Xoma Corp del

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Vanguard Group Inc

INCREASED

Shares5,373,772 from 5,321,901

Change+51,871 (+1%)

Value$2.5K (-$468)

Filed 2016-11-14

D. E. Shaw & Co., Inc.

DECREASED

Shares3,887,509 from 4,151,140

Change-263,631 (-6%)

Value$1.8K (-$505)

Filed 2016-11-14

BlackRock Institutional Trust Company, N.A.

UNCHANGED

Shares1,933,929 from 1,933,929

Change0 (0%)

Value$888 (-$178)

Filed 2016-11-08

FMR LLC

UNCHANGED

Shares1,527,508 from 1,527,508

Change0 (0%)

Value$701 (-$141)

Filed 2016-11-14

Geode Capital Management, LLC

INCREASED

Shares813,495 from 507,712

Change+305,783 (+60%)

Value$373 (+$94)

Filed 2016-11-10

Macquarie Group LTD

UNCHANGED

Shares800,000 from 800,000

Change0 (0%)

Value$367 (-$74)

Filed 2016-11-15

Millennium Management LLC

DECREASED

Shares516,922 from 721,288

Change-204,366 (-28%)

Value$237 (-$161)

Filed 2016-11-14

Wedbush Securities Inc

DECREASED

Shares357,796 from 404,396

Change-46,600 (-12%)

Value$164 (-$59)

Filed 2016-11-04

Two Sigma Advisers, LP

DECREASED

Shares237,000 from 282,700

Change-45,700 (-16%)

Value$109 (-$47)

Filed 2016-11-14

Goldman Sachs Group Inc

DECREASED

Shares235,995 from 252,325

Change-16,330 (-6%)

Value$108 (-$31)

Filed 2016-11-14

California Public Employees Retirement System

DECREASED

Shares234,100 from 250,200

Change-16,100 (-6%)

Value$108 (-$30)

Filed 2016-10-25

KCG Holdings, Inc.

INCREASED

Shares213,992 from 127,081

Change+86,911 (+68%)

Value$98 (+$28)

Filed 2016-11-10

Renaissance Technologies LLC

DECREASED

Shares193,095 from 461,220

Change-268,125 (-58%)

Value$89 (-$165)

Filed 2016-11-14

Group One Trading LLC

INCREASED

Shares159,099 from 53,913

Change+105,186 (+195%)

Value$73 (+$43)

Filed 2016-11-14

Bank of New York Mellon Corp

DECREASED

Shares149,516 from 180,842

Change-31,326 (-17%)

Value$68 (-$32)

Filed 2016-11-03

Northern Trust Corp

DECREASED

Shares141,668 from 165,820

Change-24,152 (-15%)

Value$65 (-$27)

Filed 2016-11-10

Connor, Clark & Lunn Investment Management Ltd.

UNCHANGED

Shares109,400 from 109,400

Change0 (0%)

Value$50 (-$10)

Filed 2016-11-15

Susquehanna International Group, LLP

DECREASED

Shares91,064 from 165,814

Change-74,750 (-45%)

Value$41 (-$50)

Filed 2016-11-14

Jacobs Levy Equity Management, Inc

DECREASED

Shares89,100 from 416,128

Change-327,028 (-79%)

Value$41 (-$188)

Filed 2016-11-14

Two Sigma Securities, LLC

DECREASED

Shares81,989 from 125,058

Change-43,069 (-34%)

Value$38 (-$31)

Filed 2016-11-14

Citigroup Inc

INCREASED

Shares69,697 from 5,968

Change+63,729 (+1068%)

Value$32 (+$29)

Filed 2016-11-10

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares64,836 from 64,836

Change0 (0%)

Value$30 (-$6)

Filed 2016-11-14

Citadel Advisors LLC

NEW

Shares56,012

Change+56,012

Value$26

Filed 2017-01-31

State Street Corp

DECREASED

Shares49,452 from 50,552

Change-1,100 (-2%)

Value$21 (-$8)

Filed 2017-01-13

Royal Bank of Canada

INCREASED

Shares45,946 from 33,852

Change+12,094 (+36%)

Value$21 (+$3)

Filed 2016-11-14

Guggenheim Capital LLC

INCREASED

Shares43,276 from 23,100

Change+20,176 (+87%)

