Q3 2017 Holdings
Filed 2017-11-13 | 6842 holdings | $1.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fuelcell Energy Inc | COM NEW | 35952H502 | $36 | 20,765 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $36 | 12,440 | 0.0% |
| Iconix Brand Group Inc | NOTE 1.500% 3/1 | 451055AF4 | $37 | $36,630 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $38 | 10,277 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $42 | $42,840 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $43 | 54,438 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $44 | $43,513 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $44 | 70,805 | 0.0% |
| Five Oaks Invt Corp | COM | 33830W106 | $46 | 10,324 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $47 | $46,824 | 0.0% |
| Fairmount Santrol Hldgs Inc | COM | 30555Q108 | $48 | 10,000 | 0.0% |
| Cempra Inc | COM | 15130J109 | $50 | 14,858 | 0.0% |
| General FIN Corp del(GFN) | COM | 369822101 | $51 | 10,000 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $54 | 11,237 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $57 | 13,960 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $58 | 11,500 | 0.0% |
| Sandstorm Gold LTD(AYS1) | COM NEW | 80013R206 | $59 | 13,269 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $60 | 13,575 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $60 | $59,400 | 0.0% |
| Long IS Iced TEA Corp | COM | 54267E104 | $62 | 25,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $62 | $61,600 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM NEW | 46186M209 | $64 | 43,663 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $64 | 60,000 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $65 | 15,594 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $65 | $65,000 | 0.0% |
| Xenon Pharmaceuticals Inc(XENE) | COM | 98420N105 | $65 | 21,700 | 0.0% |
| United States Natl Gas Fund | UNIT PAR $0.001 | 912318201 | $67 | 10,150 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $70 | 28,937 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $70 | $70,305 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $70 | 10,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $72 | 50,500 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $73 | 12,920 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $74 | 15,758 | 0.0% |
| Mesoblast LTD | SPONS ADR | 590717104 | $75 | 13,703 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $76 | 39,050 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $76 | 13,638 | 0.0% |
| 1347 Ppty INS Hldgs Inc | COM | 68244P107 | $77 | 10,000 | 0.0% |
| Canadian Solar Inc | NOTE 4.250% 2/1 | 136635AE9 | $78 | $78,266 | 0.0% |
| Manning & Napier Inc | CL A | 56382Q102 | $79 | 20,000 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $80 | 11,719 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $80 | 20,900 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $82 | 22,725 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $84 | 10,000 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | COM | 03874P101 | $87 | 14,300 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $88 | 100,000 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $88 | 10,241 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $90 | $19,000 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $90 | 15,355 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $93 | 15,261 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $93 | 15,462 | 0.0% |