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Neostem Inc

Q4 2014 vs Q1 2015

Comparing institutional holders between quarters

Quarters

Q1 2015Q4 2014Q3 2014Q2 2014Q1 2014
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Vanguard Group Inc
INCREASED
Shares895,203 from 833,456
Change+61,747 (+7%)
Value$2.3K (-$868)
Filed 2015-05-15
BlackRock Fund Advisors
INCREASED
Shares689,259 from 647,297
Change+41,962 (+6%)
Value$1.8K (-$689)
Filed 2015-05-13
Pine River Capital Management L.P.
UNCHANGED
Shares531,250 from 531,250
Change0 (0%)
Value$1 (-$6)
Filed 2016-02-16
State Street Corp
INCREASED
Shares289,705 from 241,366
Change+48,339 (+20%)
Value$737 (-$173)
Filed 2015-05-15
Northern Trust Corp
DECREASED
Shares241,907 from 251,086
Change-9,179 (-4%)
Value$615 (-$332)
Filed 2015-05-14
BlackRock Institutional Trust Company, N.A.
DECREASED
Shares201,957 from 202,124
Change-167 (0%)
Value$513 (-$249)
Filed 2015-05-13
Bank of New York Mellon Corp
INCREASED
Shares145,568 from 145,482
Change+86 (+0%)
Value$370 (-$178)
Filed 2016-04-01
Geode Capital Management, LLC
INCREASED
Shares130,199 from 124,051
Change+6,148 (+5%)
Value$330 (-$137)
Filed 2015-05-14
Tiaa Cref Investment Management LLC
UNCHANGED
Shares92,760 from 92,760
Change0 (0%)
Value$236 (-$114)
Filed 2015-05-05
Susquehanna International Group, LLP
DECREASED
Shares82,558 from 100,391
Change-17,833 (-18%)
Value$210 (-$168)
Filed 2015-05-15
BlackRock Investment Management, LLC
INCREASED
Shares77,942 from 73,829
Change+4,113 (+6%)
Value$198 (-$80)
Filed 2015-05-13
D. E. Shaw & Co., Inc.
INCREASED
Shares67,270 from 28,066
Change+39,204 (+140%)
Value$171 (+$65)
Filed 2015-05-15
Oppenheimer & Co Inc
NEW
Shares57,350
Change+57,350
Value$145
Filed 2015-05-08
California State Teachers Retirement System
INCREASED
Shares47,835 from 43,635
Change+4,200 (+10%)
Value$122 (-$43)
Filed 2015-05-07
Jacobs Levy Equity Management, Inc
NEW
Shares44,910
Change+44,910
Value$114
Filed 2015-05-15
California Public Employees Retirement System
UNCHANGED
Shares42,429 from 42,429
Change0 (0%)
Value$154 ($0)
Filed 2015-08-17
KCG Holdings, Inc.
INCREASED
Shares38,432 from 18,048
Change+20,384 (+113%)
Value$98 (+$30)
Filed 2015-05-15
Morgan Stanley
DECREASED
Shares34,747 from 39,262
Change-4,515 (-11%)
Value$89 (-$59)
Filed 2015-05-14
Charles Schwab Investment Management Inc
UNCHANGED
Shares34,700 from 34,700
Change0 (0%)
Value$89 (-$42)
Filed 2015-05-14
Goldman Sachs Group Inc
INCREASED
Shares34,180 from 10,091
Change+24,089 (+239%)
Value$87 (+$49)
Filed 2016-03-15
Teachers Advisors Inc
UNCHANGED
Shares32,768 from 32,768
Change0 (0%)
Value$83 (-$41)
Filed 2015-05-05
A.R.T. Advisors, LLC
NEW
Shares29,252
Change+29,252
Value$74
Filed 2015-05-15
Rhumbline Advisers
INCREASED
Shares28,815 from 25,715
Change+3,100 (+12%)
Value$73 (-$24)
Filed 2015-05-12
GSA Capital Partners LLP
NEW
Shares23,200
Change+23,200
Value$59
Filed 2015-05-14
SG Americas Securities, LLC
NEW
Shares22,885
Change+22,885
Value$58
Filed 2015-05-13
Cornerstone Capital Management Holdings Llc.