Value$20 (+$7)

Filed 2016-11-15

Deutsche Bank Ag\

DECREASED

Shares38,562 from 182,178

Change-143,616 (-79%)

Value$17 (-$83)

Filed 2016-11-14

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares30,692 from 20,692

Change+10,000 (+48%)

Value$14 (+$3)

Filed 2016-11-14

Creative Planning

INCREASED

Shares29,139 from 15,405

Change+13,734 (+89%)

Value$13 (+$5)

Filed 2016-10-12

BlackRock Advisors LLC

DECREASED

Shares26,795 from 46,795

Change-20,000 (-43%)

Value$12 (-$14)

Filed 2016-11-08

Advisor Group, Inc.

UNCHANGED

Shares22,526 from 22,526

Change0 (0%)

Value$10 (-$2)

Filed 2017-11-02

BlackRock Fund Advisors

INCREASED

Shares21,910 from 19,642

Change+2,268 (+12%)

Value$10 (-$1)

Filed 2016-11-08

Nine Chapters Capital Management LLC

DECREASED

Shares20,400 from 42,300

Change-21,900 (-52%)

Value$9 (-$14)

Filed 2016-11-10

Prelude Capital Management, LLC

DECREASED

Shares20,400 from 42,300

Change-21,900 (-52%)

Value$9 (-$14)

Filed 2016-11-14

Bank of America Corp

DECREASED

Shares19,997 from 50,466

Change-30,469 (-60%)

Value$10 (-$18)

Filed 2016-11-14

Cutler Group LP

UNCHANGED

Shares15,882 from 15,882

Change0 (0%)

Value$7 (-$1)

Filed 2016-10-11

Raymond James & Associates

UNCHANGED

Shares13,013 from 13,013

Change0 (0%)

Value$6 (-$1)

Filed 2016-11-14

Academy Capital Management

UNCHANGED

Shares12,755 from 12,755

Change0 (0%)

Value$5 (-$2)

Filed 2016-10-07

Commonwealth Equity Services, Inc

DECREASED

Shares10,582 from 11,082

Change-500 (-5%)

Value$5 (-$1)

Filed 2016-10-25

Lucas Capital Management

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$5 (-$1)

Filed 2016-11-07

Morgan Stanley

DECREASED

Shares9,673 from 63,639

Change-53,966 (-85%)

Value$5 (-$30)

Filed 2016-11-10

Wells Fargo & Company

DECREASED

Shares8,549 from 9,549

Change-1,000 (-10%)

Value$4 (-$1)

Filed 2016-10-31

UBS Group AG

DECREASED

Shares7,013 from 89,457

Change-82,444 (-92%)

Value$3 (-$46)

Filed 2016-11-14

Manufacturers Life Insurance Company, the

UNCHANGED

Shares4,577 from 4,577

Change0 (0%)

Value$2 (-$1)

Filed 2016-11-14

JPMorgan Chase & Co

DECREASED

Shares3,901 from 3,916

Change-15 (0%)

Value$2 ($0)

Filed 2016-11-04

Gierl Augustine Investment Management Inc

UNCHANGED

Shares2,000 from 2,000

Change0 (0%)

Value$1 ($0)

Filed 2016-10-14

Bronfman E.L. Rothschild, L.P.

UNCHANGED

Shares2,000 from 2,000

Change0 (0%)

Value$1 ($0)

Filed 2016-11-04

Parallax Volatility Advisers, L.P.

NEW

Shares1,897

Change+1,897

Value$1

Filed 2016-11-14

Advisory Services Network, LLC

INCREASED

Shares969 from 280

Change+689 (+246%)

Value$0 ($0)

Filed 2016-10-07

Huntington National Bank

UNCHANGED

Shares624 from 624

Change0 (0%)

Value$0 ($0)

Filed 2016-10-31

Krilogy Financial LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$0 ($0)

Filed 2016-11-15

Reilly Financial Advisors, LLC

NEW

Shares196

Change+196

Value$0

Filed 2016-10-26

BlackRock Inc.

NEW

Shares66

Change+66

Value$0

Filed 2016-11-08

D.A. Davidson & Co.

