Incontact Inc

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Gardner Lewis Asset Management L P

INCREASED

Shares6,071,928 from 2,970,753

Change+3,101,175 (+104%)

Value$84.9K (+$43.7K)

Filed 2016-11-14

AQR Arbitrage LLC

INCREASED

Shares2,915,688 from 2,549,193

Change+366,495 (+14%)

Value$40.8K (+$5.5K)

Filed 2016-11-14

Morgan Stanley

INCREASED

Shares2,894,553 from 2,492,323

Change+402,230 (+16%)

Value$40.5K (+$5.9K)

Filed 2016-11-10

Vanguard Group Inc

INCREASED

Shares2,502,968 from 2,363,359

Change+139,609 (+6%)

Value$35.0K (+$2.3K)

Filed 2016-11-14

Alpine Associates Management Inc.

DECREASED

Shares2,227,989 from 3,300,726

Change-1,072,737 (-32%)

Value$31.1K (-$14.6K)

Filed 2016-11-10

Glazer Capital, LLC

NEW

Shares1,750,384

Change+1,750,384

Value$24.5K

Filed 2016-11-14

BlackRock Fund Advisors

INCREASED

Shares1,624,087 from 1,532,385

Change+91,702 (+6%)

Value$22.7K (+$1.5K)

Filed 2016-11-08

SG Americas Securities, LLC

INCREASED

Shares1,527,372 from 1,086,165

Change+441,207 (+41%)

Value$21.4K (+$6.3K)

Filed 2017-02-08

BlackRock Institutional Trust Company, N.A.

INCREASED

Shares1,518,524 from 1,478,215

Change+40,309 (+3%)

Value$21.2K (+$756)

Filed 2016-11-08

Deutsche Bank Ag\

DECREASED

Shares1,444,499 from 1,875,323

Change-430,824 (-23%)

Value$20.2K (-$5.8K)

Filed 2016-11-14

SQN Investors LP

UNCHANGED

Shares1,396,883 from 1,396,883

Change0 (0%)

Value$19.5K (+$182)

Filed 2016-11-14

Gabelli & Co Investment Advisers, Inc.

INCREASED

Shares1,187,895 from 609,045

Change+578,850 (+95%)

Value$16.6K (+$8.2K)

Filed 2016-11-14

AWM Investment Company, Inc.

DECREASED

Shares1,140,507 from 1,300,365

Change-159,858 (-12%)

Value$15.9K (-$2.1K)

Filed 2016-11-14

State Street Corp

INCREASED

Shares1,011,620 from 983,166

Change+28,454 (+3%)

Value$14.1K (+$526)

Filed 2017-01-13

Chicago Capital Management, LLC

INCREASED

Shares910,024 from 893,103

Change+16,921 (+2%)

Value$12.7K (+$353)

Filed 2016-10-21

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

UNCHANGED

Shares882,705 from 882,705

Change0 (0%)

Value$12.3K (+$115)

Filed 2016-11-09

Bank of Montreal

DECREASED

Shares856,283 from 1,606,084

Change-749,801 (-47%)

Value$12.0K (-$10.3K)

Filed 2016-10-19

Omers Administration Corp

UNCHANGED

Shares816,400 from 816,400

Change0 (0%)

Value$11.4K (+$106)

Filed 2016-11-14

JPMorgan Chase & Co

INCREASED

Shares793,452 from 594,523

Change+198,929 (+33%)

Value$11.1K (+$2.9K)

Filed 2016-11-04

Longfellow Investment Management Co LLC

INCREASED

Shares786,787 from 739,112

Change+47,675 (+6%)

Value$11.0K (+$762)

Filed 2016-10-21

Marshall Wace, LLP

INCREASED

Shares786,318 from 24,000

Change+762,318 (+3176%)

Value$11.0K (+$10.7K)

Filed 2016-11-10

Prelude Capital Management, LLC

INCREASED

Shares736,711 from 659,733

Change+76,978 (+12%)

Value$10.3K (+$1.2K)

Filed 2016-11-14

Northern Trust Corp

DECREASED

Shares727,387 from 734,917

Change-7,530 (-1%)

Value$10.2K (-$10)

Filed 2016-11-10

Clearline Capital LP

UNCHANGED

Shares722,056 from 722,056

Change0 (0%)

Value$10.1K (+$93)

Filed 2016-11-14

UBS Asset Management Americas LLC

DECREASED

Shares721,806 from 1,225,237

Change-503,431 (-41%)

Value$10.1K (-$6.9K)

Filed 2016-11-04

Macquarie Group LTD

DECREASED

Shares688,248 from 997,698

Change-309,450 (-31%)

Value$9.6K (-$4.2K)

Filed 2016-11-15

D. E. Shaw & Co., Inc.

INCREASED

Shares679,873 from 585,506

Change+94,367 (+16%)

Value$9.5K (+$1.4K)

Filed 2016-11-14

Gabelli Funds LLC

INCREASED

Shares602,616 from 428,550

Change+174,066 (+41%)

Value$8.4K (+$2.5K)

Filed 2016-11-14

Stevens Capital Management LP

INCREASED

Shares568,564 from 517,998

Change+50,566 (+10%)

Value$7.9K (+$775)

Filed 2016-11-08

FMR LLC

DECREASED

Shares528,556 from 708,556

Change-180,000 (-25%)

Value$7.4K (-$2.4K)

Filed 2016-11-14

Goldman Sachs Group Inc

DECREASED

Shares508,869 from 613,086

Change-104,217 (-17%)

Value$7.1K (-$1.4K)

Filed 2016-11-14

Oxford Asset Management LLP

INCREASED

Shares500,000 from 97,600

Change+402,400 (+412%)

Value$7.0K (+$5.6K)

Filed 2017-11-16

Renaissance Technologies LLC

DECREASED

Shares498,961 from 600,500

Change-101,539 (-17%)

Value$7.0K (-$1.3K)

