016-08-10
D. E. Shaw & Co., Inc.	DECREASED	685,780	707,282	-21,502	-3%	$2.8K	$3.5K	+$739	2016-08-15
AQR Arbitrage LLC	NEW	671,714	—	+671,714	—	—	$3.4K	—	2016-08-15
Bank of America Corp	INCREASED	618,561	600,000	+18,561	+3%	$2.3K	$3.2K	+$815	2016-08-15
Kassirer Asset Management Corp	NEW	500,000	—	+500,000	—	—	$2.6K	—	2016-07-27
Bridgeway Capital Management, LLC	UNCHANGED	497,228	497,228	0	0%	$1.9K	$2.5K	+$597	2016-08-15
First New York Securities LLC	NEW	463,593	—	+463,593	—	—	$2.4M	—	2016-07-27
Longfellow Investment Management Co LLC	NEW	417,024	—	+417,024	—	—	$2.1K	—	2016-07-29
California Public Employees Retirement System	UNCHANGED	414,000	414,000	0	0%	$1.6K	$2.1K	+$497	2016-10-25
Paragon Associates & Paragon Associates II Joint Venture	NEW	400,000	—	+400,000	—	—	$2.0K	—	2016-08-15
Gabelli & Co Investment Advisers, Inc.	NEW	397,100	—	+397,100	—	—	$2.0K	—	2016-08-04
Informed Momentum Co LLC	UNCHANGED	389,909	389,909	0	0%	$1.5K	$2.0K	+$467	2016-08-04
Connor, Clark & Lunn Investment Management Ltd.	INCREASED	371,400	358,000	+13,400	+4%	$1.4K	$1.9K	+$498	2016-08-15
Northern Trust Corp	INCREASED	351,207	94,914	+256,293	+270%	$304	$1.8K	+$1.5K	2016-08-12
State Street Corp	INCREASED	331,822	22,382	+309,440	+1383%	$87	$1.7K	+$1.6K	2016-08-12
Geode Capital Management, LLC	INCREASED	282,738	252,721	+30,017	+12%	$988	$1.4K	+$456	2016-08-12
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	NEW	282,325	—	+282,325	—	—	$1.4K	—	2016-08-11
GSA Capital Partners LLP	DECREASED	276,824	339,664	-62,840	-18%	$1.3K	$1.4K	+$87	2016-08-04
NS Advisors, LLC	NEW	220,000	—	+220,000	—	—	$1.1K	—	2016-08-15
LSV Asset Management	DECREASED	216,222	810,369	-594,147	-73%	$3.2K	$1.1K	-$2.1K	2016-08-05
Deutsche Bank Ag\	DECREASED	180,084	419,260	-239,176	-57%	$1.6K	$919	-$719	2016-08-15
Goldman Sachs Group Inc	INCREASED	154,488	90,023	+64,465	+72%	$352	$789	+$437	2016-08-15
Oppenheimer Funds Inc	NEW	151,110	—	+151,110	—	—	$773	—	2016-08-11
Prelude Capital Management, LLC	INCREASED	149,484	18,900	+130,584	+691%	$74	$764	+$690	2016-08-15
Two Sigma Investments, LP	DECREASED	131,666	142,071	-10,405	-7%	$555	$673	+$118	2016-08-15
BlackRock Investment Management, LLC	INCREASED	129,196	6,886	+122,310	+1776%	$27	$660	+$633	2016-08-10
Morgan Stanley	DECREASED	128,598	280,108	-151,510	-54%	$1.1K	$657	-$438	2016-08-12
Bank of New York Mellon Corp	INCREASED	110,688	47,488	+63,200	+133%	$186	$565	+$379	2016-08-01
Gabelli Funds LLC	NEW	104,900	—	+104,900	—	—	$536	—	2016-08-04
Two Sigma Advisers, LP	INCREASED	104,375	102,775	+1,600	+2%	$402	$533	+$131	2016-08-15
BlackRock Group LTD	DECREASED	103,638	251,657	-148,019	-59%	$984	$530	-$454	2016-08-10
BlackRock Advisors LLC	INCREASED	99,548	81,731	+17,817	+22%	$320	$509	+$189	2016-08-10
Tiaa Cref Investment Management LLC	NEW	90,156	—	+90,156	—	—	$461	—	2016-08-11
Spark Investment Management LLC	DECREASED	82,500	127,000	-44,500	-35%	$496	$421	-$75	2016-08-12
