RCS Cap Corp

Q4 2015 vs Q1 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Goodwin Daniel L

UNCHANGED

Shares128,883 from 128,883

Change0 (0%)

Value$1 (-$38)

Filed 2016-04-29

Bokf, NA

UNCHANGED

Shares118,000 from 118,000

Change0 (0%)

Value$1 (-$35)

Filed 2016-05-13

California Public Employees Retirement System

DECREASED

Shares11,500 from 12,400

Change-900 (-7%)

Value$0 (-$4)

Filed 2016-05-04

Atlanta Capital Group

UNCHANGED

Shares11,450 from 11,450

Change0 (0%)

Value$0 (-$3)

Filed 2016-05-16

M Holdings Securities, Inc.

NEW

Shares11,400

Change+11,400

Value$0

Filed 2016-05-25

Kelman-Lazarov, Inc.

NEW

Shares10,000

Change+10,000

Value$0

Filed 2016-04-19

Simplex Trading, LLC

INCREASED

Shares500 from 100

Change+400 (+400%)

Value$0 ($0)

Filed 2016-04-14

Luxor Capital Group, LP

CLOSED

Shares0 from 11,488,465

Change-11,488,465 (-100%)

Value$0 (-$3.5K)

Filed 2016-06-15

Citadel Advisors LLC

CLOSED

Shares0 from 2,333,743

Change-2,333,743 (-100%)

Value$0 (-$711)

Filed 2017-01-31

Vanguard Group Inc

CLOSED

Shares0 from 1,536,507

Change-1,536,507 (-100%)

Value$0 (-$468)

Filed 2016-05-13

BlackRock Institutional Trust Company, N.A.

CLOSED

Shares0 from 1,290,527

Change-1,290,527 (-100%)

Value$0 (-$393)

Filed 2016-05-10

BlackRock Fund Advisors

CLOSED

Shares0 from 1,266,547

Change-1,266,547 (-100%)

Value$0 (-$386)

Filed 2016-05-10

State Street Corp

CLOSED

Shares0 from 467,291

Change-467,291 (-100%)

Value$0 (-$141)

Filed 2016-05-20

Northern Trust Corp

CLOSED

Shares0 from 433,118

Change-433,118 (-100%)

Value$0 (-$132)

Filed 2016-08-19

Levin Capital Strategies, L.P.

CLOSED

Shares0 from 339,639

Change-339,639 (-100%)

Value$0 (-$103)

Filed 2016-05-13

Menta Capital LLC

CLOSED

Shares0 from 329,707

Change-329,707 (-100%)

Value$0 (-$100)

Filed 2016-05-11

Scoggin Management LP

CLOSED

Shares0 from 319,000

Change-319,000 (-100%)

Value$0 (-$97)

Filed 2016-05-12

Geode Capital Management, LLC

CLOSED

Shares0 from 268,947

Change-268,947 (-100%)

Value$0 (-$81)

Filed 2016-05-13

Cetera Advisors LLC

CLOSED

Shares0 from 227,570

Change-227,570 (-100%)

Value$0 (-$67)

Filed 2016-05-13

BlackRock Investment Management, LLC

CLOSED

Shares0 from 187,037

Change-187,037 (-100%)

Value$0 (-$57)

Filed 2016-05-10

VSR Financial Services, Inc.

CLOSED

Shares0 from 161,156

Change-161,156 (-100%)

Value$0 (-$49)

Filed 2016-05-05

Redwood Capital Management, LLC

CLOSED

Shares0 from 150,000

Change-150,000 (-100%)

Value$0 (-$46)

Filed 2016-05-16

Bank of New York Mellon Corp

CLOSED

Shares0 from 148,552

Change-148,552 (-100%)

Value$0 (-$45)

Filed 2016-05-16

Goldman Sachs Group Inc

CLOSED

Shares0 from 148,105

Change-148,105 (-100%)

Value$0 (-$45)