Filed 2016-11-14

Omni Partners LLP

INCREASED

Shares461,838 from 312,649

Change+149,189 (+48%)

Value$6.5K (+$2.1K)

Filed 2016-11-14

Berkley W R Corp

DECREASED

Shares441,481 from 444,070

Change-2,589 (-1%)

Value$6.2K (+$22)

Filed 2017-08-14

Geode Capital Management, LLC

INCREASED

Shares430,617 from 425,119

Change+5,498 (+1%)

Value$6.0K (+$133)

Filed 2016-11-10

Tudor Investment Corp ET AL

DECREASED

Shares371,955 from 434,955

Change-63,000 (-14%)

Value$5.2K (-$824)

Filed 2016-11-14

Portolan Capital Management, LLC

DECREASED

Shares336,308 from 569,691

Change-233,383 (-41%)

Value$4.7K (-$3.2K)

Filed 2016-11-14

Kassirer Asset Management Corp

DECREASED

Shares318,106 from 450,732

Change-132,626 (-29%)

Value$4.4K (-$1.8K)

Filed 2016-10-20

Hutchin Hill Capital, LP

INCREASED

Shares295,464 from 96,064

Change+199,400 (+208%)

Value$4.1K (+$2.8K)

Filed 2016-11-14

Gamco Investors, Inc. ET AL

INCREASED

Shares272,725 from 221,950

Change+50,775 (+23%)

Value$3.8K (+$739)

Filed 2016-11-14

S Squared Technology, LLC

UNCHANGED

Shares255,603 from 255,603

Change0 (0%)

Value$3.6K (+$33)

Filed 2016-11-14

Bank of New York Mellon Corp

DECREASED

Shares242,978 from 255,606

Change-12,628 (-5%)

Value$3.4K (-$144)

Filed 2016-11-03

Havens Advisors LLC

INCREASED

Shares236,923 from 130,000

Change+106,923 (+82%)

Value$3.3K (+$1.5K)

Filed 2016-10-13

BlackRock Investment Management, LLC

INCREASED

Shares230,490 from 230,149

Change+341 (+0%)

Value$3.2K (+$34)

Filed 2016-11-08

Credit Suisse AG/

INCREASED

Shares225,060 from 218,347

Change+6,713 (+3%)

Value$3.1K (+$121)

Filed 2016-12-28

Marathon Capital Management

DECREASED

Shares224,550 from 231,200

Change-6,650 (-3%)

Value$3.1K (-$63)

Filed 2016-11-10

Charles Schwab Investment Management Inc

INCREASED

Shares223,968 from 213,708

Change+10,260 (+5%)

Value$3.1K (+$172)

Filed 2016-11-14

Overland Advisors, LLC

NEW

Shares222,812

Change+222,812

Value$3.1K

Filed 2016-11-14

Kellner Capital, LLC

INCREASED

Shares192,300 from 181,300

Change+11,000 (+6%)

Value$2.7K (+$177)

Filed 2016-11-09

Tiaa Cref Investment Management LLC

INCREASED

Shares186,845 from 183,766

Change+3,079 (+2%)

Value$2.6K (+$67)

Filed 2016-11-08

California Public Employees Retirement System

DECREASED

Shares174,900 from 187,000

Change-12,100 (-6%)

Value$2.4K (-$145)

Filed 2016-10-25

Oberweis Asset Management Inc/

UNCHANGED

Shares171,000 from 171,000

Change0 (0%)

Value$2.4K (+$23)

Filed 2016-11-14

Mutual of America Capital Management LLC

UNCHANGED

Shares134,902 from 134,902

Change0 (0%)

Value$1.9K (+$18)

Filed 2016-11-01

SEI Investments Co

DECREASED

Shares126,797 from 156,451

Change-29,654 (-19%)

Value$1.8K (-$394)

Filed 2016-11-04

California State Teachers Retirement System

INCREASED

Shares124,391 from 123,191

Change+1,200 (+1%)

Value$1.7K (+$33)

Filed 2016-11-09

Teachers Advisors Inc

INCREASED

Shares112,814 from 111,953

Change+861 (+1%)

Value$1.6K (+$26)

Filed 2016-11-08

S. Muoio & Co. LLC

INCREASED

Shares107,000 from 52,000

Change+55,000 (+106%)

Value$1.5K (+$776)

Filed 2016-11-14

Alberta Investment Management Corp

NEW

Shares106,085

Change+106,085

Value$1.5K

Filed 2016-11-02

Coe Capital Management, LLC

DECREASED

Shares101,483 from 157,538

Change-56,055 (-36%)

Value$1.4M (-$769.9K)

Filed 2016-11-14

Pentwater Capital Management LP

UNCHANGED

Shares100,000 from 100,000

Change0 (0%)

Value$1.4K (+$13)

Filed 2016-11-14

Swiss National Bank

DECREASED

Shares96,300 from 103,700

Change-7,400 (-7%)

Value$1.3K (-$90)

Filed 2016-11-07

Alliancebernstein L.P.

UNCHANGED

Shares89,680 from 89,680

Change0 (0%)

Value$1.3K (+$12)

Filed 2016-11-10

Barclays PLC

DECREASED

Shares89,666 from 99,990

Change-10,324 (-10%)

Value$1.3K (-$131)

Filed 2016-11-14

Ontario Teachers Pension Plan Board

DECREASED

Shares81,000 from 106,800

Change-25,800 (-24%)

Value$1.1K (-$347)

Filed 2016-11-14

Millrace Asset Group, Inc.