Millennium Management LLC	DECREASED	74,178	141,443	-67,265	-48%	$553	$379	-$174	2016-08-15
KCG Holdings, Inc.	INCREASED	71,181	11,540	+59,641	+517%	$45	$364	+$319	2016-08-12
Gamco Investors, Inc. ET AL	NEW	69,100	—	+69,100	—	—	$353	—	2016-08-04
Charles Schwab Investment Management Inc	INCREASED	66,800	19,400	+47,400	+244%	$76	$342	+$266	2016-08-18
Weber Alan W	UNCHANGED	65,000	65,000	0	0%	$254	$332	+$78	2016-08-11
California State Teachers Retirement System	NEW	64,463	—	+64,463	—	—	$329	—	2016-08-01
Eagle Global Advisors LLC	DECREASED	60,769	134,646	-73,877	-55%	$526	$311	-$215	2016-08-15
Alambic Investment Management, L.P.	INCREASED	59,300	37,100	+22,200	+60%	$145	$303	+$158	2016-08-08
Menta Capital LLC	INCREASED	58,281	38,217	+20,064	+53%	$149	$298	+$149	2016-08-12
Omers Administration Corp	NEW	54,200	—	+54,200	—	—	$277	—	2016-08-11
Harvest Management LLC	NEW	50,000	—	+50,000	—	—	$256	—	2016-08-12
Brandes Investment Partners, LP	DECREASED	46,021	50,381	-4,360	-9%	$197	$235	+$38	2016-08-09
Teachers Advisors Inc	NEW	45,872	—	+45,872	—	—	$234	—	2016-08-11
Invesco Ltd.	INCREASED	43,138	37,765	+5,373	+14%	$148	$220	+$72	2016-08-15
Willow Creek Wealth Management Inc.	NEW	42,334	—	+42,334	—	—	$216	—	2016-07-27
Tudor Investment Corp ET AL	UNCHANGED	40,561	40,561	0	0%	$159	$207	+$48	2016-08-15
TFS Capital LLC	NEW	37,563	—	+37,563	—	—	$192	—	2016-08-11
Panagora Asset Management Inc	NEW	36,102	—	+36,102	—	—	$184	—	2016-08-15
Brandywine Global Investment Management, LLC	UNCHANGED	35,700	35,700	0	0%	$140	$183	+$43	2016-08-15
K2 Principal Fund, L.P.	NEW	35,000	—	+35,000	—	—	$179	—	2016-08-11
O'shaughnessy Asset Management, LLC	INCREASED	34,514	6,213	+28,301	+456%	$26	$176	+$150	2016-08-11
New York State Common Retirement Fund	NEW	31,500	—	+31,500	—	—	$161	—	2016-08-10
Denver Investment Advisors LLC	DECREASED	27,730	33,544	-5,814	-17%	$131	$142	+$11	2016-08-09
Parametric Portfolio Associates LLC	INCREASED	27,433	27,027	+406	+2%	$106	$140	+$34	2016-08-12
Emerald Acquisition Ltd.	NEW	27,300	—	+27,300	—	—	$140	—	2016-08-03
Credit Suisse AG/	DECREASED	25,303	147,372	-122,069	-83%	$576	$129	-$447	2016-08-11
Oxford Asset Management LLP	DECREASED	24,646	247,218	-222,572	-90%	$967	$126	-$841	2017-11-16
Rhumbline Advisers	NEW	23,505	—	+23,505	—	—	$120	—	2016-08-11
PDT Partners, LLC	UNCHANGED	23,000	23,000	0	0%	$90	$118	+$28	2016-08-15
Nationwide Fund Advisors	DECREASED	22,919	45,300	-22,381	-49%	$177	$117	-$60	2016-08-09
Cornerstone Capital Management Holdings Llc.	DECREASED	19,800	46,600	-26,800	-58%	$182	$101	-$81	2016-08-12
American International Group, Inc.	NEW	17,698	—	+17,698	—	—	$90.4K	—	2016-08-11
Penserra Capital Management LLC	INCREASED	16,664	12,234	+4,430	+36%	$47	$85	+$38	2016-08-09
Deere & Co	UNCHANGED	14,773	14,773	0	0%	$58	$75	+$17	2016-08-11
BlackRock Inc.	NEW	13,549	—	+13,549	—	—	$69	—	2016-08-10
BBR Partners, LLC	UNCHANGED	13,298	13,298	0	0%	$52	$68	+$16	2016-08-12
Citigroup Inc	INCREASED	11,680	8,625	+3,055	+35%	$34	$60	+$26	2016-08-12