UNCHANGED

Shares66 from 66

Change0 (0%)

Value$0 ($0)

Filed 2016-11-18

BNP Paribas Financial Markets

UNCHANGED

Shares57 from 57

Change0 (0%)

Value$26 (-$5)

Filed 2016-10-05

PNC Financial Services Group, Inc.

DECREASED

Shares33 from 500

Change-467 (-93%)

Value$0 ($0)

Filed 2016-11-04

Whittier Trust Co

UNCHANGED

Shares33 from 33

Change0 (0%)

Value$0 ($0)

Filed 2016-11-10

CWM, LLC

UNCHANGED

Shares6 from 6

Change0 (0%)

Value$0 ($0)

Filed 2016-10-17

Barclays PLC

DECREASED

Shares4 from 10,708

Change-10,704 (-100%)

Value$0 (-$6)

Filed 2016-11-14

Paloma Partners Management Co

CLOSED

Shares0 from 336,171

Change-336,171 (-100%)

Value$0 (-$185)

Filed 2016-11-14

Credit Suisse AG/

CLOSED

Shares0 from 264,601

Change-264,601 (-100%)

Value$0 (-$146)

Filed 2016-12-28

Jefferies Group LLC

CLOSED

Shares0 from 250,000

Change-250,000 (-100%)

Value$0 (-$138)

Filed 2016-11-14

Spark Investment Management LLC

CLOSED

Shares0 from 203,900

Change-203,900 (-100%)

Value$0 (-$112)

Filed 2016-11-10

LMR Partners LLP

CLOSED

Shares0 from 114,145

Change-114,145 (-100%)

Value$0 (-$62)

Filed 2016-11-04

Cowen Group, Inc.

CLOSED

Shares0 from 113,636

Change-113,636 (-100%)

Value$0 ($0)

Filed 2016-12-14

Squarepoint Ops LLC

CLOSED

Shares0 from 98,100

Change-98,100 (-100%)

Value$0 (-$54)

Filed 2016-11-15

Alpine Global Management, LLC

CLOSED

Shares0 from 67,478

Change-67,478 (-100%)

Value$0 (-$37)

Filed 2016-11-17

First Republic Investment Management, Inc.

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$28)

Filed 2016-11-14

Tudor Investment Corp ET AL

CLOSED

Shares0 from 30,730

Change-30,730 (-100%)

Value$0 (-$17)

Filed 2016-11-14

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 29,943

Change-29,943 (-100%)

Value$0 (-$16)

Filed 2016-11-08

Gotham Asset Management, LLC

CLOSED

Shares0 from 13,497

Change-13,497 (-100%)

Value$0 (-$7)

Filed 2016-11-14

Sheaff Brock Investment Advisors, LLC

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$6)

Filed 2016-11-08

Highlander Capital Management, LLC

CLOSED

Shares0 from 900

Change-900 (-100%)

Value$0 ($0)

Filed 2016-11-15

WFG Advisors, LP

CLOSED

Shares0 from 353

Change-353 (-100%)

Value$0 ($0)