DECREASED

Shares78,924 from 305,624

Change-226,700 (-74%)

Value$1.1K (-$3.1K)

Filed 2016-11-14

New York State Common Retirement Fund

INCREASED

Shares63,500 from 56,200

Change+7,300 (+13%)

Value$888 (+$110)

Filed 2016-11-08

Guggenheim Capital LLC

INCREASED

Shares62,470 from 54,224

Change+8,246 (+15%)

Value$873 (+$122)

Filed 2016-11-15

Rhumbline Advisers

INCREASED

Shares60,291 from 59,081

Change+1,210 (+2%)

Value$843 (+$25)

Filed 2016-11-08

Harvest Management LLC

UNCHANGED

Shares60,000 from 60,000

Change0 (0%)

Value$839 (+$8)

Filed 2016-11-14

Creative Planning

INCREASED

Shares58,383 from 151

Change+58,232 (+38564%)

Value$816 (+$814)

Filed 2016-10-12

IndexIQ Advisors LLC

DECREASED

Shares58,007 from 68,139

Change-10,132 (-15%)

Value$811 (-$133)

Filed 2016-11-04

Oppenheimer Funds Inc

UNCHANGED

Shares55,679 from 55,679

Change0 (0%)

Value$778 (+$7)

Filed 2016-11-14

LMR Partners LLP

DECREASED

Shares50,000 from 200,000

Change-150,000 (-75%)

Value$699 (-$2.1K)

Filed 2016-11-04

Paloma Partners Management Co

INCREASED

Shares48,400 from 35,445

Change+12,955 (+37%)

Value$677 (+$186)

Filed 2016-11-14

Walleye Trading LLC

INCREASED

Shares48,156 from 26,014

Change+22,142 (+85%)

Value$673 (+$313)

Filed 2016-11-14

Sterling Capital Management LLC

UNCHANGED

Shares45,000 from 45,000

Change0 (0%)

Value$629 (+$6)

Filed 2016-11-14

Panagora Asset Management Inc

INCREASED

Shares43,898 from 5,944

Change+37,954 (+639%)

Value$614 (+$532)

Filed 2016-11-14

Ancora Advisors LLCA

NEW

Shares41,500

Change+41,500

Value$580

Filed 2016-11-14

First New York Securities LLC

NEW

Shares40,639

Change+40,639

Value$568.1K

Filed 2016-10-18

Manufacturers Life Insurance Company, the

DECREASED

Shares40,121 from 40,238

Change-117 (0%)

Value$561 (+$3)

Filed 2016-11-14

Metropolitan Life Insurance Co

DECREASED

Shares39,129 from 41,154

Change-2,025 (-5%)

Value$547 (-$23)

Filed 2016-11-15

Nationwide Fund Advisors

UNCHANGED

Shares38,522 from 38,522

Change0 (0%)

Value$539 (+$5)

Filed 2016-10-20

Paradigm Capital Management Inc

DECREASED

Shares38,400 from 38,600

Change-200 (-1%)

Value$537 (+$2)

Filed 2016-11-10

Dupont Capital Management Corp

UNCHANGED

Shares36,100 from 36,100

Change0 (0%)

Value$505 (+$5)

Filed 2016-11-01

American International Group, Inc.

INCREASED

Shares33,871 from 33,820

Change+51 (+0%)

Value$473.5K (+$5.1K)

Filed 2016-11-09

BlackRock Advisors LLC

INCREASED

Shares31,872 from 29,517

Change+2,355 (+8%)

Value$446 (+$37)

Filed 2016-11-08

Parametric Portfolio Associates LLC

INCREASED

Shares31,110 from 31,046

Change+64 (+0%)

Value$435 (+$5)

Filed 2016-11-14

Trellus Management Company, LLC

UNCHANGED

Shares30,400 from 30,400

Change0 (0%)

Value$425 (+$4)

Filed 2016-11-01

Voya Investment Management LLC

DECREASED

Shares28,571 from 30,613

Change-2,042 (-7%)

Value$399 (-$25)

Filed 2016-11-14

State Board of Administration of Florida Retirement System

UNCHANGED

Shares28,516 from 28,516

Change0 (0%)

Value$399 (+$4)

Filed 2016-11-14

Aperio Group, LLC

INCREASED

Shares27,560 from 25,190

Change+2,370 (+9%)

Value$386 (+$38)

Filed 2019-04-12

Citigroup Inc

DECREASED

Shares25,556 from 44,167

Change-18,611 (-42%)

Value$357 (-$255)

Filed 2016-11-10

Bank of America Corp

DECREASED

Shares24,904 from 54,313

Change-29,409 (-54%)

Value$348 (-$403)

Filed 2016-11-14

Wells Fargo & Company

INCREASED

Shares22,413 from 18,558

Change+3,855 (+21%)

Value$313 (+$56)

Filed 2016-10-31

BlackRock Group LTD

INCREASED

Shares21,534 from 20,502

Change+1,032 (+5%)

Value$301 (+$18)

Filed 2016-11-08

KCG Holdings, Inc.

DECREASED

Shares18,004 from 43,653

Change-25,649 (-59%)

Value$252 (-$353)

Filed 2016-11-10

TFS Capital LLC

NEW

Shares17,141

Change+17,141

Value$240

Filed 2016-11-10

Telemetry Investments, L.L.C.

INCREASED

Shares12,000 from 10,000

Change+2,000 (+20%)

Value$168 (+$30)

Filed 2016-11-14

Canada Life Assurance Co

UNCHANGED

Shares11,700 from 11,700

Change0 (0%)

Value$163 (+$2)

Filed 2016-10-27

Two Sigma Investments, LP

NEW

Shares11,000

Change+11,000

Value$154

Filed 2016-11-14

Principal Financial Group Inc

NEW

Shares10,889

Change+10,889

Value$152

Filed 2016-12-01

Capital Fund Management S.A.

NEW

Shares10,659

Change+10,659

Value$149

Filed 2016-10-31

Royal Bank of Canada

DECREASED

Shares9,150 from 9,173

Change-23 (0%)

Value$128 (+$1)

Filed 2016-11-14

Legal & General Group Plc

DECREASED

Shares8,072 from 8,504

Change-432 (-5%)

Value$113 (-$4)

Filed 2016-10-12

Next Financial Group, Inc

DECREASED

Shares7,500 from 9,000

Change-1,500 (-17%)

Value$105 (-$19)

Filed 2016-11-01

BlackRock Inc.