Filed 2016-05-13

Deutsche Bank Ag\

CLOSED

Shares0 from 141,085

Change-141,085 (-100%)

Value$0 (-$41)

Filed 2016-05-16

Investors Capital Advisory Services

CLOSED

Shares0 from 138,940

Change-138,940 (-100%)

Value$0 (-$41)

Filed 2016-05-09

Citigroup Inc

CLOSED

Shares0 from 132,287

Change-132,287 (-100%)

Value$0 (-$40)

Filed 2016-05-13

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 130,000

Change-130,000 (-100%)

Value$0 (-$39)

Filed 2016-04-20

UBS Group AG

CLOSED

Shares0 from 103,320

Change-103,320 (-100%)

Value$0 (-$32)

Filed 2016-05-12

Oxford Asset Management LLP

CLOSED

Shares0 from 102,759

Change-102,759 (-100%)

Value$0 (-$32)

Filed 2017-11-16

Two Sigma Investments, LP

CLOSED

Shares0 from 98,300

Change-98,300 (-100%)

Value$0 (-$30)

Filed 2016-05-16

Susquehanna International Group, LLP

CLOSED

Shares0 from 94,835

Change-94,835 (-100%)

Value$0 (-$29)

Filed 2016-05-13

SG Americas Securities, LLC

CLOSED

Shares0 from 91,416

Change-91,416 (-100%)

Value$0 (-$28)

Filed 2016-05-12

California State Teachers Retirement System

CLOSED

Shares0 from 91,241

Change-91,241 (-100%)

Value$0 (-$28)

Filed 2016-05-16

Charles Schwab Investment Management Inc

CLOSED

Shares0 from 77,863

Change-77,863 (-100%)

Value$0 (-$24)

Filed 2016-05-05

Credit Suisse AG/

CLOSED

Shares0 from 70,661

Change-70,661 (-100%)

Value$0 (-$22)

Filed 2016-05-16

Rhumbline Advisers

CLOSED

Shares0 from 70,518

Change-70,518 (-100%)

Value$0 (-$21)

Filed 2016-05-02

American International Group, Inc.

CLOSED

Shares0 from 68,638

Change-68,638 (-100%)

Value$0 (-$21.0K)

Filed 2016-05-12

KCG Holdings, Inc.

CLOSED

Shares0 from 65,953

Change-65,953 (-100%)

Value$0 (-$20)

Filed 2016-05-13

Cetera Advisor Networks LLC

CLOSED

Shares0 from 63,880

Change-63,880 (-100%)

Value$0 (-$16)

Filed 2016-05-16

Russell Frank Co/

CLOSED

Shares0 from 61,500

Change-61,500 (-100%)

Value$0 (-$19)

Filed 2016-04-29

Peak6 Investments, L.P.

CLOSED

Shares0 from 60,199

Change-60,199 (-100%)

Value$0 (-$18)

Filed 2016-05-13

New York State Common Retirement Fund

CLOSED

Shares0 from 44,900

Change-44,900 (-100%)

Value$0 (-$14)

Filed 2016-05-06

Two Sigma Advisers, LP

CLOSED

Shares0 from 42,801

Change-42,801 (-100%)

Value$0 (-$13)

Filed 2016-05-16

Nationwide Fund Advisors

CLOSED

Shares0 from 31,486

Change-31,486 (-100%)

Value$0 (-$10)

Filed 2016-05-05

Arete Wealth Advisors, LLC

CLOSED

Shares0 from 29,992

Change-29,992 (-100%)

Value$0 (-$9)

Filed 2016-05-13

First Allied Advisory Services, Inc.