NEW
Shares22,600
Change+22,600
Value$57
Filed 2015-04-24
Nationwide Fund Advisors
UNCHANGED
Shares18,071 from 18,071
Change0 (0%)
Value$46 (-$22)
Filed 2015-05-05
Paloma Partners Management Co
NEW
Shares16,995
Change+16,995
Value$43
Filed 2015-05-15
Caprock Group, LLC
UNCHANGED
Shares16,962 from 16,962
Change0 (0%)
Value$43 (-$21)
Filed 2015-05-08
American International Group, Inc.
UNCHANGED
Shares14,898 from 14,898
Change0 (0%)
Value$37.8K (-$18.3K)
Filed 2015-05-14
Group One Trading LLC
DECREASED
Shares14,730 from 111,095
Change-96,365 (-87%)
Value$37 (-$382)
Filed 2015-05-14
Credit Suisse AG/
DECREASED
Shares13,716 from 47,709
Change-33,993 (-71%)
Value$35 (-$145)
Filed 2015-05-06
Millennium Management LLC
DECREASED
Shares12,747 from 84,134
Change-71,387 (-85%)
Value$32 (-$285)
Filed 2015-05-15
Guggenheim Capital LLC
INCREASED
Shares11,844 from 10,564
Change+1,280 (+12%)
Value$30 (-$10)
Filed 2015-05-18
BlackRock Advisors LLC
INCREASED
Shares11,325 from 10,036
Change+1,289 (+13%)
Value$29 (-$9)
Filed 2015-05-13
Bank of America Corp
INCREASED
Shares7,471 from 5,581
Change+1,890 (+34%)
Value$19 (-$2)
Filed 2015-05-15
UBS Group AG
INCREASED
Shares6,461 from 2,756
Change+3,705 (+134%)
Value$16 (+$5)
Filed 2015-05-14
Citigroup Inc
DECREASED
Shares3,706 from 6,784
Change-3,078 (-45%)
Value$10 (-$16)
Filed 2015-05-14
Tower Research Capital LLC (TRC)
NEW
Shares3,386
Change+3,386
Value$9
Filed 2015-05-12
Integrated Wealth Management
NEW
Shares3,000
Change+3,000
Value$7
Filed 2015-04-27
Alliancebernstein L.P.
UNCHANGED
Shares2,700 from 2,700
Change0 (0%)
Value$7 (-$3)
Filed 2015-05-13
Fifth Third Bancorp
NEW
Shares2,000
Change+2,000
Value$5
Filed 2015-05-14
Creative Planning
UNCHANGED
Shares1,922 from 1,922
Change0 (0%)
Value$5 (-$2)
Filed 2015-04-13
Joel Isaacson & Co., LLC
UNCHANGED
Shares1,600 from 1,600
Change0 (0%)
Value$4 (-$2)
Filed 2015-04-14
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares1,500 from 200
Change+1,300 (+650%)
Value$5 (+$4)
Filed 2015-05-15
Wells Fargo & Company
DECREASED
Shares1,401 from 2,798
Change-1,397 (-50%)
Value$3 (-$7)
Filed 2015-05-12
Royal Bank of Canada
DECREASED
Shares1,081 from 63,500
Change-62,419 (-98%)
Value$3 (-$236)
Filed 2015-05-15
Barclays PLC
DECREASED
Shares766 from 1,417
Change-651 (-46%)
Value$1 (-$3)
Filed 2015-05-19
BNP Paribas Financial Markets
NEW
Shares575
Change+575
Value$1.5K
Filed 2015-05-15
Manufacturers Life Insurance Company, the
DECREASED
Shares203 from 7,003
Change-6,800 (-97%)
Value$1 (-$26)
Filed 2015-08-27
Stancorp Investment Advisers Inc
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$1 ($0)
Filed 2015-05-14
Bank of Montreal
UNCHANGED
Shares115 from 115
Change0 (0%)
Value$0 ($0)
Filed 2015-05-13
Reilly Financial Advisors, LLC
NEW
Shares35
Change+35
Value$0
Filed 2015-05-15
Citadel Advisors LLC
DECREASED
Shares19 from 34,062
Change-34,043 (-100%)
Value$0 (-$128)
Filed 2015-11-09
Deutsche Bank Ag\
INCREASED
Shares16 from 12
Change+4 (+33%)
Value$0 ($0)
Filed 2015-05-15
Stoneridge Investment Partners LLC
CLOSED
Shares0 from 81,382
Change-81,382 (-100%)
Value$0 (-$307)
Filed 2015-04-23
Raymond James & Associates
CLOSED
Shares0 from 66,350
Change-66,350 (-100%)
Value$0 (-$250)
Filed 2015-04-28
Alpine Global Management, LLC
CLOSED
Shares0 from 14,794
Change-14,794 (-100%)
Value$0 (-$56)
Filed 2015-05-05
Parametric Portfolio Associates LLC
CLOSED
Shares0 from 12,006
Change-12,006 (-100%)
Value$0 (-$45)