INCREASED

Shares5,652 from 5,113

Change+539 (+11%)

Value$80 (+$10)

Filed 2016-11-08

First Mercantile Trust Co

DECREASED

Shares4,350 from 6,540

Change-2,190 (-33%)

Value$61 (-$30)

Filed 2016-10-07

BNP Paribas Financial Markets

INCREASED

Shares4,064 from 2,283

Change+1,781 (+78%)

Value$56.8K (+$25.2K)

Filed 2016-10-05

UBS Group AG

DECREASED

Shares3,912 from 4,496

Change-584 (-13%)

Value$55 (-$8)

Filed 2016-11-14

Zurcher Kantonalbank (Zurich Cantonalbank)

UNCHANGED

Shares3,671 from 3,671

Change0 (0%)

Value$51 ($0)

Filed 2016-11-14

BlackRock Japan Co. Ltd

NEW

Shares3,525

Change+3,525

Value$49

Filed 2016-11-08

Johnson Financial Group, Inc.

UNCHANGED

Shares3,457 from 3,457

Change0 (0%)

Value$48 ($0)

Filed 2016-11-14

Simplex Trading, LLC

DECREASED

Shares2,314 from 2,546

Change-232 (-9%)

Value$32 (-$3)

Filed 2016-10-07

Cutler Group LP

UNCHANGED

Shares539 from 539

Change0 (0%)

Value$7 ($0)

Filed 2016-10-11

Acrospire Investment Management LLC

NEW

Shares129

Change+129

Value$2

Filed 2016-11-10

Thompson Davis & Co., Inc.

UNCHANGED

Shares125 from 125

Change0 (0%)

Value$2 ($0)

Filed 2016-11-08

MetLife Securities, Inc

UNCHANGED

Shares102 from 102

Change0 (0%)

Value$1 ($0)

Filed 2016-10-13

Magnetar Financial LLC

CLOSED

Shares0 from 2,934,391

Change-2,934,391 (-100%)

Value$0 (-$40.6K)

Filed 2017-08-14

Frontier Capital Management Co LLC

CLOSED

Shares0 from 1,668,796

Change-1,668,796 (-100%)

Value$0 (-$23.1K)

Filed 2016-11-14

Davidson Kempner Capital Management LP

CLOSED

Shares0 from 1,100,000

Change-1,100,000 (-100%)

Value$0 (-$15.2K)

Filed 2018-08-14

Sentinel Asset Management, Inc.

CLOSED

Shares0 from 989,926

Change-989,926 (-100%)

Value$0 (-$13.7K)

Filed 2016-11-14

Capstone Investment Advisors, LLC

CLOSED

Shares0 from 600,000

Change-600,000 (-100%)

Value$0 (-$8.3K)

Filed 2016-11-14

Vista Equity Partners Management, LLC

CLOSED

Shares0 from 477,524

Change-477,524 (-100%)

Value$0 (-$6.6K)

Filed 2016-11-14

Weatherbie M A & Co Inc

CLOSED

Shares0 from 462,437

Change-462,437 (-100%)

Value$0 (-$6.4K)

Filed 2016-11-15

Cortina Asset Management, LLC

CLOSED

Shares0 from 442,901

Change-442,901 (-100%)

Value$0 (-$6.1K)

Filed 2016-11-14

Alyeska Investment Group, L.P.

CLOSED

Shares0 from 251,425

Change-251,425 (-100%)

Value$0 (-$3.5K)

Filed 2017-08-17

Balter Liquid Alternatives, LLC

CLOSED

Shares0 from 189,620

Change-189,620 (-100%)

Value$0 (-$2.6K)

Filed 2016-11-14

Banco BTG Pactual S.A.

CLOSED

Shares0 from 144,000

Change-144,000 (-100%)

Value$0 (-$2.0K)

Filed 2016-11-14

Emerald Acquisition Ltd.

CLOSED

Shares0 from 140,352

Change-140,352 (-100%)

Value$0 (-$1.9K)

Filed 2016-11-09

1492 Capital Management LLC

CLOSED

Shares0 from 124,725

Change-124,725 (-100%)

Value$0 (-$1.7K)

Filed 2016-11-10

Falcon Point Capital, LLC

CLOSED

Shares0 from 108,109

Change-108,109 (-100%)

Value$0 (-$1.5K)

Filed 2016-11-08

Polar Asset Management Partners Inc.

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$1.4K)

Filed 2016-11-14

Squarepoint Ops LLC

CLOSED

Shares0 from 93,100

Change-93,100 (-100%)

Value$0 (-$1.3K)

Filed 2016-11-15

Hood River Capital Management LLC

CLOSED

Shares0 from 65,128

Change-65,128 (-100%)

Value$0 (-$902)

Filed 2016-11-02

Princeton Alpha Management LP

CLOSED

Shares0 from 32,033

Change-32,033 (-100%)

Value$0 (-$444)

Filed 2016-11-10

Cubist Systematic Strategies, LLC

CLOSED

Shares0 from 29,008

Change-29,008 (-100%)

Value$0 (-$402)

Filed 2016-11-14

Citadel Advisors LLC

CLOSED

Shares0 from 28,710

Change-28,710 (-100%)

Value$0 (-$398)

Filed 2017-01-31

BlueCrest Capital Management Ltd

CLOSED

Shares0 from 19,202

Change-19,202 (-100%)

Value$0 (-$266)

Filed 2016-11-14

Opera Trading Capital

CLOSED

Shares0 from 17,200

Change-17,200 (-100%)

Value$0 (-$238)

Filed 2016-11-14

Susquehanna International Group, LLP

CLOSED

Shares0 from 17,012

Change-17,012 (-100%)

Value$0 (-$236)

Filed 2016-11-14

GSA Capital Partners LLP

CLOSED

Shares0 from 15,193

Change-15,193 (-100%)

Value$0 (-$210)

Filed 2016-11-14

First Republic Investment Management, Inc.

