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Pernix Therapeutics Hldgs in

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Quarters

Q3 2016Q2 2016Q1 2016Q4 2015Q3 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Renaissance Technologies LLC
INCREASED
Shares4,843,189 from 2,214,396
Change+2,628,793 (+119%)
Value$3.0K (+$2.0K)
Filed 2016-11-14
Aisling Capital LLC
UNCHANGED
Shares2,010,000 from 2,010,000
Change0 (0%)
Value$1.2K (+$341)
Filed 2016-11-10
BlackRock Institutional Trust Company, N.A.
INCREASED
Shares1,610,542 from 710,276
Change+900,266 (+127%)
Value$1.0K (+$684)
Filed 2016-11-08
Orbimed Advisors LLC
UNCHANGED
Shares1,073,000 from 1,073,000
Change0 (0%)
Value$668 (+$187)
Filed 2016-11-14
Vanguard Group Inc
DECREASED
Shares941,155 from 1,840,487
Change-899,332 (-49%)
Value$585 (-$239)
Filed 2016-11-14
Geode Capital Management, LLC
INCREASED
Shares372,734 from 209,535
Change+163,199 (+78%)
Value$231 (+$138)
Filed 2016-11-10
Goldman Sachs Group Inc
INCREASED
Shares325,573 from 237,364
Change+88,209 (+37%)
Value$203 (+$97)
Filed 2016-11-14
GSA Capital Partners LLP
NEW
Shares247,500
Change+247,500
Value$154
Filed 2016-11-14
Jefferies Group LLC
NEW
Shares200,000
Change+200,000
Value$124
Filed 2016-11-14
Searle & Co.
NEW
Shares172,500
Change+172,500
Value$105
Filed 2016-10-11
BlackRock Fund Advisors
INCREASED
Shares135,144 from 7,494
Change+127,650 (+1703%)
Value$84 (+$81)
Filed 2016-11-08
Citadel Advisors LLC
NEW
Shares126,980
Change+126,980
Value$79
Filed 2017-01-31
Millennium Management LLC
DECREASED
Shares120,875 from 260,033
Change-139,158 (-54%)
Value$75 (-$41)
Filed 2016-11-14
Bank of America Corp
INCREASED
Shares113,208 from 107,686
Change+5,522 (+5%)
Value$70 (+$22)
Filed 2016-11-14
Royal Bank of Canada
DECREASED
Shares101,030 from 121,025
Change-19,995 (-17%)
Value$63 (+$9)
Filed 2016-11-14
Northern Trust Corp
DECREASED
Shares57,209 from 74,680
Change-17,471 (-23%)
Value$36 (+$2)
Filed 2016-11-10
Highland Capital Management, LLC
UNCHANGED
Shares41,000 from 41,000
Change0 (0%)
Value$26 (+$8)
Filed 2016-10-13
Bank of New York Mellon Corp
DECREASED
Shares38,332 from 44,965
Change-6,633 (-15%)
Value$24 (+$4)
Filed 2016-11-03
Morgan Stanley
DECREASED
Shares34,695 from 175,592
Change-140,897 (-80%)
Value$22 (-$56)
Filed 2016-11-10
Stock Yards Bank & Trust Co
UNCHANGED
Shares30,170 from 30,170
Change0 (0%)
Value$19 (+$5)
Filed 2016-10-14
Bridgeway Capital Management, LLC
UNCHANGED
Shares29,000 from 29,000
Change0 (0%)
Value$18 (+$5)
Filed 2016-11-14
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares28,000 from 27,000
Change+1,000 (+4%)
Value$17 (+$5)
Filed 2016-11-14
UBS Group AG
DECREASED
Shares27,743 from 57,185
Change-29,442 (-51%)
Value$17 (-$8)
Filed 2016-11-14
Guggenheim Capital LLC
INCREASED
Shares26,429 from 11,827
Change+14,602 (+123%)
Value$16 (+$11)
Filed 2016-11-15
Goodwin Daniel L
UNCHANGED
Shares22,679 from 22,679
Change0 (0%)
Value$14 (+$4)
Filed 2016-10-19
State Street Corp
UNCHANGED
Shares21,619 from 21,619
Change0 (0%)
Value$14 (+$5)
Filed 2017-01-13
California Public Employees Retirement System
DECREASED
Shares20,800 from 22,400
Change-1,600 (-7%)
Value$13 (+$3)
Filed 2016-10-25
Susquehanna International Group, LLP
DECREASED
Shares20,175 from 108,424
Change-88,249 (-81%)
Value$13 (-$36)
Filed 2016-11-14
KCG Holdings, Inc.