Filed 2015-05-18
B. Riley Wealth Advisors, Inc.
CLOSED
Shares0 from 3,600
Change-3,600 (-100%)
Value$0 (-$14)
Filed 2015-05-14
Dimensional Fund Advisors LP
CLOSED
Shares0 from 3,477
Change-3,477 (-100%)
Value$0 (-$13)
Filed 2015-11-17
Hartford Financial Management Inc.
CLOSED
Shares0 from 1,700
Change-1,700 (-100%)
Value$0 (-$6)
Filed 2015-04-13
Simplex Trading, LLC
CLOSED
Shares0 from 987
Change-987 (-100%)
Value$0 (-$4)
Filed 2015-04-21
Status
Vanguard Group Inc
INCREASED895,203833,456+61,747+7%$3.1K$2.3K-$8682015-05-15
BlackRock Fund Advisors
INCREASED689,259647,297+41,962+6%$2.4K$1.8K-$6892015-05-13
Pine River Capital Management L.P.
UNCHANGED531,250531,25000%$7$1-$62016-02-16
State Street Corp
INCREASED289,705241,366+48,339+20%$910$737-$1732015-05-15
Northern Trust Corp
DECREASED241,907251,086-9,179-4%$947$615-$3322015-05-14
BlackRock Institutional Trust Company, N.A.
DECREASED201,957202,124-1670%$762$513-$2492015-05-13
Bank of New York Mellon Corp
INCREASED145,568145,482+86+0%$548$370-$1782016-04-01
Geode Capital Management, LLC
INCREASED130,199124,051+6,148+5%$467$330-$1372015-05-14
Tiaa Cref Investment Management LLC
UNCHANGED92,76092,76000%$350$236-$1142015-05-05
Susquehanna International Group, LLP
DECREASED82,558100,391-17,833-18%$378$210-$1682015-05-15
BlackRock Investment Management, LLC
INCREASED77,94273,829+4,113+6%$278$198-$802015-05-13
D. E. Shaw & Co., Inc.
INCREASED67,27028,066+39,204+140%$106$171+$652015-05-15
Oppenheimer & Co Inc
NEW57,350—+57,350——$145—2015-05-08
California State Teachers Retirement System
INCREASED47,83543,635+4,200+10%$165$122-$432015-05-07
Jacobs Levy Equity Management, Inc
NEW44,910—+44,910——$114—2015-05-15
California Public Employees Retirement System
UNCHANGED42,42942,42900%$154$154$02015-08-17
KCG Holdings, Inc.
INCREASED38,43218,048+20,384+113%$68$98+$302015-05-15
Morgan Stanley
DECREASED34,74739,262-4,515-11%$148$89-$592015-05-14
Charles Schwab Investment Management Inc
UNCHANGED34,70034,70000%$131$89-$422015-05-14
Goldman Sachs Group Inc
INCREASED34,18010,091+24,089+239%$38$87+$492016-03-15
Teachers Advisors Inc
UNCHANGED32,76832,76800%$124$83-$412015-05-05
A.R.T. Advisors, LLC
NEW29,252—+29,252——$74—2015-05-15
Rhumbline Advisers
INCREASED28,81525,715+3,100+12%$97$73-$242015-05-12
GSA Capital Partners LLP
NEW23,200—+23,200——$59—2015-05-14
SG Americas Securities, LLC
NEW22,885—+22,885——$58—2015-05-13
Cornerstone Capital Management Holdings Llc.