CLOSED

Shares0 from 14,965

Change-14,965 (-100%)

Value$0 (-$207)

Filed 2016-11-14

Highbridge Capital Management LLC

CLOSED

Shares0 from 13,444

Change-13,444 (-100%)

Value$0 (-$186)

Filed 2016-11-14

Jane Street Group, LLC

CLOSED

Shares0 from 11,437

Change-11,437 (-100%)

Value$0 (-$158)

Filed 2016-11-15

BTG Pactual Global Asset Management Ltd

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$139)

Filed 2016-11-15

Teacher Retirement System of Texas

CLOSED

Shares0 from 8,240

Change-8,240 (-100%)

Value$0 (-$114)

Filed 2016-11-04

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 4,421

Change-4,421 (-100%)

Value$0 (-$62)

Filed 2016-11-08

Royce & Associates LP

CLOSED

Shares0 from 4,200

Change-4,200 (-100%)

Value$0 (-$58)

Filed 2016-11-14

Nomura Holdings Inc

CLOSED

Shares0 from 2,862

Change-2,862 (-100%)

Value$0 (-$38)

Filed 2016-11-14

Fifth Third Bancorp

CLOSED

Shares0 from 1,200

Change-1,200 (-100%)

Value$0 (-$17)

Filed 2016-11-10

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 266

Change-266 (-100%)

Value$0 (-$4)

Filed 2016-11-04

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 43

Change-43 (-100%)

Value$0 (-$1)

Filed 2016-11-14

Societe Generale

N/A

Shares— from 1,086,165

Change-1,086,165 (-100%)

Value—

First Trust Capital Management L.P.

N/A

Shares— from 280,554

Change-280,554 (-100%)