DECREASED
Shares19,936 from 41,102
Change-21,166 (-51%)
Value$12 (-$6)
Filed 2016-11-10
Advisor Group, Inc.
INCREASED
Shares19,761 from 1,761
Change+18,000 (+1022%)
Value$12 (+$12)
Filed 2017-11-02
Oppenheimer & Co Inc
DECREASED
Shares13,500 from 14,700
Change-1,200 (-8%)
Value$8 (+$1)
Filed 2016-11-07
Commerzbank Aktiengesellschaft
NEW
Shares11,500
Change+11,500
Value$7
Filed 2016-11-14
Boston Financial Mangement Inc
NEW
Shares11,000
Change+11,000
Value$7
Filed 2016-11-04
Shanda Asset Management Holdings Ltd
NEW
Shares10,000
Change+10,000
Value$6
Filed 2016-11-14
Sanders Morris Harris LLC
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$6 (+$2)
Filed 2016-10-24
BlackRock Advisors LLC
UNCHANGED
Shares7,631 from 7,631
Change0 (0%)
Value$5 (+$2)
Filed 2016-11-08
Wells Fargo & Company
UNCHANGED
Shares4,751 from 4,751
Change0 (0%)
Value$3 (+$1)
Filed 2016-10-31
Cutler Group LP
UNCHANGED
Shares3,532 from 3,532
Change0 (0%)
Value$2 (+$1)
Filed 2016-10-11
Simplex Trading, LLC
DECREASED
Shares3,419 from 4,719
Change-1,300 (-28%)
Value$2 ($0)
Filed 2016-10-07
TCI Wealth Advisors, Inc.
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$1 ($0)
Filed 2016-11-01
Manufacturers Life Insurance Company, the
UNCHANGED
Shares1,037 from 1,037
Change0 (0%)
Value$1 (+$1)
Filed 2016-11-14
Avior Wealth Management, LLC
UNCHANGED
Shares700 from 700
Change0 (0%)
Value$0 ($0)
Filed 2016-11-15
Barclays PLC
DECREASED
Shares576 from 5,435
Change-4,859 (-89%)
Value$0 (-$2)
Filed 2016-11-14
MetLife Securities, Inc
UNCHANGED
Shares123 from 123
Change0 (0%)
Value$0 ($0)
Filed 2016-10-13
Ladenburg Thalmann Financial Services Inc
UNCHANGED
Shares50 from 50
Change0 (0%)
Value$0 ($0)
Filed 2016-11-14
Deutsche Bank Ag\
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$0 ($0)
Filed 2016-11-14
AQR Capital Management LLC
CLOSED
Shares0 from 1,439,596
Change-1,439,596 (-100%)
Value$0 (-$645)
Filed 2016-11-14
Globeflex Capital L P
CLOSED
Shares0 from 226,959
Change-226,959 (-100%)
Value$0 (-$102)
Filed 2016-11-09
Tudor Investment Corp ET AL
CLOSED
Shares0 from 215,800
Change-215,800 (-100%)
Value$0 (-$97)
Filed 2016-11-14
Acadian Asset Management LLC
CLOSED
Shares0 from 198,047
Change-198,047 (-100%)
Value$0 (-$89)
Filed 2016-10-20
Menta Capital LLC
CLOSED
Shares0 from 195,136
Change-195,136 (-100%)
Value$0 (-$87)
Filed 2016-11-14
Paloma Partners Management Co
CLOSED
Shares0 from 164,363
Change-164,363 (-100%)
Value$0 (-$74)
Filed 2016-11-14
Credit Suisse AG/
CLOSED
Shares0 from 160,687
Change-160,687 (-100%)
Value$0 (-$72)
Filed 2016-12-28
Jane Street Group, LLC
CLOSED
Shares0 from 73,977
Change-73,977 (-100%)
Value$0 (-$33)
Filed 2016-11-15
D. E. Shaw & Co., Inc.
CLOSED
Shares0 from 33,995
Change-33,995 (-100%)
Value$0 (-$15)
Filed 2016-11-14
New York State Common Retirement Fund
CLOSED
Shares0 from 19,800
Change-19,800 (-100%)
Value$0 (-$9)
Filed 2016-11-08
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 14,691
Change-14,691 (-100%)
Value$0 (-$7)
Filed 2016-11-08
Balyasny Asset Management L.P.