CLOSED

Shares0 from 29,350

Change-29,350 (-100%)

Value$0 (-$5)

Filed 2016-05-12

Squarepoint Ops LLC

CLOSED

Shares0 from 23,500

Change-23,500 (-100%)

Value$0 (-$7)

Filed 2016-05-16

Private Advisor Group, LLC

CLOSED

Shares0 from 23,278

Change-23,278 (-100%)

Value$0 (-$7)

Filed 2016-05-13

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 21,194

Change-21,194 (-100%)

Value$0 (-$7)

Filed 2016-05-10

Commonwealth Equity Services, Inc

CLOSED

Shares0 from 20,503

Change-20,503 (-100%)

Value$0 (-$6)

Filed 2016-04-27

BlackRock Advisors LLC

CLOSED

Shares0 from 19,174

Change-19,174 (-100%)

Value$0 (-$6)

Filed 2016-05-12

Cutler Group LP

CLOSED

Shares0 from 17,984

Change-17,984 (-100%)

Value$0 (-$5)

Filed 2016-06-08

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 14,522

Change-14,522 (-100%)

Value$0 (-$4)

Filed 2016-05-16

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$3)

Filed 2016-05-16

Morgan Stanley

CLOSED

Shares0 from 8,599

Change-8,599 (-100%)

Value$0 (-$3)

Filed 2016-05-12

BNP Paribas Financial Markets

CLOSED

Shares0 from 7,486

Change-7,486 (-100%)

Value$0 (-$2.2K)

Filed 2016-04-22

Royal Bank of Canada

CLOSED

Shares0 from 4,800

Change-4,800 (-100%)

Value$0 ($0)

Filed 2016-06-08

Bank of America Corp

CLOSED

Shares0 from 3,328

Change-3,328 (-100%)

Value$0 (-$1)

Filed 2016-05-13

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 2,428

Change-2,428 (-100%)

Value$0 (-$1)

Filed 2016-05-06

Bank of Montreal

CLOSED

Shares0 from 1,926

Change-1,926 (-100%)

Value$0 (-$1)

Filed 2016-04-29

Group One Trading LLC

CLOSED

Shares0 from 1,751

Change-1,751 (-100%)

Value$0 (-$1)

Filed 2016-05-12

Wells Fargo & Company

CLOSED

Shares0 from 1,747

Change-1,747 (-100%)

Value$0 ($0)

Filed 2016-05-16

BlackRock Inc.

CLOSED

Shares0 from 1,232

Change-1,232 (-100%)

Value$0 ($0)

Filed 2016-05-10

Transamerica Financial Advisors, LLC

CLOSED

Shares0 from 1,172

Change-1,172 (-100%)

Value$0 (-$1)

Filed 2016-04-21

Creative Planning

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 ($0)

Filed 2016-04-08

Globeflex Capital L P

CLOSED

Shares0 from 605

Change-605 (-100%)

Value$0 ($0)

Filed 2016-05-03

Sanctuary Wealth Advisors, LLC

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$4)

Filed 2016-05-16

Riverloft Capital Management L.P.

N/A

Shares— from 350,000

Change-350,000 (-100%)