Filed 2016-11-14

IFP Advisors, Inc

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2016-11-04

	Status
Vanguard Group Inc	INCREASED	5,373,772	5,321,901	+51,871	+1%	$2.9K	$2.5K	-$468	2016-11-14
D. E. Shaw & Co., Inc.	DECREASED	3,887,509	4,151,140	-263,631	-6%	$2.3K	$1.8K	-$505	2016-11-14
BlackRock Institutional Trust Company, N.A.	UNCHANGED	1,933,929	1,933,929	0	0%	$1.1K	$888	-$178	2016-11-08
FMR LLC	UNCHANGED	1,527,508	1,527,508	0	0%	$842	$701	-$141	2016-11-14
Geode Capital Management, LLC	INCREASED	813,495	507,712	+305,783	+60%	$279	$373	+$94	2016-11-10
Macquarie Group LTD	UNCHANGED	800,000	800,000	0	0%	$441	$367	-$74	2016-11-15
Millennium Management LLC	DECREASED	516,922	721,288	-204,366	-28%	$398	$237	-$161	2016-11-14
Wedbush Securities Inc	DECREASED	357,796	404,396	-46,600	-12%	$223	$164	-$59	2016-11-04
Two Sigma Advisers, LP	DECREASED	237,000	282,700	-45,700	-16%	$156	$109	-$47	2016-11-14
Goldman Sachs Group Inc	DECREASED	235,995	252,325	-16,330	-6%	$139	$108	-$31	2016-11-14
California Public Employees Retirement System	DECREASED	234,100	250,200	-16,100	-6%	$138	$108	-$30	2016-10-25
KCG Holdings, Inc.	INCREASED	213,992	127,081	+86,911	+68%	$70	$98	+$28	2016-11-10
Renaissance Technologies LLC	DECREASED	193,095	461,220	-268,125	-58%	$254	$89	-$165	2016-11-14
Group One Trading LLC	INCREASED	159,099	53,913	+105,186	+195%	$30	$73	+$43	2016-11-14
Bank of New York Mellon Corp	DECREASED	149,516	180,842	-31,326	-17%	$100	$68	-$32	2016-11-03
Northern Trust Corp	DECREASED	141,668	165,820	-24,152	-15%	$92	$65	-$27	2016-11-10
Connor, Clark & Lunn Investment Management Ltd.	UNCHANGED	109,400	109,400	0	0%	$60	$50	-$10	2016-11-15
Susquehanna International Group, LLP	DECREASED	91,064	165,814	-74,750	-45%	$91	$41	-$50	2016-11-14
Jacobs Levy Equity Management, Inc	DECREASED	89,100	416,128	-327,028	-79%	$229	$41	-$188	2016-11-14
Two Sigma Securities, LLC	DECREASED	81,989	125,058	-43,069	-34%	$69	$38	-$31	2016-11-14
Citigroup Inc	INCREASED	69,697	5,968	+63,729	+1068%	$3	$32	+$29	2016-11-10
Ladenburg Thalmann Financial Services Inc	UNCHANGED	64,836	64,836	0	0%	$36	$30	-$6	2016-11-14
Citadel Advisors LLC	NEW	56,012	—	+56,012	—	—	$26	—	2017-01-31
State Street Corp	DECREASED	49,452	50,552	-1,100	-2%	$29	$21	-$8	2017-01-13
Royal Bank of Canada	INCREASED	45,946	33,852	+12,094	+36%	$18	$21	+$3	2016-11-14
Guggenheim Capital LLC	INCREASED	43,276	23,100	+20,176	+87%	$13	$20	+$7	2016-11-15
Deutsche Bank Ag\	DECREASED	38,562	182,178	-143,616	-79%	$100	$17	-$83	2016-11-14
Raymond James Financial Services Advisors, Inc.	INCREASED	30,692	20,692	+10,000	+48%	$11	$14	+$3	2016-11-14
Creative Planning	INCREASED	29,139	15,405	+13,734	+89%	$8	$13	+$5	2016-10-12
BlackRock Advisors LLC	DECREASED	26,795	46,795	-20,000	-43%	$26	$12	-$14	2016-11-08
Advisor Group, Inc.	UNCHANGED	22,526	22,526	0	0%	$12	$10	-$2	2017-11-02
BlackRock Fund Advisors	INCREASED	21,910	19,642	+2,268	+12%	$11	$10	-$1	2016-11-08
Nine Chapters Capital Management LLC	DECREASED	20,400	42,300	-21,900	-52%	$23	$9	-$14	2016-11-10
Prelude Capital Management, LLC	DECREASED	20,400	42,300	-21,900	-52%	$23	$9	-$14	2016-11-14