UBS Group AG	DECREASED	7,427	100,993	-93,566	-93%	$394	$38	-$356	2016-08-12
Fuller & Thaler Asset Management, Inc.	UNCHANGED	6,300	6,300	0	0%	$25	$32	+$7	2016-08-05
Tower Research Capital LLC (TRC)	DECREASED	3,341	5,584	-2,243	-40%	$22	$17	-$5	2016-08-10
BlackRock Japan Co. Ltd	INCREASED	3,233	527	+2,706	+513%	$2	$17	+$15	2016-08-10
Sensible Financial Planning & Management, Llc.	UNCHANGED	2,815	2,815	0	0%	$11	$14	+$3	2016-08-11
Walleye Trading LLC	DECREASED	2,500	3,400	-900	-26%	$13	$13	$0	2016-08-15
Simplex Trading, LLC	INCREASED	1,783	1,640	+143	+9%	$6	$9	+$3	2016-07-18
Federated Hermes, Inc.	INCREASED	1,765	381	+1,384	+363%	$1	$9	+$8	2016-08-12
Manufacturers Life Insurance Company, the	UNCHANGED	1,679	1,679	0	0%	$7	$9	+$2	2016-08-15
BNP Paribas Financial Markets	NEW	1,216	—	+1,216	—	—	$6.2K	—	2016-07-06
FNY Managed Accounts LLC	NEW	1,200	—	+1,200	—	—	$6.1K	—	2016-07-27
First Manhattan Co. Llc.	UNCHANGED	995	995	0	0%	$3	$5	+$2	2016-07-14
Royal Bank of Canada	DECREASED	784	43,911	-43,127	-98%	$171	$4	-$167	2016-08-24
Sandy Spring Bank	UNCHANGED	400	400	0	0%	$2	$2	$0	2016-08-09
Deccan Value Investors L.P.	CLOSED	0	2,815,421	-2,815,421	-100%	$11.0K	$0	-$11.0K	2016-08-12
Northern Right Capital Management, L.P.	CLOSED	0	1,073,450	-1,073,450	-100%	$4.2K	$0	-$4.2K	2016-08-15
Globeflex Capital L P	CLOSED	0	377,472	-377,472	-100%	$1.5K	$0	-$1.5K	2016-08-10
Algert Global LLC	CLOSED	0	255,250	-255,250	-100%	$998	$0	-$998	2016-08-12
Clark Estates Inc	CLOSED	0	138,290	-138,290	-100%	$541	$0	-$541	2016-08-01
Susquehanna International Group, LLP	CLOSED	0	114,546	-114,546	-100%	$448	$0	-$448	2016-08-15
Jacobs Levy Equity Management, Inc	CLOSED	0	101,100	-101,100	-100%	$395	$0	-$395	2016-08-15
ClariVest Asset Management LLC	CLOSED	0	97,219	-97,219	-100%	$380	$0	-$380	2016-07-28
JPMorgan Chase & Co	CLOSED	0	62,626	-62,626	-100%	$245	$0	-$245	2016-08-08
Segantii Capital Management Ltd	CLOSED	0	50,404	-50,404	-100%	$208	$0	-$208	2016-08-15
Nomura Holdings Inc	CLOSED	0	36,458	-36,458	-100%	$143	$0	-$143	2016-09-02
BlueCrest Capital Management Ltd	CLOSED	0	35,883	-35,883	-100%	$140	$0	-$140	2016-08-15
Citadel Advisors LLC	CLOSED	0	29,365	-29,365	-100%	$115	$0	-$115	2017-01-31
Benchmark Capital Advisors	CLOSED	0	24,000	-24,000	-100%	$94	$0	-$94	2016-08-09
Verition Fund Management LLC	CLOSED	0	19,607	-19,607	-100%	$77	$0	-$77	2016-08-15
SG Americas Securities, LLC	CLOSED	0	18,700	-18,700	-100%	$73	$0	-$73	2016-08-03
Alpine Global Management, LLC	CLOSED	0	14,057	-14,057	-100%	$55	$0	-$55	2016-08-12
Jefferies Group LLC	CLOSED	0	13,600	-13,600	-100%	$53	$0	-$53	2016-08-12
Acrospire Investment Management LLC	CLOSED	0	5,266	-5,266	-100%	$21	$0	-$21	2016-08-09
Wells Fargo & Company	CLOSED	0	3,037	-3,037	-100%	$12	$0	-$12	2016-08-11
Barclays PLC	CLOSED	0	403	-403	-100%	$1	$0	-$1	2016-08-12
Russell Frank Co/	N/A	—	44,100	-44,100	-100%	$172	—	—	—

Showing 115 of 115 institutions