Newcastle Invt Corp New

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Vanguard Group Inc

INCREASED

Shares4,297,006 from 4,048,759

Change+248,247 (+6%)

Value$19.5K (+$881)

Filed 2016-11-14

Thompson Siegel & Walmsley LLC

DECREASED

Shares3,769,399 from 4,887,396

Change-1,117,997 (-23%)

Value$17.1K (-$5.4K)

Filed 2016-11-14

Punch & Associates Investment Management, Inc.

INCREASED

Shares3,689,949 from 3,356,368

Change+333,581 (+10%)

Value$16.7K (+$1.3K)

Filed 2016-11-21

Cooper Creek Partners Management LLC

DECREASED

Shares2,092,970 from 2,766,887

Change-673,917 (-24%)

Value$9.5K (-$3.2K)

Filed 2016-11-14

FMR LLC

UNCHANGED

Shares2,049,361 from 2,049,361

Change0 (0%)

Value$9.3K (-$123)

Filed 2016-11-14

American Assets Capital Advisers

INCREASED

Shares1,854,810 from 1,518,984

Change+335,826 (+22%)

Value$8.4K (+$1.4K)

Filed 2016-10-24

BlackRock Fund Advisors

INCREASED

Shares1,564,072 from 1,515,850

Change+48,222 (+3%)

Value$7.1K (+$127)

Filed 2016-11-08

UBS Group AG

DECREASED

Shares1,190,475 from 1,439,462

Change-248,987 (-17%)

Value$5.4K (-$1.2K)

Filed 2016-11-14

Jane Street Group, LLC

NEW

Shares471,060

Change+471,060

Value$2.1K

Filed 2016-11-15

Bank of New York Mellon Corp

DECREASED

Shares455,513 from 550,373

Change-94,860 (-17%)

Value$2.1K (-$462)

Filed 2016-11-03

Norges Bank

UNCHANGED

Shares436,842 from 436,842

Change0 (0%)

Value$1.9K (-$115)

Filed 2017-11-13

Renaissance Technologies LLC

NEW

Shares436,600

Change+436,600

Value$2.0K

Filed 2016-11-14

Geode Capital Management, LLC

UNCHANGED

Shares364,756 from 364,756

Change0 (0%)

Value$1.7K (-$22)

Filed 2016-11-10

Connor, Clark & Lunn Investment Management Ltd.

INCREASED

Shares334,200 from 300,700

Change+33,500 (+11%)

Value$1.5K (+$134)

Filed 2016-11-15

Adage Capital Partners GP, L.L.C.

UNCHANGED

Shares300,000 from 300,000

Change0 (0%)

Value$1.4K (-$18)

Filed 2016-11-14

JPMorgan Chase & Co

INCREASED

Shares266,590 from 242,439

Change+24,151 (+10%)

Value$1.2K (+$94)

Filed 2016-11-04

Deutsche Bank Ag\

INCREASED

Shares252,037 from 124,904

Change+127,133 (+102%)

Value$1.1K (+$568)

Filed 2016-11-14

California Public Employees Retirement System

INCREASED

Shares243,199 from 211,099

Change+32,100 (+15%)

Value$1.1K (+$133)

Filed 2016-10-25

Two Sigma Advisers, LP

INCREASED

Shares202,172 from 155,672

Change+46,500 (+30%)

Value$916 (+$201)

Filed 2016-11-14

Invesco Ltd.

INCREASED

Shares200,852 from 157,784

Change+43,068 (+27%)

Value$910 (+$186)

Filed 2016-11-14

Northern Trust Corp

INCREASED

Shares188,563 from 186,846

Change+1,717 (+1%)

Value$855 (-$3)

Filed 2016-11-10

Kennedy Capital Management LLC

INCREASED

Shares175,073 from 166,535

Change+8,538 (+5%)

Value$793 (+$29)

Filed 2016-11-14

Fortress Investment Group LLC

UNCHANGED

Shares172,848 from 172,848

Change0 (0%)

Value$783 (-$10)

Filed 2016-11-14

Wells Fargo & Company

INCREASED

Shares167,531 from 144,664

Change+22,867 (+16%)

Value$758 (+$94)

Filed 2016-10-31

Two Sigma Investments, LP

DECREASED

Shares165,633 from 167,399

Change-1,766 (-1%)

