Q4 2023 Holdings
Filed 2024-02-14 | 7 holdings | $9.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2024-03-27) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kernel Group Holdings Inc | *W EXP 02/02/202 | G5259L129 | $26.0K | 387,620 | 0.0% |
| Multiplan Corporation | *W EXP 02/13/202 | 62548M118 | $26.0K | 150,000 | 0.0% |
| Arrowroot Acquisition Corp | *W EXP 03/02/202 | 04282M110 | $31.8K | 383,227 | 0.0% |
| Golden Arrow Merger Corp | *W EXP 07/31/202 | 380799114 | $35.3K | 300,000 | 0.0% |
| Agora Inc(API) | ADS | 00851L103 | $36.8K | 14,000 | 0.0% |
| Landcadia Holdings IV Inc | *W EXP 03/29/202 | 51477A112 | $38.7K | 500,000 | 0.0% |
| I MAB(NBP) | SPONSORED ADS | 44975P103 | $43.7K | 23,000 | 0.0% |
| Nuscale PWR Corp | *W EXP 05/02/202 | 67079K118 | $44.0K | 108,747 | 0.0% |
| Liveperson IncA | NOTE 12/1 | 538146AD3 | $51.2K | 13,507 | 0.6% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $51.3K | 12,500 | 0.0% |
| Algoma STL Group Inc(ASTLW) | *W EXP 10/19/202 | 015658115 | $56.4K | 34,200 | 0.0% |
| Moatable Inc | SPONSORED ADS | 759892300 | $57.4K | 59,168 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $57.8K | 12,300 | 0.0% |
| SK Growth Opportunities Corp | *W EXP 06/28/202 | G8192N111 | $58.1K | 500,000 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $58.8K | 16,476 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $59.6K | 10,330 | 0.0% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $59.9K | 19,125 | 0.0% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $61.2K | 13,125 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $61.2K | 11,300 | 0.0% |
| Iheartmedia Inc(IHRT) | COM CL A | 45174J509 | $62.1K | 23,259 | 0.0% |
| Putnam Managed MUN Income TR(PMM) | COM | 746823103 | $63.2K | 10,400 | 0.0% |
| Nuveen CR Strategies Income(XJQCX) | COM SHS | 67073D102 | $70.5K | 13,500 | 0.0% |
| Ross Acquisition Corp II | *W EXP 02/01/202 | G7641C114 | $73.1K | 504,999 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $76.0K | 14,415 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $76.0K | 28,354 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $80.6K | 13,888 | 0.0% |
| Pioneer High Income Fund Inc(PHT) | COM | 72369H106 | $82.5K | 11,542 | 0.0% |
| Destra Multi-Alternative FD(DMA) | COMMON SHARES | 25065A502 | $82.7K | 13,280 | 0.0% |
| Highland Opportunities(HFRO) | HIGHLAND INCOME | 43010E404 | $84.2K | 10,950 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $85.5K | 22,572 | 0.0% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $86.4K | 43,636 | 0.0% |
| Saba Capital Income & Oprnt(BRW) | SHS NEW | 78518H202 | $90.9K | 11,794 | 0.0% |
| Abrdn Total Dynamic Dividend(XAODX) | COM SH BEN INT | 00326L100 | $93.6K | 11,612 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $93.9K | 41,000 | 0.0% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $94.7K | 29,700 | 0.0% |
| Oxford Lane Cap Corp | COM | 691543102 | $95.7K | 19,375 | 0.0% |
| AXT Inc(AXTI) | COM | 00246W103 | $96.0K | 40,000 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $96.6K | 11,000 | 0.0% |
| Pimco Calif MUN Income FD(XPCQX) | COM | 72200N106 | $96.9K | 10,400 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $101.1K | 17,700 | 0.0% |
| Invesco Municipal Trust(VKQ) | COM | 46131J103 | $101.2K | 10,622 | 0.0% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $101.4K | 19,873 | 0.0% |
| Pioneer Municipal High Incom(XMHIX) | COM SHS | 723763108 | $103.6K | 12,000 | 0.0% |
| Western Asset Emerging Mkts(XEMDX) | COM | 95766A101 | $103.6K | 11,250 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $103.6K | 20,770 | 0.0% |
| Fisker Inc(SPAQUSD)Call | CL A COM STK | 33813J106 | $105.0K | 60,000 | 0.0% |
| MFS MUN Income TR(MFM) | SH BEN INT | 552738106 | $105.4K | 20,389 | 0.0% |
| Neuberger Berman MUN FD Inc(NBH) | COM | 64124P101 | $107.0K | 10,338 | 0.0% |
| TCW Strategic Income FD Inc(TSI) | COM | 872340104 | $108.3K | 23,598 | 0.0% |
| Pioneer Floating Rate Fund I(XPHDX) | COM | 72369J102 | $110.3K | 12,032 | 0.0% |