Value—

	Status
Gardner Lewis Asset Management L P	INCREASED	6,071,928	2,970,753	+3,101,175	+104%	$41.1K	$84.9K	+$43.7K	2016-11-14
AQR Arbitrage LLC	INCREASED	2,915,688	2,549,193	+366,495	+14%	$35.3K	$40.8K	+$5.5K	2016-11-14
Morgan Stanley	INCREASED	2,894,553	2,492,323	+402,230	+16%	$34.5K	$40.5K	+$5.9K	2016-11-10
Vanguard Group Inc	INCREASED	2,502,968	2,363,359	+139,609	+6%	$32.7K	$35.0K	+$2.3K	2016-11-14
Alpine Associates Management Inc.	DECREASED	2,227,989	3,300,726	-1,072,737	-32%	$45.7K	$31.1K	-$14.6K	2016-11-10
Glazer Capital, LLC	NEW	1,750,384	—	+1,750,384	—	—	$24.5K	—	2016-11-14
BlackRock Fund Advisors	INCREASED	1,624,087	1,532,385	+91,702	+6%	$21.2K	$22.7K	+$1.5K	2016-11-08
SG Americas Securities, LLC	INCREASED	1,527,372	1,086,165	+441,207	+41%	$15.0K	$21.4K	+$6.3K	2017-02-08
BlackRock Institutional Trust Company, N.A.	INCREASED	1,518,524	1,478,215	+40,309	+3%	$20.5K	$21.2K	+$756	2016-11-08
Deutsche Bank Ag\	DECREASED	1,444,499	1,875,323	-430,824	-23%	$26.0K	$20.2K	-$5.8K	2016-11-14
SQN Investors LP	UNCHANGED	1,396,883	1,396,883	0	0%	$19.3K	$19.5K	+$182	2016-11-14
Gabelli & Co Investment Advisers, Inc.	INCREASED	1,187,895	609,045	+578,850	+95%	$8.4K	$16.6K	+$8.2K	2016-11-14
AWM Investment Company, Inc.	DECREASED	1,140,507	1,300,365	-159,858	-12%	$18.0K	$15.9K	-$2.1K	2016-11-14
State Street Corp	INCREASED	1,011,620	983,166	+28,454	+3%	$13.6K	$14.1K	+$526	2017-01-13
Chicago Capital Management, LLC	INCREASED	910,024	893,103	+16,921	+2%	$12.4K	$12.7K	+$353	2016-10-21
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	UNCHANGED	882,705	882,705	0	0%	$12.2K	$12.3K	+$115	2016-11-09
Bank of Montreal	DECREASED	856,283	1,606,084	-749,801	-47%	$22.2K	$12.0K	-$10.3K	2016-10-19
Omers Administration Corp	UNCHANGED	816,400	816,400	0	0%	$11.3K	$11.4K	+$106	2016-11-14
JPMorgan Chase & Co	INCREASED	793,452	594,523	+198,929	+33%	$8.2K	$11.1K	+$2.9K	2016-11-04
Longfellow Investment Management Co LLC	INCREASED	786,787	739,112	+47,675	+6%	$10.2K	$11.0K	+$762	2016-10-21
Marshall Wace, LLP	INCREASED	786,318	24,000	+762,318	+3176%	$332	$11.0K	+$10.7K	2016-11-10
Prelude Capital Management, LLC	INCREASED	736,711	659,733	+76,978	+12%	$9.1K	$10.3K	+$1.2K	2016-11-14
Northern Trust Corp	DECREASED	727,387	734,917	-7,530	-1%	$10.2K	$10.2K	-$10	2016-11-10
Clearline Capital LP	UNCHANGED	722,056	722,056	0	0%	$10.0K	$10.1K	+$93	2016-11-14
UBS Asset Management Americas LLC	DECREASED	721,806	1,225,237	-503,431	-41%	$17.0K	$10.1K	-$6.9K	2016-11-04
Macquarie Group LTD	DECREASED	688,248	997,698	-309,450	-31%	$13.8K	$9.6K	-$4.2K	2016-11-15
D. E. Shaw & Co., Inc.	INCREASED	679,873	585,506	+94,367	+16%	$8.1K	$9.5K	+$1.4K	2016-11-14
Gabelli Funds LLC	INCREASED	602,616	428,550	+174,066	+41%	$5.9K	$8.4K	+$2.5K	2016-11-14
Stevens Capital Management LP	INCREASED	568,564	517,998	+50,566	+10%	$7.2K	$7.9K	+$775	2016-11-08
FMR LLC	DECREASED	528,556	708,556	-180,000	-25%	$9.8K	$7.4K	-$2.4K	2016-11-14
Goldman Sachs Group Inc	DECREASED	508,869	613,086	-104,217	-17%	$8.5K	$7.1K	-$1.4K	2016-11-14
Oxford Asset Management LLP	INCREASED	500,000	97,600	+402,400	+412%	$1.4K	$7.0K	+$5.6K	2017-11-16
Renaissance Technologies LLC	DECREASED	498,961	600,500	-101,539	-17%	$8.3K	$7.0K	-$1.3K	2016-11-14
Omni Partners LLP	INCREASED	461,838	312,649	+149,189	+48%	$4.3K	$6.5K	+$2.1K	2016-11-14
Berkley W R Corp	DECREASED	441,481	444,070	-2,589	-1%	$6.2K	$6.2K	+$22	2017-08-14
Geode Capital Management, LLC	INCREASED	430,617	425,119	+5,498	+1%	$5.9K	$6.0K	+$133	2016-11-10
Tudor Investment Corp ET AL	DECREASED	371,955	434,955	-63,000	-14%	$6.0K	$5.2K	-$824	2016-11-14
Portolan Capital Management, LLC	DECREASED	336,308	569,691	-233,383	-41%	$7.9K	$4.7K	-$3.2K	2016-11-14
Kassirer Asset Management Corp	DECREASED	318,106	450,732	-132,626	-29%	$6.2K	$4.4K	-$1.8K	2016-10-20
Hutchin Hill Capital, LP	INCREASED	295,464	96,064	+199,400	+208%	$1.3K	$4.1K	+$2.8K	2016-11-14
Gamco Investors, Inc. ET AL	INCREASED	272,725	221,950	+50,775	+23%	$3.1K	$3.8K	+$739	2016-11-14
S Squared Technology, LLC	UNCHANGED	255,603	255,603	0	0%	$3.5K	$3.6K	+$33	2016-11-14
Bank of New York Mellon Corp	DECREASED	242,978	255,606	-12,628	-5%	$3.5K	$3.4K	-$144	2016-11-03
Havens Advisors LLC	INCREASED	236,923	130,000	+106,923	+82%	$1.8K	$3.3K	+$1.5K	2016-10-13
BlackRock Investment Management, LLC	INCREASED	230,490	230,149	+341	+0%	$3.2K	$3.2K	+$34	2016-11-08
Credit Suisse AG/	INCREASED	225,060	218,347	+6,713	+3%	$3.0K	$3.1K	+$121	2016-12-28
Marathon Capital Management	DECREASED	224,550	231,200	-6,650	-3%	$3.2K	$3.1K	-$63	2016-11-10
Charles Schwab Investment Management Inc	INCREASED	223,968	213,708	+10,260	+5%	$3.0K	$3.1K	+$172	2016-11-14