Value$750 (-$18)

Filed 2016-11-14

Bank of America Corp

INCREASED

Shares136,560 from 16,284

Change+120,276 (+739%)

Value$619 (+$544)

Filed 2016-11-14

D. E. Shaw & Co., Inc.

INCREASED

Shares135,198 from 53,572

Change+81,626 (+152%)

Value$612 (+$366)

Filed 2016-11-14

Guggenheim Capital LLC

DECREASED

Shares128,163 from 167,695

Change-39,532 (-24%)

Value$581 (-$189)

Filed 2016-11-15

Credit Suisse AG/

DECREASED

Shares121,397 from 128,338

Change-6,941 (-5%)

Value$551 (-$37)

Filed 2016-12-28

Charles Schwab Investment Management Inc

INCREASED

Shares118,217 from 70,780

Change+47,437 (+67%)

Value$536 (+$211)

Filed 2016-11-14

Janney Montgomery Scott LLC

NEW

Shares117,085

Change+117,085

Value$530

Filed 2016-11-14

Royal Bank of Canada

INCREASED

Shares104,717 from 98,732

Change+5,985 (+6%)

Value$475 (+$22)

Filed 2016-11-14

GSA Capital Partners LLP

DECREASED

Shares98,829 from 127,829

Change-29,000 (-23%)

Value$448 (-$139)

Filed 2016-11-14

Swiss National Bank

UNCHANGED

Shares97,216 from 97,216

Change0 (0%)

Value$440 (-$6)

Filed 2016-11-07

BlackRock Group LTD

INCREASED

Shares97,099 from 96,399

Change+700 (+1%)

Value$439 (-$3)

Filed 2016-11-08

Nuveen Fund Advisors, LLC

INCREASED

Shares94,822 from 81,883

Change+12,939 (+16%)

Value$430 (+$54)

Filed 2016-11-14

State Street Corp

DECREASED

Shares92,382 from 92,723

Change-341 (0%)

Value$421 (-$6)

Filed 2017-01-13

Winfield Associates, Inc.

INCREASED

Shares91,165 from 86,165

Change+5,000 (+6%)

Value$413 (+$18)

Filed 2016-10-31

Citadel Advisors LLC

INCREASED

Shares72,998 from 47,752

Change+25,246 (+53%)

Value$331 (+$112)

Filed 2017-01-31

IndexIQ Advisors LLC

INCREASED

Shares58,849 from 46,594

Change+12,255 (+26%)

Value$267 (+$53)

Filed 2016-11-04

Levin Capital Strategies, L.P.

DECREASED

Shares58,417 from 69,114

Change-10,697 (-15%)

Value$265 (-$52)

Filed 2016-11-14

Price T Rowe Associates Inc

UNCHANGED

Shares55,150 from 55,150

Change0 (0%)

Value$250 (-$3)

Filed 2016-11-17

Shikiar Asset Management Inc

INCREASED

Shares47,900 from 46,500

Change+1,400 (+3%)

Value$217 (+$4)

Filed 2016-10-26

Citigroup Inc

INCREASED

Shares34,619 from 17,536

Change+17,083 (+97%)

Value$157 (+$77)

Filed 2016-11-10

Sheaff Brock Investment Advisors, LLC

INCREASED

Shares33,814 from 33,803

Change+11 (+0%)

Value$153 (-$2)

Filed 2016-11-08

First Trust Advisors LP

NEW

Shares33,372

Change+33,372

Value$151

Filed 2016-11-01

Rational Advisors, Inc.

NEW

Shares32,750

Change+32,750

Value$148

Filed 2016-11-10

UBS Asset Management Americas LLC

UNCHANGED

Shares26,732 from 26,732

Change0 (0%)

Value$121 (-$2)

Filed 2016-11-04

Parametric Portfolio Associates LLC

UNCHANGED

Shares26,099 from 26,099

Change0 (0%)

Value$118 (-$2)

Filed 2016-11-14

Omers Administration Corp

UNCHANGED

Shares25,800 from 25,800

Change0 (0%)

Value$117 (-$1)

