Oculus Innovative Sciences I

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Bard Associates Inc

DECREASED

Shares579,126 from 581,126

Change-2,000 (0%)

Value$553 (-$115)

Filed 2016-05-12

Vanguard Group Inc

INCREASED

Shares481,867 from 469,847

Change+12,020 (+3%)

Value$460 (-$81)

Filed 2016-05-13

Anson Funds Management LPA

NEW

Shares365,000

Change+365,000

Value$348

Filed 2016-05-16

BlackRock Institutional Trust Company, N.A.

UNCHANGED

Shares127,617 from 127,617

Change0 (0%)

Value$122 (-$25)

Filed 2016-05-10

B. Riley Wealth Advisors, Inc.

INCREASED

Shares124,753 from 118,553

Change+6,200 (+5%)

Value$89 (-$48)

Filed 2016-05-16

Geode Capital Management, LLC

DECREASED

Shares67,154 from 67,192

Change-38 (0%)

Value$64 (-$13)

Filed 2016-05-13

Goldman Sachs Group Inc

DECREASED

Shares65,884 from 68,354

Change-2,470 (-4%)

Value$63 (-$16)

Filed 2016-05-13

Wade G W & Inc

UNCHANGED

Shares45,000 from 45,000

Change0 (0%)

Value$43 (-$9)

Filed 2016-04-26

Nwam LLC

UNCHANGED

Shares24,000 from 24,000

Change0 (0%)

Value$23 (-$5)

Filed 2016-05-16

Citadel Advisors LLC

DECREASED

Shares21,407 from 27,495

Change-6,088 (-22%)

Value$20 (-$12)

Filed 2017-01-31

KCG Holdings, Inc.

NEW

Shares20,411

Change+20,411

Value$19

Filed 2016-05-13

Northern Trust Corp

INCREASED

Shares19,493 from 19,233

Change+260 (+1%)

Value$19 (-$3)

Filed 2016-08-19

Raymond James & Associates

NEW

Shares19,214

Change+19,214

Value$18

Filed 2016-05-12

Regentatlantic Capital LLC

NEW

Shares15,353

Change+15,353

Value$15

Filed 2016-04-22

Wells Fargo & Company

UNCHANGED

Shares6,371 from 6,371

Change0 (0%)

Value$6 (-$1)

Filed 2016-05-16

Bank of America Corp

DECREASED

Shares4,900 from 6,900

Change-2,000 (-29%)

Value$5 (-$3)

Filed 2016-05-13

Acadian Asset Management LLC

NEW

Shares4,176

Change+4,176

Value$4

Filed 2016-04-14

BlackRock Fund Advisors

INCREASED

Shares4,050 from 3,280

Change+770 (+23%)

Value$4 ($0)

Filed 2016-05-10

Bank of Montreal

INCREASED

Shares3,520 from 2,820

Change+700 (+25%)

Value$4 (+$1)

Filed 2016-04-29

Morgan Stanley

DECREASED

Shares2,710 from 2,760

Change-50 (-2%)

Value$3 ($0)

Filed 2016-05-12

Johnson Financial Group, Inc.

UNCHANGED

Shares1,571 from 1,571

Change0 (0%)

Value$1 (-$1)

Filed 2016-05-09

Creative Planning

INCREASED

Shares1,027 from 1,000

Change+27 (+3%)

Value$1 ($0)

Filed 2016-04-08

Bronfman E.L. Rothschild, L.P.