Overland Advisors, LLC	NEW	222,812	—	+222,812	—	—	$3.1K	—	2016-11-14
Kellner Capital, LLC	INCREASED	192,300	181,300	+11,000	+6%	$2.5K	$2.7K	+$177	2016-11-09
Tiaa Cref Investment Management LLC	INCREASED	186,845	183,766	+3,079	+2%	$2.5K	$2.6K	+$67	2016-11-08
California Public Employees Retirement System	DECREASED	174,900	187,000	-12,100	-6%	$2.6K	$2.4K	-$145	2016-10-25
Oberweis Asset Management Inc/	UNCHANGED	171,000	171,000	0	0%	$2.4K	$2.4K	+$23	2016-11-14
Mutual of America Capital Management LLC	UNCHANGED	134,902	134,902	0	0%	$1.9K	$1.9K	+$18	2016-11-01
SEI Investments Co	DECREASED	126,797	156,451	-29,654	-19%	$2.2K	$1.8K	-$394	2016-11-04
California State Teachers Retirement System	INCREASED	124,391	123,191	+1,200	+1%	$1.7K	$1.7K	+$33	2016-11-09
Teachers Advisors Inc	INCREASED	112,814	111,953	+861	+1%	$1.6K	$1.6K	+$26	2016-11-08
S. Muoio & Co. LLC	INCREASED	107,000	52,000	+55,000	+106%	$720	$1.5K	+$776	2016-11-14
Alberta Investment Management Corp	NEW	106,085	—	+106,085	—	—	$1.5K	—	2016-11-02
Coe Capital Management, LLC	DECREASED	101,483	157,538	-56,055	-36%	$2.2M	$1.4M	-$769.9K	2016-11-14
Pentwater Capital Management LP	UNCHANGED	100,000	100,000	0	0%	$1.4K	$1.4K	+$13	2016-11-14
Swiss National Bank	DECREASED	96,300	103,700	-7,400	-7%	$1.4K	$1.3K	-$90	2016-11-07
Alliancebernstein L.P.	UNCHANGED	89,680	89,680	0	0%	$1.2K	$1.3K	+$12	2016-11-10
Barclays PLC	DECREASED	89,666	99,990	-10,324	-10%	$1.4K	$1.3K	-$131	2016-11-14
Ontario Teachers Pension Plan Board	DECREASED	81,000	106,800	-25,800	-24%	$1.5K	$1.1K	-$347	2016-11-14
Millrace Asset Group, Inc.	DECREASED	78,924	305,624	-226,700	-74%	$4.2K	$1.1K	-$3.1K	2016-11-14
New York State Common Retirement Fund	INCREASED	63,500	56,200	+7,300	+13%	$778	$888	+$110	2016-11-08
Guggenheim Capital LLC	INCREASED	62,470	54,224	+8,246	+15%	$751	$873	+$122	2016-11-15
Rhumbline Advisers	INCREASED	60,291	59,081	+1,210	+2%	$818	$843	+$25	2016-11-08
Harvest Management LLC	UNCHANGED	60,000	60,000	0	0%	$831	$839	+$8	2016-11-14
Creative Planning	INCREASED	58,383	151	+58,232	+38564%	$2	$816	+$814	2016-10-12
IndexIQ Advisors LLC	DECREASED	58,007	68,139	-10,132	-15%	$944	$811	-$133	2016-11-04
Oppenheimer Funds Inc	UNCHANGED	55,679	55,679	0	0%	$771	$778	+$7	2016-11-14
LMR Partners LLP	DECREASED	50,000	200,000	-150,000	-75%	$2.8K	$699	-$2.1K	2016-11-04
Paloma Partners Management Co	INCREASED	48,400	35,445	+12,955	+37%	$491	$677	+$186	2016-11-14
Walleye Trading LLC	INCREASED	48,156	26,014	+22,142	+85%	$360	$673	+$313	2016-11-14
Sterling Capital Management LLC	UNCHANGED	45,000	45,000	0	0%	$623	$629	+$6	2016-11-14
Panagora Asset Management Inc	INCREASED	43,898	5,944	+37,954	+639%	$82	$614	+$532	2016-11-14
Ancora Advisors LLCA	NEW	41,500	—	+41,500	—	—	$580	—	2016-11-14
First New York Securities LLC	NEW	40,639	—	+40,639	—	—	$568.1K	—	2016-10-18
Manufacturers Life Insurance Company, the	DECREASED	40,121	40,238	-117	0%	$558	$561	+$3	2016-11-14
Metropolitan Life Insurance Co	DECREASED	39,129	41,154	-2,025	-5%	$570	$547	-$23	2016-11-15
Nationwide Fund Advisors	UNCHANGED	38,522	38,522	0	0%	$534	$539	+$5	2016-10-20
Paradigm Capital Management Inc	DECREASED	38,400	38,600	-200	-1%	$535	$537	+$2	2016-11-10
Dupont Capital Management Corp	UNCHANGED	36,100	36,100	0	0%	$500	$505	+$5	2016-11-01
American International Group, Inc.	INCREASED	33,871	33,820	+51	+0%	$468.4K	$473.5K	+$5.1K	2016-11-09
BlackRock Advisors LLC	INCREASED	31,872	29,517	+2,355	+8%	$409	$446	+$37	2016-11-08
Parametric Portfolio Associates LLC	INCREASED	31,110	31,046	+64	+0%	$430	$435	+$5	2016-11-14
Trellus Management Company, LLC	UNCHANGED	30,400	30,400	0	0%	$421	$425	+$4	2016-11-01
Voya Investment Management LLC	DECREASED	28,571	30,613	-2,042	-7%	$424	$399	-$25	2016-11-14
State Board of Administration of Florida Retirement System	UNCHANGED	28,516	28,516	0	0%	$395	$399	+$4	2016-11-14
Aperio Group, LLC	INCREASED	27,560	25,190	+2,370	+9%	$348	$386	+$38	2019-04-12
Citigroup Inc	DECREASED	25,556	44,167	-18,611	-42%	$612	$357	-$255	2016-11-10
Bank of America Corp	DECREASED	24,904	54,313	-29,409	-54%	$751	$348	-$403	2016-11-14
Wells Fargo & Company	INCREASED	22,413	18,558	+3,855	+21%	$257	$313	+$56	2016-10-31
BlackRock Group LTD	INCREASED	21,534	20,502	+1,032	+5%	$283	$301	+$18	2016-11-08
KCG Holdings, Inc.	DECREASED	18,004	43,653	-25,649	-59%	$605	$252	-$353	2016-11-10
TFS Capital LLC	NEW	17,141	—	+17,141	—	—	$240	—	2016-11-10
Telemetry Investments, L.L.C.	INCREASED	12,000	10,000	+2,000	+20%	$138	$168	+$30	2016-11-14
Canada Life Assurance Co	UNCHANGED	11,700	11,700	0	0%	$161	$163	+$2	2016-10-27