CLOSED
Shares0 from 11,700
Change-11,700 (-100%)
Value$0 (-$5)
Filed 2016-11-14
First Republic Investment Management, Inc.
CLOSED
Shares0 from 11,480
Change-11,480 (-100%)
Value$0 (-$5)
Filed 2016-11-14
Panagora Asset Management Inc
CLOSED
Shares0 from 8,474
Change-8,474 (-100%)
Value$0 (-$4)
Filed 2016-11-14
IFP Advisors, Inc
CLOSED
Shares0 from 4,767
Change-4,767 (-100%)
Value$0 (-$2)
Filed 2016-11-04
Vantage Investment Advisors, LLC
CLOSED
Shares0 from 635
Change-635 (-100%)
Value$0 ($0)
Filed 2016-11-09
PNC Financial Services Group, Inc.
CLOSED
Shares0 from 551
Change-551 (-100%)
Value$0 ($0)
Filed 2016-11-04
Evercore Wealth Management, LLC
CLOSED
Shares0 from 96
Change-96 (-100%)
Value$0 ($0)
Filed 2016-11-10
Bank of Montreal
CLOSED
Shares0 from 49
Change-49 (-100%)
Value$0 ($0)
Filed 2016-10-19
Status
Renaissance Technologies LLC
INCREASED4,843,1892,214,396+2,628,793+119%$992$3.0K+$2.0K2016-11-14
Aisling Capital LLC
UNCHANGED2,010,0002,010,00000%$905$1.2K+$3412016-11-10
BlackRock Institutional Trust Company, N.A.
INCREASED1,610,542710,276+900,266+127%$318$1.0K+$6842016-11-08
Orbimed Advisors LLC
UNCHANGED1,073,0001,073,00000%$481$668+$1872016-11-14
Vanguard Group Inc
DECREASED941,1551,840,487-899,332-49%$824$585-$2392016-11-14
Geode Capital Management, LLC
INCREASED372,734209,535+163,199+78%$93$231+$1382016-11-10
Goldman Sachs Group Inc
INCREASED325,573237,364+88,209+37%$106$203+$972016-11-14
GSA Capital Partners LLP
NEW247,500—+247,500——$154—2016-11-14
Jefferies Group LLC
NEW200,000—+200,000——$124—2016-11-14
Searle & Co.
NEW172,500—+172,500——$105—2016-10-11
BlackRock Fund Advisors
INCREASED135,1447,494+127,650+1703%$3$84+$812016-11-08
Citadel Advisors LLC
NEW126,980—+126,980——$79—2017-01-31
Millennium Management LLC
DECREASED120,875260,033-139,158-54%$116$75-$412016-11-14
Bank of America Corp
INCREASED113,208107,686+5,522+5%$48$70+$222016-11-14
Royal Bank of Canada
DECREASED101,030121,025-19,995-17%$54$63+$92016-11-14
Northern Trust Corp
DECREASED57,20974,680-17,471-23%$34$36+$22016-11-10
Highland Capital Management, LLC
UNCHANGED41,00041,00000%$18$26+$82016-10-13
Bank of New York Mellon Corp
DECREASED38,33244,965-6,633-15%$20$24+$42016-11-03
Morgan Stanley
DECREASED34,695175,592-140,897-80%$78$22-$562016-11-10
Stock Yards Bank & Trust Co
UNCHANGED30,17030,17000%$14$19+$52016-10-14
Bridgeway Capital Management, LLC
UNCHANGED29,00029,00000%$13$18+$52016-11-14
Cambridge Investment Research Advisors, Inc.
