Q2 2017 Holdings
Filed 2017-08-14 | 5666 holdings | $1.1B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-01) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lianluo Smart LTD | SHS | G5478K100 | $34 | 30,000 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $37 | 16,060 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $37 | $36,861 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $38 | 10,603 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $38 | 10,200 | 0.0% |
| Fairmount Santrol Hldgs Inc | COM | 30555Q108 | $39 | 10,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $40 | 56,000 | 0.0% |
| Curis Inc | COM | 231269101 | $40 | 21,500 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $42 | $42,395 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $43 | 70,805 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $44 | $43,513 | 0.0% |
| Egalet Corp | COM | 28226B104 | $45 | 18,890 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $47 | 10,281 | 0.0% |
| Resonant Inc | COM | 76118L102 | $47 | 10,500 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $52 | 13,960 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $52 | 11,237 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $53 | 11,550 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $56 | 13,149 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $58 | 62,500 | 0.0% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $58 | $58,219 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $60 | $58,576 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $62 | 15,584 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $62 | 13,398 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $64 | $63,945 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $65 | 60,954 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $65 | $19,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $66 | 21,100 | 0.0% |
| Peak Resorts Inc(SKIS) | COM | 70469L100 | $67 | 16,200 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $68 | 10,747 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $69 | 12,920 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $69 | 60,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $70 | $70,527 | 0.0% |
| Cempra Inc | COM | 15130J109 | $72 | 15,816 | 0.0% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $74 | 30,700 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $78 | 18,286 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $79 | 12,611 | 0.0% |
| Iconix Brand Group Inc | NOTE 1.500% 3/1 | 451055AF4 | $80 | $79,387 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $81 | 23,981 | 0.0% |
| Constellium NV(CSTM) | CL A | N22035104 | $83 | 12,000 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $86 | $86,907 | 0.0% |
| Manning & Napier Inc | CL A | 56382Q102 | $87 | 20,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $88 | 13,087 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $88 | 13,338 | 0.0% |
| Jones Energy Inc | COM CL A | 48019R108 | $88 | 55,000 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $88 | 15,355 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $91 | 14,978 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $92 | 10,000 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $93 | 11,102 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $94 | 15,261 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $95 | $95,714 | 0.0% |