Filed 2016-11-14

Millennium Management LLC

NEW

Shares22,601

Change+22,601

Value$102

Filed 2016-11-14

Alberta Investment Management Corp

NEW

Shares20,500

Change+20,500

Value$93

Filed 2016-11-02

Grantham, Mayo, Van Otterloo & Co. LLC

UNCHANGED

Shares18,480 from 18,480

Change0 (0%)

Value$84 (-$1)

Filed 2016-11-10

Tudor Investment Corp ET AL

INCREASED

Shares18,379 from 17,558

Change+821 (+5%)

Value$83 (+$2)

Filed 2016-11-14

Northeast Investment Management

UNCHANGED

Shares18,175 from 18,175

Change0 (0%)

Value$82 (-$1)

Filed 2016-11-01

Cubist Systematic Strategies, LLC

DECREASED

Shares18,171 from 20,560

Change-2,389 (-12%)

Value$82 (-$12)

Filed 2016-11-14

Goldman Sachs Group Inc

INCREASED

Shares18,028 from 13,259

Change+4,769 (+36%)

Value$82 (+$21)

Filed 2016-11-14

Morgan Stanley

DECREASED

Shares16,971 from 19,412

Change-2,441 (-13%)

Value$76 (-$13)

Filed 2016-11-10

Walleye Trading LLC

DECREASED

Shares16,900 from 17,000

Change-100 (-1%)

Value$77 (-$1)

Filed 2016-11-14

Denver Investment Advisors LLC

DECREASED

Shares15,900 from 17,042

Change-1,142 (-7%)

Value$72 (-$6)

Filed 2016-11-10

Creative Planning

INCREASED

Shares14,746 from 14,741

Change+5 (+0%)

Value$67 (-$1)

Filed 2016-10-12

CSS LLC

UNCHANGED

Shares14,549 from 14,549

Change0 (0%)

Value$66 (-$1)

Filed 2016-11-14

Hilltop Holdings Inc.

UNCHANGED

Shares14,242 from 14,242

Change0 (0%)

Value$65 ($0)

Filed 2016-11-14

TFS Capital LLC

NEW

Shares11,643

Change+11,643

Value$53

Filed 2016-11-10

MacKenzie Financial Corp

NEW

Shares11,296

Change+11,296

Value$51

Filed 2016-11-15

BlackRock Advisors LLC

UNCHANGED

Shares11,272 from 11,272

Change0 (0%)

Value$51 (-$1)

Filed 2016-11-08

GAM Holding AG

NEW

Shares8,430

Change+8,430

Value$38

Filed 2016-11-07

Canada Life Assurance Co

UNCHANGED

Shares7,242 from 7,242

Change0 (0%)

Value$33 ($0)

Filed 2016-10-27

Cutler Group LP

UNCHANGED

Shares7,216 from 7,216

Change0 (0%)

Value$32 (-$1)

Filed 2016-10-11

Highlander Capital Management, LLC

UNCHANGED

Shares6,082 from 6,082

Change0 (0%)

Value$28 ($0)

Filed 2016-11-15

QS Investors, LLC

UNCHANGED

Shares5,900 from 5,900

Change0 (0%)

Value$27 ($0)

Filed 2016-11-14

Ladenburg Thalmann Financial Services Inc

INCREASED

Shares3,420 from 3,367

Change+53 (+2%)

Value$17 (+$1)

Filed 2016-11-14

MetLife Securities, Inc

UNCHANGED

Shares2,877 from 2,877

Change0 (0%)

Value$13 ($0)

Filed 2016-10-13

Advisory Services Network, LLC

NEW

Shares2,500

Change+2,500

Value$11

Filed 2016-10-07

IFP Advisors, Inc

INCREASED

Shares2,462 from 2,401

Change+61 (+3%)

Value$11 ($0)

Filed 2016-11-04

Manufacturers Life Insurance Company, the

UNCHANGED

Shares2,341 from 2,341

Change0 (0%)

Value$11 ($0)

Filed 2016-11-14

First Manhattan Co. Llc.