Value—

	Status
Goodwin Daniel L	UNCHANGED	128,883	128,883	0	0%	$39	$1	-$38	2016-04-29
Bokf, NA	UNCHANGED	118,000	118,000	0	0%	$36	$1	-$35	2016-05-13
California Public Employees Retirement System	DECREASED	11,500	12,400	-900	-7%	$4	$0	-$4	2016-05-04
Atlanta Capital Group	UNCHANGED	11,450	11,450	0	0%	$3	$0	-$3	2016-05-16
M Holdings Securities, Inc.	NEW	11,400	—	+11,400	—	—	$0	—	2016-05-25
Kelman-Lazarov, Inc.	NEW	10,000	—	+10,000	—	—	$0	—	2016-04-19
Simplex Trading, LLC	INCREASED	500	100	+400	+400%	$0	$0	$0	2016-04-14
Luxor Capital Group, LP	CLOSED	0	11,488,465	-11,488,465	-100%	$3.5K	$0	-$3.5K	2016-06-15
Citadel Advisors LLC	CLOSED	0	2,333,743	-2,333,743	-100%	$711	$0	-$711	2017-01-31
Vanguard Group Inc	CLOSED	0	1,536,507	-1,536,507	-100%	$468	$0	-$468	2016-05-13
BlackRock Institutional Trust Company, N.A.	CLOSED	0	1,290,527	-1,290,527	-100%	$393	$0	-$393	2016-05-10
BlackRock Fund Advisors	CLOSED	0	1,266,547	-1,266,547	-100%	$386	$0	-$386	2016-05-10
State Street Corp	CLOSED	0	467,291	-467,291	-100%	$141	$0	-$141	2016-05-20
Northern Trust Corp	CLOSED	0	433,118	-433,118	-100%	$132	$0	-$132	2016-08-19
Levin Capital Strategies, L.P.	CLOSED	0	339,639	-339,639	-100%	$103	$0	-$103	2016-05-13
Menta Capital LLC	CLOSED	0	329,707	-329,707	-100%	$100	$0	-$100	2016-05-11
Scoggin Management LP	CLOSED	0	319,000	-319,000	-100%	$97	$0	-$97	2016-05-12
Geode Capital Management, LLC	CLOSED	0	268,947	-268,947	-100%	$81	$0	-$81	2016-05-13
Cetera Advisors LLC	CLOSED	0	227,570	-227,570	-100%	$67	$0	-$67	2016-05-13
BlackRock Investment Management, LLC	CLOSED	0	187,037	-187,037	-100%	$57	$0	-$57	2016-05-10
VSR Financial Services, Inc.	CLOSED	0	161,156	-161,156	-100%	$49	$0	-$49	2016-05-05
Redwood Capital Management, LLC	CLOSED	0	150,000	-150,000	-100%	$46	$0	-$46	2016-05-16
Bank of New York Mellon Corp	CLOSED	0	148,552	-148,552	-100%	$45	$0	-$45	2016-05-16
Goldman Sachs Group Inc	CLOSED	0	148,105	-148,105	-100%	$45	$0	-$45	2016-05-13
Deutsche Bank Ag\	CLOSED	0	141,085	-141,085	-100%	$41	$0	-$41	2016-05-16
Investors Capital Advisory Services	CLOSED	0	138,940	-138,940	-100%	$41	$0	-$41	2016-05-09
Citigroup Inc	CLOSED	0	132,287	-132,287	-100%	$40	$0	-$40	2016-05-13
Carroll Financial Associates, Inc.	CLOSED	0	130,000	-130,000	-100%	$39	$0	-$39	2016-04-20
UBS Group AG	CLOSED	0	103,320	-103,320	-100%	$32	$0	-$32	2016-05-12
Oxford Asset Management LLP	CLOSED	0	102,759	-102,759	-100%	$32	$0	-$32	2017-11-16
Two Sigma Investments, LP	CLOSED	0	98,300	-98,300	-100%	$30	$0	-$30	2016-05-16
Susquehanna International Group, LLP	CLOSED	0	94,835	-94,835	-100%	$29	$0	-$29	2016-05-13
SG Americas Securities, LLC	CLOSED	0	91,416	-91,416	-100%	$28	$0	-$28	2016-05-12
California State Teachers Retirement System	CLOSED	0	91,241	-91,241	-100%	$28	$0	-$28	2016-05-16