Two Sigma Investments, LP	NEW	11,000	—	+11,000	—	—	$154	—	2016-11-14
Principal Financial Group Inc	NEW	10,889	—	+10,889	—	—	$152	—	2016-12-01
Capital Fund Management S.A.	NEW	10,659	—	+10,659	—	—	$149	—	2016-10-31
Royal Bank of Canada	DECREASED	9,150	9,173	-23	0%	$127	$128	+$1	2016-11-14
Legal & General Group Plc	DECREASED	8,072	8,504	-432	-5%	$117	$113	-$4	2016-10-12
Next Financial Group, Inc	DECREASED	7,500	9,000	-1,500	-17%	$124	$105	-$19	2016-11-01
BlackRock Inc.	INCREASED	5,652	5,113	+539	+11%	$70	$80	+$10	2016-11-08
First Mercantile Trust Co	DECREASED	4,350	6,540	-2,190	-33%	$91	$61	-$30	2016-10-07
BNP Paribas Financial Markets	INCREASED	4,064	2,283	+1,781	+78%	$31.6K	$56.8K	+$25.2K	2016-10-05
UBS Group AG	DECREASED	3,912	4,496	-584	-13%	$63	$55	-$8	2016-11-14
Zurcher Kantonalbank (Zurich Cantonalbank)	UNCHANGED	3,671	3,671	0	0%	$51	$51	$0	2016-11-14
BlackRock Japan Co. Ltd	NEW	3,525	—	+3,525	—	—	$49	—	2016-11-08
Johnson Financial Group, Inc.	UNCHANGED	3,457	3,457	0	0%	$48	$48	$0	2016-11-14
Simplex Trading, LLC	DECREASED	2,314	2,546	-232	-9%	$35	$32	-$3	2016-10-07
Cutler Group LP	UNCHANGED	539	539	0	0%	$7	$7	$0	2016-10-11
Acrospire Investment Management LLC	NEW	129	—	+129	—	—	$2	—	2016-11-10
Thompson Davis & Co., Inc.	UNCHANGED	125	125	0	0%	$2	$2	$0	2016-11-08
MetLife Securities, Inc	UNCHANGED	102	102	0	0%	$1	$1	$0	2016-10-13
Magnetar Financial LLC	CLOSED	0	2,934,391	-2,934,391	-100%	$40.6K	$0	-$40.6K	2017-08-14
Frontier Capital Management Co LLC	CLOSED	0	1,668,796	-1,668,796	-100%	$23.1K	$0	-$23.1K	2016-11-14
Davidson Kempner Capital Management LP	CLOSED	0	1,100,000	-1,100,000	-100%	$15.2K	$0	-$15.2K	2018-08-14
Sentinel Asset Management, Inc.	CLOSED	0	989,926	-989,926	-100%	$13.7K	$0	-$13.7K	2016-11-14
Capstone Investment Advisors, LLC	CLOSED	0	600,000	-600,000	-100%	$8.3K	$0	-$8.3K	2016-11-14
Vista Equity Partners Management, LLC	CLOSED	0	477,524	-477,524	-100%	$6.6K	$0	-$6.6K	2016-11-14
Weatherbie M A & Co Inc	CLOSED	0	462,437	-462,437	-100%	$6.4K	$0	-$6.4K	2016-11-15
Cortina Asset Management, LLC	CLOSED	0	442,901	-442,901	-100%	$6.1K	$0	-$6.1K	2016-11-14
Alyeska Investment Group, L.P.	CLOSED	0	251,425	-251,425	-100%	$3.5K	$0	-$3.5K	2017-08-17
Balter Liquid Alternatives, LLC	CLOSED	0	189,620	-189,620	-100%	$2.6K	$0	-$2.6K	2016-11-14
Banco BTG Pactual S.A.	CLOSED	0	144,000	-144,000	-100%	$2.0K	$0	-$2.0K	2016-11-14
Emerald Acquisition Ltd.	CLOSED	0	140,352	-140,352	-100%	$1.9K	$0	-$1.9K	2016-11-09
1492 Capital Management LLC	CLOSED	0	124,725	-124,725	-100%	$1.7K	$0	-$1.7K	2016-11-10
Falcon Point Capital, LLC	CLOSED	0	108,109	-108,109	-100%	$1.5K	$0	-$1.5K	2016-11-08
Polar Asset Management Partners Inc.	CLOSED	0	100,000	-100,000	-100%	$1.4K	$0	-$1.4K	2016-11-14
Squarepoint Ops LLC	CLOSED	0	93,100	-93,100	-100%	$1.3K	$0	-$1.3K	2016-11-15
Hood River Capital Management LLC	CLOSED	0	65,128	-65,128	-100%	$902	$0	-$902	2016-11-02
Princeton Alpha Management LP	CLOSED	0	32,033	-32,033	-100%	$444	$0	-$444	2016-11-10
Cubist Systematic Strategies, LLC	CLOSED	0	29,008	-29,008	-100%	$402	$0	-$402	2016-11-14
Citadel Advisors LLC	CLOSED	0	28,710	-28,710	-100%	$398	$0	-$398	2017-01-31
BlueCrest Capital Management Ltd	CLOSED	0	19,202	-19,202	-100%	$266	$0	-$266	2016-11-14
Opera Trading Capital	CLOSED	0	17,200	-17,200	-100%	$238	$0	-$238	2016-11-14
Susquehanna International Group, LLP	CLOSED	0	17,012	-17,012	-100%	$236	$0	-$236	2016-11-14
GSA Capital Partners LLP	CLOSED	0	15,193	-15,193	-100%	$210	$0	-$210	2016-11-14
First Republic Investment Management, Inc.	CLOSED	0	14,965	-14,965	-100%	$207	$0	-$207	2016-11-14
Highbridge Capital Management LLC	CLOSED	0	13,444	-13,444	-100%	$186	$0	-$186	2016-11-14
Jane Street Group, LLC	CLOSED	0	11,437	-11,437	-100%	$158	$0	-$158	2016-11-15
BTG Pactual Global Asset Management Ltd	CLOSED	0	10,000	-10,000	-100%	$139	$0	-$139	2016-11-15
Teacher Retirement System of Texas	CLOSED	0	8,240	-8,240	-100%	$114	$0	-$114	2016-11-04
Tower Research Capital LLC (TRC)	CLOSED	0	4,421	-4,421	-100%	$62	$0	-$62	2016-11-08
Royce & Associates LP	CLOSED	0	4,200	-4,200	-100%	$58	$0	-$58	2016-11-14
Nomura Holdings Inc	CLOSED	0	2,862	-2,862	-100%	$38	$0	-$38	2016-11-14
Fifth Third Bancorp	CLOSED	0	1,200	-1,200	-100%	$17	$0	-$17	2016-11-10
PNC Financial Services Group, Inc.	CLOSED	0	266	-266	-100%	$4	$0	-$4	2016-11-04
Ladenburg Thalmann Financial Services Inc	CLOSED	0	43	-43	-100%	$1	$0	-$1	2016-11-14
Societe Generale	N/A	—	1,086,165	-1,086,165	-100%	$15.0K	—	—	—
First Trust Capital Management L.P.	N/A	—	280,554	-280,554	-100%	$3.9M	—	—	—

Showing 155 of 155 institutions