UNCHANGED

Shares2,000 from 2,000

Change0 (0%)

Value$9 ($0)

Filed 2016-10-20

Joel Isaacson & Co., LLC

INCREASED

Shares1,146 from 1,124

Change+22 (+2%)

Value$5 ($0)

Filed 2016-10-25

Whittier Trust Co

UNCHANGED

Shares1,111 from 1,111

Change0 (0%)

Value$5 ($0)

Filed 2016-11-10

BNP Paribas Financial Markets

NEW

Shares882

Change+882

Value$4.0K

Filed 2016-10-05

Barclays PLC

DECREASED

Shares815 from 5,400

Change-4,585 (-85%)

Value$4 (-$21)

Filed 2016-11-14

Earnest Partners LLC

UNCHANGED

Shares550 from 550

Change0 (0%)

Value$2 (-$1)

Filed 2016-11-14

Tower Research Capital LLC (TRC)

DECREASED

Shares546 from 900

Change-354 (-39%)

Value$2 (-$2)

Filed 2016-11-08

Integrated Wealth Management

NEW

Shares466

Change+466

Value$2

Filed 2016-10-21

Chicago Partners Investment Group LLC

DECREASED

Shares257 from 549

Change-292 (-53%)

Value$1 (-$2)

Filed 2016-11-14

Advisor Group, Inc.

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$1 (+$1)

Filed 2017-11-02

WealthPLAN Partners, LLC

DECREASED

Shares185 from 362

Change-177 (-49%)

Value$839 (+$9)

Filed 2016-12-09

Bank of Montreal

DECREASED

Shares166 from 499

Change-333 (-67%)

Value$1 (-$2)

Filed 2016-10-19

SRH Advisors, LLC

NEW

Shares100

Change+100

Value$0

Filed 2016-11-14

Simplex Trading, LLC

NEW

Shares31

Change+31

Value$0

Filed 2016-10-07

Fifth Third Bancorp

UNCHANGED

Shares30 from 30

Change0 (0%)

Value$0 ($0)

Filed 2016-11-10

US Bancorp \de\

UNCHANGED

Shares29 from 29

Change0 (0%)

Value$0 ($0)

Filed 2016-11-04

Jefferies Group LLC

CLOSED

Shares0 from 1,000,000

Change-1,000,000 (-100%)

Value$0 (-$4.6K)

Filed 2016-11-14

Oxford Asset Management LLP

CLOSED

Shares0 from 154,166

Change-154,166 (-100%)

Value$0 (-$708)

Filed 2017-11-16

Menta Capital LLC

CLOSED

Shares0 from 118,343

Change-118,343 (-100%)

Value$0 (-$543)

Filed 2016-11-14

Parallax Volatility Advisers, L.P.

CLOSED

Shares0 from 15,471

Change-15,471 (-100%)

Value$0 (-$71)

Filed 2016-11-14

Susquehanna International Group, LLP

CLOSED

Shares0 from 14,695

Change-14,695 (-100%)

Value$0 (-$67)

Filed 2016-11-14

Nwam LLC

CLOSED

Shares0 from 10,241

Change-10,241 (-100%)

Value$0 (-$47)

Filed 2016-10-26

Teacher Retirement System of Texas

CLOSED

Shares0 from 8,373

Change-8,373 (-100%)

Value$0 (-$38)

Filed 2016-11-04

Johnson Financial Group, Inc.

CLOSED

Shares0 from 5,000

Change-5,000 (-100%)

Value$0 (-$23)

Filed 2016-11-14

Prelude Capital Management, LLC

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$2)

Filed 2016-11-14

Avior Wealth Management, LLC

CLOSED

Shares0 from 232

Change-232 (-100%)

Value$0 (-$1)

Filed 2016-11-15

MassMutual Private Wealth & Trust, FSB

N/A

Shares— from 500

Change-500 (-100%)

