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Keating Capital Inc

Q1 2014 vs Q2 2014

Comparing institutional holders between quarters

Quarters

Q2 2014Q1 2014Q4 2013Q3 2013Q2 2013
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Credit Suisse AG/
INCREASED
Shares340,201 from 330,587
Change+9,614 (+3%)
Value$2.0K (-$9)
Filed 2014-08-11
Yakira Capital Management, Inc.
DECREASED
Shares126,610 from 151,723
Change-25,113 (-17%)
Value$748 (-$179)
Filed 2014-08-14
Heartland Advisors Inc
INCREASED
Shares101,663 from 100,000
Change+1,663 (+2%)
Value$601 (-$13)
Filed 2014-08-14
First Foundation Advisors
NEW
Shares43,842
Change+43,842
Value$259
Filed 2014-08-15
Renaissance Technologies LLC
INCREASED
Shares28,441 from 26,200
Change+2,241 (+9%)
Value$168 (+$8)
Filed 2014-08-13
Mariner Investment Group LLC
NEW
Shares14,992
Change+14,992
Value$89
Filed 2014-08-12
UBS AG
INCREASED
Shares3,476 from 546
Change+2,930 (+537%)
Value$21 (+$18)
Filed 2014-08-14
Blue Bell Private Wealth Management, LLC
INCREASED
Shares3,419 from 3,400
Change+19 (+1%)
Value$20 (-$1)
Filed 2014-07-29
BNP Paribas Financial Markets
UNCHANGED
Shares416 from 416
Change0 (0%)
Value$2.5K (-$174)
Filed 2014-08-14
Tower Research Capital LLC (TRC)
NEW
Shares298
Change+298
Value$2
Filed 2014-08-14
Bank of America Corp
NEW
Shares33
Change+33
Value$0
Filed 2014-08-14
Deutsche Bank Ag\
DECREASED
Shares19 from 3,498
Change-3,479 (-99%)
Value$0 (-$21)
Filed 2014-08-15
Wells Fargo & Company
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$0 ($0)
Filed 2014-08-29
Bulldog Investors, LLPA
CLOSED
Shares0 from 210,740
Change-210,740 (-100%)
Value$0 (-$1.3K)
Filed 2016-01-11
WFG Advisors, LP
CLOSED
Shares0 from 94,658
Change-94,658 (-100%)
Value$0 (-$578)
Filed 2014-08-12
BlackRock Fund Advisors
CLOSED
Shares0 from 35,080
Change-35,080 (-100%)
Value$0 (-$214)
Filed 2014-08-06
Northern Trust Corp
CLOSED
Shares0 from 13,051
Change-13,051 (-100%)
Value$0 (-$79)
Filed 2014-08-14
Envestnet Asset Management Inc
CLOSED
Shares0 from 8,669
Change-8,669 (-100%)
Value$0 (-$53)
Filed 2014-08-14
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$12)
Filed 2014-08-14
Morgan Stanley
CLOSED
Shares0 from 1,499
Change-1,499 (-100%)
Value$0 (-$9)
Filed 2014-08-12
Hartford Financial Management Inc.
CLOSED
Shares0 from 650
Change-650 (-100%)
Value$0 (-$3)
Filed 2014-08-05
Status
Credit Suisse AG/
INCREASED340,201330,587+9,614+3%$2.0K$2.0K-$92014-08-11
Yakira Capital Management, Inc.
DECREASED126,610151,723-25,113-17%$927$748-$1792014-08-14
Heartland Advisors Inc
INCREASED101,663100,000+1,663+2%$614$601-$132014-08-14
First Foundation Advisors
NEW43,842—+43,842——$259—2014-08-15
Renaissance Technologies LLC
INCREASED28,44126,200+2,241+9%$160$168+$82014-08-13
Mariner Investment Group LLC
NEW14,992—+14,992——$89—2014-08-12
UBS AG
INCREASED3,476546+2,930+537%$3$21+$182014-08-14
Blue Bell Private Wealth Management, LLC
INCREASED3,4193,400+19+1%$21$20-$12014-07-29
BNP Paribas Financial Markets
UNCHANGED41641600%$2.6K$2.5K-$1742014-08-14
Tower Research Capital LLC (TRC)
NEW298—+298——$2—2014-08-14
Bank of America Corp
NEW33—+33——$0—2014-08-14
Deutsche Bank Ag\
DECREASED193,498-3,479-99%$21$0-$212014-08-15
Wells Fargo & Company
UNCHANGED1100%$0$0$02014-08-29
Bulldog Investors, LLPA
CLOSED0210,740-210,740-100%$1.3K$0-$1.3K2016-01-11
WFG Advisors, LP
CLOSED094,658-94,658-100%$578$0-$5782014-08-12
BlackRock Fund Advisors
CLOSED035,080-35,080-100%$214$0-$2142014-08-06
Northern Trust Corp
CLOSED013,051-13,051-100%$79$0-$792014-08-14
Envestnet Asset Management Inc
CLOSED08,669-8,669-100%$53$0-$532014-08-14
Ladenburg Thalmann Financial Services Inc
CLOSED02,000-2,000-100%$12$0-$122014-08-14
Morgan Stanley
CLOSED01,499-1,499-100%$9$0-$92014-08-12
Hartford Financial Management Inc.
CLOSED0650-650-100%$3$0-$32014-08-05
Showing 21 of 21 institutions