Q4 2019 Holdings
Filed 2020-02-05 | 2882 holdings | $729.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $35 | 41,260 | 0.0% |
| Prophase Labs Inc | COM | 74345W108 | $35 | 17,936 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $35 | 31,982 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $35 | 10,420 | 0.0% |
| BIG 5 Sporting Goods Corp(BG3) | COM | 08915P101 | $35 | 11,841 | 0.0% |
| Bellicum Pharmaceuticals Inc | COM | 079481107 | $36 | 28,678 | 0.0% |
| New AGE Beverages Corp | COM | 64157V108 | $36 | 20,116 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $36 | 83,531 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $37 | 10,010 | 0.0% |
| Idera Pharmaceuticals Inc | COM PAR | 45168K405 | $38 | 20,940 | 0.0% |
| Avinger Inc | COM | 053734604 | $38 | 33,500 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $40 | 41,000 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $40 | 18,000 | 0.0% |
| U S Gold Corp | COM | 90291C102 | $40 | 50,000 | 0.0% |
| Verastem Inc | COM | 92337C104 | $40 | 30,490 | 0.0% |
| Vermillion Inc | COM NEW | 92407M206 | $41 | 51,784 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $41 | 10,121 | 0.0% |
| Kala Pharmaceuticals Inc | COM | 483119103 | $42 | 11,397 | 0.0% |
| MFS Intermediate High Inc FD(CIF) | SH BEN INT | 59318T109 | $42 | 15,093 | 0.0% |
| Smtc Corp | COM NEW | 832682207 | $42 | 12,660 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $42 | 46,500 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $43 | 12,100 | 0.0% |
| YRC Worldwide Inc | COM PAR $.01 | 984249607 | $43 | 17,151 | 0.0% |
| Cidara Therapeutics Inc | COM | 171757107 | $44 | 11,548 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T807 | $49 | 12,873 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $49 | 23,261 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $49 | 10,290 | 0.0% |
| Tsakos Energy Navigation LTD | SHS | G9108L108 | $50 | 11,675 | 0.0% |
| Shiloh Inds Inc | COM | 824543102 | $50 | 14,200 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $50 | 11,866 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $51 | 40,819 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $51 | 37,500 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $52 | 32,387 | 0.0% |
| Mcdermott Intl Inc | COM | 580037703 | $52 | 78,103 | 0.0% |
| Novavax Inc(NVAX) | COM NEW | 670002401 | $53 | 13,351 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $53 | 58,664 | 0.0% |
| Consolidated Comm Hldgs Inc(CNSLEUR) | COM | 209034107 | $54 | 13,927 | 0.0% |
| Option Care Health Inc | COM | 68404L102 | $54 | 14,532 | 0.0% |
| Neptune Wellness Solutions I | COM | 64079L105 | $55 | 20,190 | 0.0% |
| Pennsylvania RL Estate Invt | SH BEN INT | 709102107 | $57 | 10,693 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $57 | 10,200 | 0.0% |
| Lineage Cell Therapeutics in(LCTX) | COM | 53566P109 | $59 | 67,010 | 0.0% |
| Internap Corp | COM PAR | 45885A409 | $59 | 53,937 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $60 | 15,955 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $62 | 13,408 | 0.0% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $64 | 16,085 | 0.0% |
| Arbor Rlty TR Inc | NOTE 5.375%11/1 | 038923AB4 | $65 | 40,000 | 0.0% |
| Penney J C Corp Inc | COM | 708160106 | $66 | 59,195 | 0.0% |
| Gopro Inc(GPRO) | CL A | 38268T103 | $68 | 15,765 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX) | COM NEW | 528872302 | $68 | 16,461 | 0.0% |