Value—

	Status
Vanguard Group Inc	INCREASED	4,297,006	4,048,759	+248,247	+6%	$18.6K	$19.5K	+$881	2016-11-14
Thompson Siegel & Walmsley LLC	DECREASED	3,769,399	4,887,396	-1,117,997	-23%	$22.4K	$17.1K	-$5.4K	2016-11-14
Punch & Associates Investment Management, Inc.	INCREASED	3,689,949	3,356,368	+333,581	+10%	$15.4K	$16.7K	+$1.3K	2016-11-21
Cooper Creek Partners Management LLC	DECREASED	2,092,970	2,766,887	-673,917	-24%	$12.7K	$9.5K	-$3.2K	2016-11-14
FMR LLC	UNCHANGED	2,049,361	2,049,361	0	0%	$9.4K	$9.3K	-$123	2016-11-14
American Assets Capital Advisers	INCREASED	1,854,810	1,518,984	+335,826	+22%	$7.0K	$8.4K	+$1.4K	2016-10-24
BlackRock Fund Advisors	INCREASED	1,564,072	1,515,850	+48,222	+3%	$7.0K	$7.1K	+$127	2016-11-08
UBS Group AG	DECREASED	1,190,475	1,439,462	-248,987	-17%	$6.6K	$5.4K	-$1.2K	2016-11-14
Jane Street Group, LLC	NEW	471,060	—	+471,060	—	—	$2.1K	—	2016-11-15
Bank of New York Mellon Corp	DECREASED	455,513	550,373	-94,860	-17%	$2.5K	$2.1K	-$462	2016-11-03
Norges Bank	UNCHANGED	436,842	436,842	0	0%	$2.0K	$1.9K	-$115	2017-11-13
Renaissance Technologies LLC	NEW	436,600	—	+436,600	—	—	$2.0K	—	2016-11-14
Geode Capital Management, LLC	UNCHANGED	364,756	364,756	0	0%	$1.7K	$1.7K	-$22	2016-11-10
Connor, Clark & Lunn Investment Management Ltd.	INCREASED	334,200	300,700	+33,500	+11%	$1.4K	$1.5K	+$134	2016-11-15
Adage Capital Partners GP, L.L.C.	UNCHANGED	300,000	300,000	0	0%	$1.4K	$1.4K	-$18	2016-11-14
JPMorgan Chase & Co	INCREASED	266,590	242,439	+24,151	+10%	$1.1K	$1.2K	+$94	2016-11-04
Deutsche Bank Ag\	INCREASED	252,037	124,904	+127,133	+102%	$572	$1.1K	+$568	2016-11-14
California Public Employees Retirement System	INCREASED	243,199	211,099	+32,100	+15%	$969	$1.1K	+$133	2016-10-25
Two Sigma Advisers, LP	INCREASED	202,172	155,672	+46,500	+30%	$715	$916	+$201	2016-11-14
Invesco Ltd.	INCREASED	200,852	157,784	+43,068	+27%	$724	$910	+$186	2016-11-14
Northern Trust Corp	INCREASED	188,563	186,846	+1,717	+1%	$858	$855	-$3	2016-11-10
Kennedy Capital Management LLC	INCREASED	175,073	166,535	+8,538	+5%	$764	$793	+$29	2016-11-14
Fortress Investment Group LLC	UNCHANGED	172,848	172,848	0	0%	$793	$783	-$10	2016-11-14
Wells Fargo & Company	INCREASED	167,531	144,664	+22,867	+16%	$664	$758	+$94	2016-10-31
Two Sigma Investments, LP	DECREASED	165,633	167,399	-1,766	-1%	$768	$750	-$18	2016-11-14
Bank of America Corp	INCREASED	136,560	16,284	+120,276	+739%	$75	$619	+$544	2016-11-14
D. E. Shaw & Co., Inc.	INCREASED	135,198	53,572	+81,626	+152%	$246	$612	+$366	2016-11-14
Guggenheim Capital LLC	DECREASED	128,163	167,695	-39,532	-24%	$770	$581	-$189	2016-11-15
Credit Suisse AG/	DECREASED	121,397	128,338	-6,941	-5%	$588	$551	-$37	2016-12-28
Charles Schwab Investment Management Inc	INCREASED	118,217	70,780	+47,437	+67%	$325	$536	+$211	2016-11-14
