Q4 2015 Holdings
Filed 2016-02-16 | 7175 holdings | $19.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-03-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ultrapetrol Bahamas LTD | COM | P94398107 | $2 | 17,000 | 0.0% |
| Lpath Inc | COM NEW | 548910306 | $3 | 13,415 | 0.0% |
| Discovery Laboratories Inc N | COM NEW | 254668403 | $4 | 17,000 | 0.0% |
| Kinder Morgan Inc delA | *W EXP 05/25/201 | 49456B119 | $4 | 74,670 | 0.0% |
| Sandridge Energy Inc | COM | 80007P307 | $4 | 18,310 | 0.0% |
| Penn West Pete LTD NewA | COM | 707887105 | $9 | 10,440 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $11 | 55,164 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $13 | $13,022 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $14 | $13,744 | 0.0% |
| Endeavour Silver Corp(EXK) | COM | 29258Y103 | $14 | 10,000 | 0.0% |
| Civeo Corp CDA(CVEO1EUR)A | COM | 17878Y108 | $15 | 10,687 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $15 | 13,500 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $15 | 35,000 | 0.0% |
| Star Bulk Carriers CorpA | SHS NEW | Y8162K121 | $16 | 26,265 | 0.0% |
| Linnco LLCA | COM SHS LTD INT | 535782106 | $17 | 16,453 | 0.0% |
| Sina CorpA | NOTE 1.000%12/0 | 82922RAD5 | $19 | $19,325 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $19 | $17,794 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $21 | 28,600 | 0.0% |
| California RES CorpA | COM | 13057Q107 | $21 | 10,103 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $22 | 11,925 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $23 | $23,235 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $24 | 15,370 | 0.0% |
| Emmis Communications Corp | CL A | 291525103 | $24 | 37,000 | 0.0% |
| Durect Corp(DRRXEUR)A | COM | 266605104 | $25 | 11,435 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $25 | $25,438 | 0.0% |
| Biolase Inc | COM | 090911108 | $25 | 30,188 | 0.0% |
| Mannkind CorpA | COM | 56400P201 | $25 | 17,585 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $26 | 12,400 | 0.0% |
| Solazyme IncA | COM | 83415T101 | $27 | 10,800 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $27 | 12,465 | 0.0% |
| Navios Maritime Holdings Inc | COM | Y62196103 | $31 | 17,500 | 0.0% |
| Advanced Micro Devices Inc(AMD)A | COM | 007903107 | $33 | 11,054 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $34 | $34,082 | 0.0% |
| GTX Inc del | COM | 40052B108 | $35 | 50,000 | 0.0% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $38 | $37,875 | 0.0% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $38 | $37,953 | 0.0% |
| Halcon RES CorpA | COM PAR | 40537Q506 | $38 | 30,534 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $39 | $39,450 | 0.0% |
| Golden Ocean Group LTD | SHS | G39637106 | $40 | 37,829 | 0.0% |
| Talen Energy CorpA | COM | 87422J105 | $41 | 10,043 | 0.0% |
| Codexis Inc(CDXS)A | COM | 192005106 | $42 | 10,000 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO) | SHS CLASS -A - | G0457F107 | $44 | 14,136 | 0.0% |
| Breitburn Energy Partners LP(BBEPQUSD)A | COM UT LTD PTN | 106776107 | $46 | 68,695 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $47 | 11,926 | 0.0% |
| Azure Midstream Partners LP | COM UNIT LTD PAR | 05501X100 | $47 | 15,070 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $48 | $47,654 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $50 | $49,969 | 0.0% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $50 | $50,125 | 0.0% |
| Keryx Biopharmaceuticals IncA | COM | 492515101 | $51 | 10,114 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $51 | $51,344 | 0.0% |