Q1 2014 Holdings
Filed 2014-05-08 | 337 holdings | $24.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $7 | $10,000 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $11 | $10,000 | 0.0% |
| Prospect Capital Corporation | MTNF 5.375%10/1 | 74348TAK8 | $11 | $10,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $11 | $10,000 | 0.0% |
| Peabody Energy Corp | SDCV 4.750%12/1 | 704549AG9 | $12 | $15,000 | 0.0% |
| Genco Shipping & Trading LTD | NOTE 5.000% 8/1 | 36869MAA3 | $12 | $15,000 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $13 | $15,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $15 | $15,000 | 0.0% |
| General Cable Corp del New | FRNT 5.000%11/1 | 369300AL2 | $15 | $15,000 | 0.0% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $19 | $10,000 | 0.0% |
| Auxilium Pharmaceuticals Inc | NOTE 1.500% 7/1 | 05334DAA5 | $20 | $15,000 | 0.0% |
| Rait Financial Trust | NOTE 7.000% 4/0 | 749227AA2 | $21 | $15,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $36 | 20,360 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $50 | 15,665 | 0.0% |
| Acura Pharmaceuticals Inc | COM NEW | 00509L703 | $76 | 52,018 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $91 | 12,815 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $98 | 10,332 | 0.0% |
| KKR Finl Hldgs LLC | COM | 48248A306 | $117 | 10,100 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $121 | 12,998 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $130 | 12,030 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $153 | 19,059 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $162 | 11,990 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $164 | 25,080 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $197 | 13,590 | 0.0% |
| Tortoise PWR & Energy Infras | COM | 89147X104 | $201 | 7,898 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA) | UT SER 1 | 78467X109 | $202 | 1,232 | 0.0% |
| Whole Foods MKT Inc | COM | 966837106 | $202 | 3,980 | 0.0% |
| Ishares(MUB) | NAT AMT FREE BD | 464288414 | $202 | 1,886 | 0.0% |
| Ingersoll-Rand PLC(IR) | SHS | G47791101 | $204 | 3,566 | 0.0% |
| Jacobs Engr Group Inc del(JECUSD) | COM | 469814107 | $205 | 3,225 | 0.0% |
| Danaher Corp del(DHR) | COM | 235851102 | $205 | 2,729 | 0.0% |
| Powershares ETF TR II | PWRSH S&P500HI | 73937B654 | $206 | 7,000 | 0.0% |
| Vanguard Intl Equity Index F(VSS) | FTSE SMCAP ETF | 922042718 | $207 | 1,936 | 0.0% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $209 | 15,190 | 0.0% |
| Ishares | 16 AMT-FREE ETF | 464289313 | $211 | 3,935 | 0.0% |
| Vodafone Group PLC New(VOD) | SPNSR ADR NO PAR | 92857W308 | $213 | 5,773 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $213 | 1,769 | 0.0% |
| Accenture PLC Ireland(ACN) | SHS CLASS A | G1151C101 | $214 | 2,683 | 0.0% |
| Range RES Corp(RRC) | COM | 75281A109 | $214 | 2,582 | 0.0% |
| Mosaic Co New(MOS) | COM | 61945C103 | $215 | 4,301 | 0.0% |
| Western Gas Partners LP | COM UNIT LP IN | 958254104 | $220 | 3,317 | 0.0% |
| Kinder Morgan Inc del(KMI) | COM | 49456B101 | $220 | 6,762 | 0.0% |
| Dominion RES Inc VA New(D) | COM | 25746U109 | $220 | 3,092 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $222 | 3,688 | 0.0% |
| Franklin RES Inc(BEN) | COM | 354613101 | $223 | 4,108 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $224 | 3,413 | 0.0% |
| Claymore Exchange TRD FD TR | GUGG S&P GBL WTR | 18383Q507 | $227 | 7,825 | 0.0% |
| Duke Energy Corp New(DUK) | COM NEW | 26441C204 | $227 | 3,191 | 0.0% |
| One Gas Inc(OGS) | COM | 68235P108 | $230 | 6,403 | 0.0% |
| Mylan Inc | COM | 628530107 | $230 | 4,703 | 0.0% |