Janney Montgomery Scott LLC	NEW	117,085	—	+117,085	—	—	$530	—	2016-11-14
Royal Bank of Canada	INCREASED	104,717	98,732	+5,985	+6%	$453	$475	+$22	2016-11-14
GSA Capital Partners LLP	DECREASED	98,829	127,829	-29,000	-23%	$587	$448	-$139	2016-11-14
Swiss National Bank	UNCHANGED	97,216	97,216	0	0%	$446	$440	-$6	2016-11-07
BlackRock Group LTD	INCREASED	97,099	96,399	+700	+1%	$442	$439	-$3	2016-11-08
Nuveen Fund Advisors, LLC	INCREASED	94,822	81,883	+12,939	+16%	$376	$430	+$54	2016-11-14
State Street Corp	DECREASED	92,382	92,723	-341	0%	$427	$421	-$6	2017-01-13
Winfield Associates, Inc.	INCREASED	91,165	86,165	+5,000	+6%	$395	$413	+$18	2016-10-31
Citadel Advisors LLC	INCREASED	72,998	47,752	+25,246	+53%	$219	$331	+$112	2017-01-31
IndexIQ Advisors LLC	INCREASED	58,849	46,594	+12,255	+26%	$214	$267	+$53	2016-11-04
Levin Capital Strategies, L.P.	DECREASED	58,417	69,114	-10,697	-15%	$317	$265	-$52	2016-11-14
Price T Rowe Associates Inc	UNCHANGED	55,150	55,150	0	0%	$253	$250	-$3	2016-11-17
Shikiar Asset Management Inc	INCREASED	47,900	46,500	+1,400	+3%	$213	$217	+$4	2016-10-26
Citigroup Inc	INCREASED	34,619	17,536	+17,083	+97%	$80	$157	+$77	2016-11-10
Sheaff Brock Investment Advisors, LLC	INCREASED	33,814	33,803	+11	+0%	$155	$153	-$2	2016-11-08
First Trust Advisors LP	NEW	33,372	—	+33,372	—	—	$151	—	2016-11-01
Rational Advisors, Inc.	NEW	32,750	—	+32,750	—	—	$148	—	2016-11-10
UBS Asset Management Americas LLC	UNCHANGED	26,732	26,732	0	0%	$123	$121	-$2	2016-11-04
Parametric Portfolio Associates LLC	UNCHANGED	26,099	26,099	0	0%	$120	$118	-$2	2016-11-14
Omers Administration Corp	UNCHANGED	25,800	25,800	0	0%	$118	$117	-$1	2016-11-14
Millennium Management LLC	NEW	22,601	—	+22,601	—	—	$102	—	2016-11-14
Alberta Investment Management Corp	NEW	20,500	—	+20,500	—	—	$93	—	2016-11-02
Grantham, Mayo, Van Otterloo & Co. LLC	UNCHANGED	18,480	18,480	0	0%	$85	$84	-$1	2016-11-10
Tudor Investment Corp ET AL	INCREASED	18,379	17,558	+821	+5%	$81	$83	+$2	2016-11-14
Northeast Investment Management	UNCHANGED	18,175	18,175	0	0%	$83	$82	-$1	2016-11-01
Cubist Systematic Strategies, LLC	DECREASED	18,171	20,560	-2,389	-12%	$94	$82	-$12	2016-11-14
Goldman Sachs Group Inc	INCREASED	18,028	13,259	+4,769	+36%	$61	$82	+$21	2016-11-14
Morgan Stanley	DECREASED	16,971	19,412	-2,441	-13%	$89	$76	-$13	2016-11-10
Walleye Trading LLC	DECREASED	16,900	17,000	-100	-1%	$78	$77	-$1	2016-11-14
Denver Investment Advisors LLC	DECREASED	15,900	17,042	-1,142	-7%	$78	$72	-$6	2016-11-10
Creative Planning	INCREASED	14,746	14,741	+5	+0%	$68	$67	-$1	2016-10-12
CSS LLC	UNCHANGED	14,549	14,549	0	0%	$67	$66	-$1	2016-11-14
Hilltop Holdings Inc.	UNCHANGED	14,242	14,242	0	0%	$65	$65	$0	2016-11-14
TFS Capital LLC	NEW	11,643	—	+11,643	—	—	$53	—	2016-11-10
MacKenzie Financial Corp	NEW	11,296	—	+11,296	—	—	$51	—	2016-11-15