INCREASED28,00027,000+1,000+4%$12$17+$52016-11-14
UBS Group AG
DECREASED27,74357,185-29,442-51%$25$17-$82016-11-14
Guggenheim Capital LLC
INCREASED26,42911,827+14,602+123%$5$16+$112016-11-15
Goodwin Daniel L
UNCHANGED22,67922,67900%$10$14+$42016-10-19
State Street Corp
UNCHANGED21,61921,61900%$9$14+$52017-01-13
California Public Employees Retirement System
DECREASED20,80022,400-1,600-7%$10$13+$32016-10-25
Susquehanna International Group, LLP
DECREASED20,175108,424-88,249-81%$49$13-$362016-11-14
KCG Holdings, Inc.
DECREASED19,93641,102-21,166-51%$18$12-$62016-11-10
Advisor Group, Inc.
INCREASED19,7611,761+18,000+1022%$0$12+$122017-11-02
Oppenheimer & Co Inc
DECREASED13,50014,700-1,200-8%$7$8+$12016-11-07
Commerzbank Aktiengesellschaft
NEW11,500—+11,500——$7—2016-11-14
Boston Financial Mangement Inc
NEW11,000—+11,000——$7—2016-11-04
Shanda Asset Management Holdings Ltd
NEW10,000—+10,000——$6—2016-11-14
Sanders Morris Harris LLC
UNCHANGED10,00010,00000%$4$6+$22016-10-24
BlackRock Advisors LLC
UNCHANGED7,6317,63100%$3$5+$22016-11-08
Wells Fargo & Company
UNCHANGED4,7514,75100%$2$3+$12016-10-31
Cutler Group LP
UNCHANGED3,5323,53200%$1$2+$12016-10-11
Simplex Trading, LLC
DECREASED3,4194,719-1,300-28%$2$2$02016-10-07
TCI Wealth Advisors, Inc.
UNCHANGED2,0002,00000%$1$1$02016-11-01
Manufacturers Life Insurance Company, the
UNCHANGED1,0371,03700%$0$1+$12016-11-14
Avior Wealth Management, LLC
UNCHANGED70070000%$0$0$02016-11-15
Barclays PLC
DECREASED5765,435-4,859-89%$2$0-$22016-11-14
MetLife Securities, Inc
UNCHANGED12312300%$0$0$02016-10-13
Ladenburg Thalmann Financial Services Inc
UNCHANGED505000%$0$0$02016-11-14
Deutsche Bank Ag\
UNCHANGED1100%$0$0$02016-11-14
AQR Capital Management LLC
CLOSED01,439,596-1,439,596-100%$645$0-$6452016-11-14
Globeflex Capital L P
CLOSED0226,959-226,959-100%$102$0-$1022016-11-09
Tudor Investment Corp ET AL
CLOSED0215,800-215,800-100%$97$0-$972016-11-14
Acadian Asset Management LLC
CLOSED0198,047-198,047-100%$89$0-$892016-10-20
Menta Capital LLC
CLOSED0195,136-195,136-100%$87$0-$872016-11-14
Paloma Partners Management Co
CLOSED0164,363-164,363-100%$74$0-$742016-11-14
Credit Suisse AG/
CLOSED0160,687-160,687-100%$72$0-$722016-12-28
Jane Street Group, LLC
CLOSED073,977-73,977-100%$33$0-$332016-11-15
D. E. Shaw & Co., Inc.
CLOSED033,995-33,995-100%$15$0-$152016-11-14
New York State Common Retirement Fund
CLOSED019,800-19,800-100%$9$0-$92016-11-08
Tower Research Capital LLC (TRC)
CLOSED014,691-14,691-100%$7$0-$72016-11-08
Balyasny Asset Management L.P.
CLOSED011,700-11,700-100%$5$0-$52016-11-14
First Republic Investment Management, Inc.
CLOSED011,480-11,480-100%$5$0-$52016-11-14
Panagora Asset Management Inc
CLOSED08,474-8,474-100%$4$0-$42016-11-14
IFP Advisors, Inc
CLOSED04,767-4,767-100%$2$0-$22016-11-04
Vantage Investment Advisors, LLC
CLOSED0635-635-100%$0$0$02016-11-09
PNC Financial Services Group, Inc.
CLOSED0551-551-100%$0$0$02016-11-04
Evercore Wealth Management, LLC
CLOSED096-96-100%$0$0$02016-11-10
Bank of Montreal
CLOSED049-49-100%$0$0$02016-10-19
Showing 65 of 65 institutions