Charles Schwab Investment Management Inc	CLOSED	0	77,863	-77,863	-100%	$24	$0	-$24	2016-05-05
Credit Suisse AG/	CLOSED	0	70,661	-70,661	-100%	$22	$0	-$22	2016-05-16
Rhumbline Advisers	CLOSED	0	70,518	-70,518	-100%	$21	$0	-$21	2016-05-02
American International Group, Inc.	CLOSED	0	68,638	-68,638	-100%	$21.0K	$0	-$21.0K	2016-05-12
KCG Holdings, Inc.	CLOSED	0	65,953	-65,953	-100%	$20	$0	-$20	2016-05-13
Cetera Advisor Networks LLC	CLOSED	0	63,880	-63,880	-100%	$16	$0	-$16	2016-05-16
Russell Frank Co/	CLOSED	0	61,500	-61,500	-100%	$19	$0	-$19	2016-04-29
Peak6 Investments, L.P.	CLOSED	0	60,199	-60,199	-100%	$18	$0	-$18	2016-05-13
New York State Common Retirement Fund	CLOSED	0	44,900	-44,900	-100%	$14	$0	-$14	2016-05-06
Two Sigma Advisers, LP	CLOSED	0	42,801	-42,801	-100%	$13	$0	-$13	2016-05-16
Nationwide Fund Advisors	CLOSED	0	31,486	-31,486	-100%	$10	$0	-$10	2016-05-05
Arete Wealth Advisors, LLC	CLOSED	0	29,992	-29,992	-100%	$9	$0	-$9	2016-05-13
First Allied Advisory Services, Inc.	CLOSED	0	29,350	-29,350	-100%	$5	$0	-$5	2016-05-12
Squarepoint Ops LLC	CLOSED	0	23,500	-23,500	-100%	$7	$0	-$7	2016-05-16
Private Advisor Group, LLC	CLOSED	0	23,278	-23,278	-100%	$7	$0	-$7	2016-05-13
Manufacturers Life Insurance Company, the	CLOSED	0	21,194	-21,194	-100%	$7	$0	-$7	2016-05-10
Commonwealth Equity Services, Inc	CLOSED	0	20,503	-20,503	-100%	$6	$0	-$6	2016-04-27
BlackRock Advisors LLC	CLOSED	0	19,174	-19,174	-100%	$6	$0	-$6	2016-05-12
Cutler Group LP	CLOSED	0	17,984	-17,984	-100%	$5	$0	-$5	2016-06-08
Tower Research Capital LLC (TRC)	CLOSED	0	14,522	-14,522	-100%	$4	$0	-$4	2016-05-16
Ladenburg Thalmann Financial Services Inc	CLOSED	0	11,000	-11,000	-100%	$3	$0	-$3	2016-05-16
Morgan Stanley	CLOSED	0	8,599	-8,599	-100%	$3	$0	-$3	2016-05-12
BNP Paribas Financial Markets	CLOSED	0	7,486	-7,486	-100%	$2.2K	$0	-$2.2K	2016-04-22
Royal Bank of Canada	CLOSED	0	4,800	-4,800	-100%	$0	$0	$0	2016-06-08
Bank of America Corp	CLOSED	0	3,328	-3,328	-100%	$1	$0	-$1	2016-05-13
PNC Financial Services Group, Inc.	CLOSED	0	2,428	-2,428	-100%	$1	$0	-$1	2016-05-06
Bank of Montreal	CLOSED	0	1,926	-1,926	-100%	$1	$0	-$1	2016-04-29
Group One Trading LLC	CLOSED	0	1,751	-1,751	-100%	$1	$0	-$1	2016-05-12
Wells Fargo & Company	CLOSED	0	1,747	-1,747	-100%	$0	$0	$0	2016-05-16
BlackRock Inc.	CLOSED	0	1,232	-1,232	-100%	$0	$0	$0	2016-05-10
Transamerica Financial Advisors, LLC	CLOSED	0	1,172	-1,172	-100%	$1	$0	-$1	2016-04-21
Creative Planning	CLOSED	0	1,000	-1,000	-100%	$0	$0	$0	2016-04-08
Globeflex Capital L P	CLOSED	0	605	-605	-100%	$0	$0	$0	2016-05-03
Sanctuary Wealth Advisors, LLC	CLOSED	0	300	-300	-100%	$4	$0	-$4	2016-05-16
Riverloft Capital Management L.P.	N/A	—	350,000	-350,000	-100%	$107	—	—	—

Showing 69 of 69 institutions