NEW22,600—+22,600——$57—2015-04-24
Nationwide Fund Advisors
UNCHANGED18,07118,07100%$68$46-$222015-05-05
Paloma Partners Management Co
NEW16,995—+16,995——$43—2015-05-15
Caprock Group, LLC
UNCHANGED16,96216,96200%$64$43-$212015-05-08
American International Group, Inc.
UNCHANGED14,89814,89800%$56.2K$37.8K-$18.3K2015-05-14
Group One Trading LLC
DECREASED14,730111,095-96,365-87%$419$37-$3822015-05-14
Credit Suisse AG/
DECREASED13,71647,709-33,993-71%$180$35-$1452015-05-06
Millennium Management LLC
DECREASED12,74784,134-71,387-85%$317$32-$2852015-05-15
Guggenheim Capital LLC
INCREASED11,84410,564+1,280+12%$40$30-$102015-05-18
BlackRock Advisors LLC
INCREASED11,32510,036+1,289+13%$38$29-$92015-05-13
Bank of America Corp
INCREASED7,4715,581+1,890+34%$21$19-$22015-05-15
UBS Group AG
INCREASED6,4612,756+3,705+134%$11$16+$52015-05-14
Citigroup Inc
DECREASED3,7066,784-3,078-45%$26$10-$162015-05-14
Tower Research Capital LLC (TRC)
NEW3,386—+3,386——$9—2015-05-12
Integrated Wealth Management
NEW3,000—+3,000——$7—2015-04-27
Alliancebernstein L.P.
UNCHANGED2,7002,70000%$10$7-$32015-05-13
Fifth Third Bancorp
NEW2,000—+2,000——$5—2015-05-14
Creative Planning
UNCHANGED1,9221,92200%$7$5-$22015-04-13
Joel Isaacson & Co., LLC
UNCHANGED1,6001,60000%$6$4-$22015-04-14
Ladenburg Thalmann Financial Services Inc
INCREASED1,500200+1,300+650%$1$5+$42015-05-15
Wells Fargo & Company
DECREASED1,4012,798-1,397-50%$10$3-$72015-05-12
Royal Bank of Canada
DECREASED1,08163,500-62,419-98%$239$3-$2362015-05-15
Barclays PLC
DECREASED7661,417-651-46%$4$1-$32015-05-19
BNP Paribas Financial Markets
NEW575—+575——$1.5K—2015-05-15
Manufacturers Life Insurance Company, the
DECREASED2037,003-6,800-97%$27$1-$262015-08-27
Stancorp Investment Advisers Inc
UNCHANGED20020000%$1$1$02015-05-14
Bank of Montreal
UNCHANGED11511500%$0$0$02015-05-13
Reilly Financial Advisors, LLC
NEW35—+35——$0—2015-05-15
Citadel Advisors LLC
DECREASED1934,062-34,043-100%$128$0-$1282015-11-09
Deutsche Bank Ag\
INCREASED1612+4+33%$0$0$02015-05-15
Stoneridge Investment Partners LLC
CLOSED081,382-81,382-100%$307$0-$3072015-04-23
Raymond James & Associates
CLOSED066,350-66,350-100%$250$0-$2502015-04-28
Alpine Global Management, LLC
CLOSED014,794-14,794-100%$56$0-$562015-05-05
Parametric Portfolio Associates LLC
CLOSED012,006-12,006-100%$45$0-$452015-05-18
B. Riley Wealth Advisors, Inc.
CLOSED03,600-3,600-100%$14$0-$142015-05-14
Dimensional Fund Advisors LP
CLOSED03,477-3,477-100%$13$0-$132015-11-17
Hartford Financial Management Inc.
CLOSED01,700-1,700-100%$6$0-$62015-04-13
Simplex Trading, LLC
CLOSED0987-987-100%$4$0-$42015-04-21
Showing 63 of 63 institutions