DECREASED

Shares643 from 785

Change-142 (-18%)

Value$1 ($0)

Filed 2016-05-06

Ladenburg Thalmann Financial Services Inc

DECREASED

Shares642 from 842

Change-200 (-24%)

Value$0 (-$1)

Filed 2016-05-16

Advantage Investment Management, LLC

NEW

Shares500

Change+500

Value$0

Filed 2017-03-27

UBS Group AG

DECREASED

Shares447 from 1,856

Change-1,409 (-76%)

Value$0 (-$2)

Filed 2016-05-12

MetLife Securities, Inc

UNCHANGED

Shares442 from 442

Change0 (0%)

Value$0 (-$1)

Filed 2016-04-22

Allworth Financial LP

UNCHANGED

Shares314 from 314

Change0 (0%)

Value$0 ($0)

Filed 2016-05-16

Citigroup Inc

DECREASED

Shares214 from 509

Change-295 (-58%)

Value$0 ($0)

Filed 2016-05-13

	Status
Bard Associates Inc	DECREASED	579,126	581,126	-2,000	0%	$668	$553	-$115	2016-05-12
Vanguard Group Inc	INCREASED	481,867	469,847	+12,020	+3%	$541	$460	-$81	2016-05-13
Anson Funds Management LPA	NEW	365,000	—	+365,000	—	—	$348	—	2016-05-16
BlackRock Institutional Trust Company, N.A.	UNCHANGED	127,617	127,617	0	0%	$147	$122	-$25	2016-05-10
B. Riley Wealth Advisors, Inc.	INCREASED	124,753	118,553	+6,200	+5%	$137	$89	-$48	2016-05-16
Geode Capital Management, LLC	DECREASED	67,154	67,192	-38	0%	$77	$64	-$13	2016-05-13
Goldman Sachs Group Inc	DECREASED	65,884	68,354	-2,470	-4%	$79	$63	-$16	2016-05-13
Wade G W & Inc	UNCHANGED	45,000	45,000	0	0%	$52	$43	-$9	2016-04-26
Nwam LLC	UNCHANGED	24,000	24,000	0	0%	$28	$23	-$5	2016-05-16
Citadel Advisors LLC	DECREASED	21,407	27,495	-6,088	-22%	$32	$20	-$12	2017-01-31
KCG Holdings, Inc.	NEW	20,411	—	+20,411	—	—	$19	—	2016-05-13
Northern Trust Corp	INCREASED	19,493	19,233	+260	+1%	$22	$19	-$3	2016-08-19
Raymond James & Associates	NEW	19,214	—	+19,214	—	—	$18	—	2016-05-12
Regentatlantic Capital LLC	NEW	15,353	—	+15,353	—	—	$15	—	2016-04-22
Wells Fargo & Company	UNCHANGED	6,371	6,371	0	0%	$7	$6	-$1	2016-05-16
Bank of America Corp	DECREASED	4,900	6,900	-2,000	-29%	$8	$5	-$3	2016-05-13
Acadian Asset Management LLC	NEW	4,176	—	+4,176	—	—	$4	—	2016-04-14
BlackRock Fund Advisors	INCREASED	4,050	3,280	+770	+23%	$4	$4	$0	2016-05-10
Bank of Montreal	INCREASED	3,520	2,820	+700	+25%	$3	$4	+$1	2016-04-29
Morgan Stanley	DECREASED	2,710	2,760	-50	-2%	$3	$3	$0	2016-05-12
Johnson Financial Group, Inc.	UNCHANGED	1,571	1,571	0	0%	$2	$1	-$1	2016-05-09
Creative Planning	INCREASED	1,027	1,000	+27	+3%	$1	$1	$0	2016-04-08
Bronfman E.L. Rothschild, L.P.	DECREASED	643	785	-142	-18%	$1	$1	$0	2016-05-06
Ladenburg Thalmann Financial Services Inc	DECREASED	642	842	-200	-24%	$1	$0	-$1	2016-05-16
Advantage Investment Management, LLC	NEW	500	—	+500	—	—	$0	—	2017-03-27
UBS Group AG	DECREASED	447	1,856	-1,409	-76%	$2	$0	-$2	2016-05-12
MetLife Securities, Inc	UNCHANGED	442	442	0	0%	$1	$0	-$1	2016-04-22
Allworth Financial LP	UNCHANGED	314	314	0	0%	$0	$0	$0	2016-05-16
Citigroup Inc	DECREASED	214	509	-295	-58%	$0	$0	$0	2016-05-13

Showing 29 of 29 institutions