BlackRock Advisors LLC	UNCHANGED	11,272	11,272	0	0%	$52	$51	-$1	2016-11-08
GAM Holding AG	NEW	8,430	—	+8,430	—	—	$38	—	2016-11-07
Canada Life Assurance Co	UNCHANGED	7,242	7,242	0	0%	$33	$33	$0	2016-10-27
Cutler Group LP	UNCHANGED	7,216	7,216	0	0%	$33	$32	-$1	2016-10-11
Highlander Capital Management, LLC	UNCHANGED	6,082	6,082	0	0%	$28	$28	$0	2016-11-15
QS Investors, LLC	UNCHANGED	5,900	5,900	0	0%	$27	$27	$0	2016-11-14
Ladenburg Thalmann Financial Services Inc	INCREASED	3,420	3,367	+53	+2%	$16	$17	+$1	2016-11-14
MetLife Securities, Inc	UNCHANGED	2,877	2,877	0	0%	$13	$13	$0	2016-10-13
Advisory Services Network, LLC	NEW	2,500	—	+2,500	—	—	$11	—	2016-10-07
IFP Advisors, Inc	INCREASED	2,462	2,401	+61	+3%	$11	$11	$0	2016-11-04
Manufacturers Life Insurance Company, the	UNCHANGED	2,341	2,341	0	0%	$11	$11	$0	2016-11-14
First Manhattan Co. Llc.	UNCHANGED	2,000	2,000	0	0%	$9	$9	$0	2016-10-20
Joel Isaacson & Co., LLC	INCREASED	1,146	1,124	+22	+2%	$5	$5	$0	2016-10-25
Whittier Trust Co	UNCHANGED	1,111	1,111	0	0%	$5	$5	$0	2016-11-10
BNP Paribas Financial Markets	NEW	882	—	+882	—	—	$4.0K	—	2016-10-05
Barclays PLC	DECREASED	815	5,400	-4,585	-85%	$25	$4	-$21	2016-11-14
Earnest Partners LLC	UNCHANGED	550	550	0	0%	$3	$2	-$1	2016-11-14
Tower Research Capital LLC (TRC)	DECREASED	546	900	-354	-39%	$4	$2	-$2	2016-11-08
Integrated Wealth Management	NEW	466	—	+466	—	—	$2	—	2016-10-21
Chicago Partners Investment Group LLC	DECREASED	257	549	-292	-53%	$3	$1	-$2	2016-11-14
Advisor Group, Inc.	UNCHANGED	200	200	0	0%	$0	$1	+$1	2017-11-02
WealthPLAN Partners, LLC	DECREASED	185	362	-177	-49%	$830	$839	+$9	2016-12-09
Bank of Montreal	DECREASED	166	499	-333	-67%	$3	$1	-$2	2016-10-19
SRH Advisors, LLC	NEW	100	—	+100	—	—	$0	—	2016-11-14
Simplex Trading, LLC	NEW	31	—	+31	—	—	$0	—	2016-10-07
Fifth Third Bancorp	UNCHANGED	30	30	0	0%	$0	$0	$0	2016-11-10
US Bancorp \de\	UNCHANGED	29	29	0	0%	$0	$0	$0	2016-11-04
Jefferies Group LLC	CLOSED	0	1,000,000	-1,000,000	-100%	$4.6K	$0	-$4.6K	2016-11-14
Oxford Asset Management LLP	CLOSED	0	154,166	-154,166	-100%	$708	$0	-$708	2017-11-16
Menta Capital LLC	CLOSED	0	118,343	-118,343	-100%	$543	$0	-$543	2016-11-14
Parallax Volatility Advisers, L.P.	CLOSED	0	15,471	-15,471	-100%	$71	$0	-$71	2016-11-14
Susquehanna International Group, LLP	CLOSED	0	14,695	-14,695	-100%	$67	$0	-$67	2016-11-14
Nwam LLC	CLOSED	0	10,241	-10,241	-100%	$47	$0	-$47	2016-10-26
Teacher Retirement System of Texas	CLOSED	0	8,373	-8,373	-100%	$38	$0	-$38	2016-11-04
Johnson Financial Group, Inc.	CLOSED	0	5,000	-5,000	-100%	$23	$0	-$23	2016-11-14
Prelude Capital Management, LLC	CLOSED	0	500	-500	-100%	$2	$0	-$2	2016-11-14
Avior Wealth Management, LLC	CLOSED	0	232	-232	-100%	$1	$0	-$1	2016-11-15
MassMutual Private Wealth & Trust, FSB	N/A	—	500	-500	-100%	$2.3K	—	—	—

Showing 103 of 103 institutions