Q3 2015 Holdings
Filed 2015-11-16 | 5993 holdings | $711.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $38 | $38,356 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $39 | 14,825 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $40 | $40,032 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $42 | 13,191 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $42 | 32,900 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO) | SHS CLASS -A - | G0457F107 | $42 | 15,537 | 0.0% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $44 | $44,219 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $44 | 17,795 | 0.0% |
| Lattice Semiconductor Corp(LSCC) | COM | 518415104 | $45 | 11,600 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $46 | $46,231 | 0.0% |
| Orasure Technologies Inc(OSUR) | COM | 68554V108 | $46 | 10,250 | 0.0% |
| Tearlab Corp | COM | 878193101 | $47 | 23,556 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $48 | 35,000 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $51 | 15,896 | 0.0% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $51 | $50,750 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $53 | $53,130 | 0.0% |
| Ishares | GLB GLD MINR ETF | 464286335 | $55 | 10,200 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $56 | 54,922 | 0.0% |
| Centrais Eletricas Brasileir(AXIA) | SPONSORED ADR | 15234Q207 | $58 | 45,042 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $59 | 26,000 | 0.0% |
| Axcelis Technologies Inc | COM | 054540109 | $61 | 22,813 | 0.0% |
| Linnco LLC | COM SHS LTD INT | 535782106 | $61 | 22,739 | 0.0% |
| Aberdeen Australia Eqty FD I | COM | 003011103 | $62 | 11,544 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $63 | 10,285 | 0.0% |
| Emmis Communications Corp | CL A | 291525103 | $64 | 51,676 | 0.0% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $65 | 17,610 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $72 | 18,782 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $72 | 14,825 | 0.0% |
| Exelixis Inc(EXEL) | COM | 30161Q104 | $73 | 13,000 | 0.0% |
| Keryx Biopharmaceuticals Inc | COM | 492515101 | $74 | 20,865 | 0.0% |
| Breitburn Energy Partners LP(BBEPQUSD) | COM UT LTD PTN | 106776107 | $74 | 36,619 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $75 | 17,253 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $75 | 86,215 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $75 | 16,705 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $77 | $76,500 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $77 | 34,000 | 0.0% |
| Golden Ocean Group LTD | SHS | G39637106 | $77 | 31,329 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $78 | 13,181 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $80 | 86,778 | 0.0% |
| Halcon RES Corp | COM NEW | 40537Q209 | $81 | 152,674 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $82 | 47,320 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $83 | 10,000 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $84 | 10,860 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM) | COM | 75508B104 | $85 | 14,050 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $86 | $85,800 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $87 | 19,290 | 0.0% |
| Aegean Marine Petroleum Netw | SHS | Y0017S102 | $87 | 12,846 | 0.0% |
| Trupanion Inc(TRUP) | COM | 898202106 | $89 | 11,800 | 0.0% |
| Callaway Golf Co(CALY) | COM | 131193104 | $89 | 10,663 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $89 | $88,600 | 0.0% |