Bank of America Corp	DECREASED	19,997	50,466	-30,469	-60%	$28	$10	-$18	2016-11-14
Cutler Group LP	UNCHANGED	15,882	15,882	0	0%	$8	$7	-$1	2016-10-11
Raymond James & Associates	UNCHANGED	13,013	13,013	0	0%	$7	$6	-$1	2016-11-14
Academy Capital Management	UNCHANGED	12,755	12,755	0	0%	$7	$5	-$2	2016-10-07
Commonwealth Equity Services, Inc	DECREASED	10,582	11,082	-500	-5%	$6	$5	-$1	2016-10-25
Lucas Capital Management	UNCHANGED	10,000	10,000	0	0%	$6	$5	-$1	2016-11-07
Morgan Stanley	DECREASED	9,673	63,639	-53,966	-85%	$35	$5	-$30	2016-11-10
Wells Fargo & Company	DECREASED	8,549	9,549	-1,000	-10%	$5	$4	-$1	2016-10-31
UBS Group AG	DECREASED	7,013	89,457	-82,444	-92%	$49	$3	-$46	2016-11-14
Manufacturers Life Insurance Company, the	UNCHANGED	4,577	4,577	0	0%	$3	$2	-$1	2016-11-14
JPMorgan Chase & Co	DECREASED	3,901	3,916	-15	0%	$2	$2	$0	2016-11-04
Gierl Augustine Investment Management Inc	UNCHANGED	2,000	2,000	0	0%	$1	$1	$0	2016-10-14
Bronfman E.L. Rothschild, L.P.	UNCHANGED	2,000	2,000	0	0%	$1	$1	$0	2016-11-04
Parallax Volatility Advisers, L.P.	NEW	1,897	—	+1,897	—	—	$1	—	2016-11-14
Advisory Services Network, LLC	INCREASED	969	280	+689	+246%	$0	$0	$0	2016-10-07
Huntington National Bank	UNCHANGED	624	624	0	0%	$0	$0	$0	2016-10-31
Krilogy Financial LLC	UNCHANGED	500	500	0	0%	$0	$0	$0	2016-11-15
Reilly Financial Advisors, LLC	NEW	196	—	+196	—	—	$0	—	2016-10-26
BlackRock Inc.	NEW	66	—	+66	—	—	$0	—	2016-11-08
D.A. Davidson & Co.	UNCHANGED	66	66	0	0%	$0	$0	$0	2016-11-18
BNP Paribas Financial Markets	UNCHANGED	57	57	0	0%	$31	$26	-$5	2016-10-05
PNC Financial Services Group, Inc.	DECREASED	33	500	-467	-93%	$0	$0	$0	2016-11-04
Whittier Trust Co	UNCHANGED	33	33	0	0%	$0	$0	$0	2016-11-10
CWM, LLC	UNCHANGED	6	6	0	0%	$0	$0	$0	2016-10-17
Barclays PLC	DECREASED	4	10,708	-10,704	-100%	$6	$0	-$6	2016-11-14
Paloma Partners Management Co	CLOSED	0	336,171	-336,171	-100%	$185	$0	-$185	2016-11-14
Credit Suisse AG/	CLOSED	0	264,601	-264,601	-100%	$146	$0	-$146	2016-12-28
Jefferies Group LLC	CLOSED	0	250,000	-250,000	-100%	$138	$0	-$138	2016-11-14
Spark Investment Management LLC	CLOSED	0	203,900	-203,900	-100%	$112	$0	-$112	2016-11-10
LMR Partners LLP	CLOSED	0	114,145	-114,145	-100%	$62	$0	-$62	2016-11-04
Cowen Group, Inc.	CLOSED	0	113,636	-113,636	-100%	$0	$0	$0	2016-12-14
Squarepoint Ops LLC	CLOSED	0	98,100	-98,100	-100%	$54	$0	-$54	2016-11-15
Alpine Global Management, LLC	CLOSED	0	67,478	-67,478	-100%	$37	$0	-$37	2016-11-17
First Republic Investment Management, Inc.	CLOSED	0	50,000	-50,000	-100%	$28	$0	-$28	2016-11-14
Tudor Investment Corp ET AL	CLOSED	0	30,730	-30,730	-100%	$17	$0	-$17	2016-11-14
Tower Research Capital LLC (TRC)	CLOSED	0	29,943	-29,943	-100%	$16	$0	-$16	2016-11-08
Gotham Asset Management, LLC	CLOSED	0	13,497	-13,497	-100%	$7	$0	-$7	2016-11-14
Sheaff Brock Investment Advisors, LLC	CLOSED	0	11,000	-11,000	-100%	$6	$0	-$6	2016-11-08
Highlander Capital Management, LLC	CLOSED	0	900	-900	-100%	$0	$0	$0	2016-11-15
WFG Advisors, LP	CLOSED	0	353	-353	-100%	$0	$0	$0	2016-11-14
IFP Advisors, Inc	CLOSED	0	1	-1	-100%	$0	$0	$0	2016-11-04

Showing 75 of 75 institutions