Q2 2014 Holdings
Filed 2014-08-21 | 355 holdings | $26.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $7 | $10,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $10 | $10,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $10 | 14,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $11 | $10,000 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $13 | $15,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $15 | $15,000 | 0.0% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $15 | $15,000 | 0.0% |
| Auxilium Pharmaceuticals Inc | NOTE 1.500% 7/1 | 05334DAA5 | $16 | $15,000 | 0.0% |
| Alliant Techsystems Inc | NOTE 3.000% 8/1 | 018804AK0 | $18 | $10,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $20 | $20,000 | 0.0% |
| Rait Financial Trust | NOTE 7.000% 4/0 | 749227AA2 | $20 | $15,000 | 0.0% |
| Exxon Mobil Corp(XOM)Put | COM | 30231G102 | $28 | 40,000 | 0.0% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $34 | 11,523 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $54 | 15,665 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $57 | 20,360 | 0.0% |
| Acura Pharmaceuticals Inc | COM NEW | 00509L703 | $57 | 52,018 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $74 | 10,548 | 0.0% |
| Parker Drilling Co | COM | 701081101 | $84 | 12,815 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $100 | 10,332 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $126 | 11,880 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $126 | 12,998 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $127 | 12,148 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $162 | 19,059 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $167 | 11,990 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $167 | 25,080 | 0.0% |
| Duff & Phelps Util Corp BD T | COM | 26432K108 | $185 | 17,663 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $199 | 13,590 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $200 | 4,732 | 0.0% |
| Lowes COS Inc(LOW) | COM | 548661107 | $200 | 4,163 | 0.0% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $205 | 2,283 | 0.0% |
| Rogers Communications Inc(RCI) | CL B | 775109200 | $205 | 5,104 | 0.0% |
| Potlatch Corp New(PCH) | COM | 737630103 | $206 | 4,980 | 0.0% |
| Danaher Corp del(DHR) | COM | 235851102 | $207 | 2,630 | 0.0% |
| Ingersoll-Rand PLC(IR) | SHS | G47791101 | $210 | 3,365 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $212 | 5,835 | 0.0% |
| Smucker J M Co(SJM) | COM NEW | 832696405 | $213 | 2,001 | 0.0% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $214 | 15,190 | 0.0% |
| Ishares(IYF) | U.S. FINLS ETF | 464287788 | $214 | 2,578 | 0.0% |
| Ishares(IWB) | RUS 1000 ETF | 464287622 | $215 | 1,953 | 0.0% |
| O Reilly Automotive Inc New(ORLY) | COM | 67103H107 | $218 | 1,447 | 0.0% |
| Accenture PLC Ireland(ACN) | SHS CLASS A | G1151C101 | $219 | 2,708 | 0.0% |
| Powershares ETF TR II | PWRSH S&P500HI | 73937B654 | $220 | 7,000 | 0.0% |
| Range RES Corp(RRC) | COM | 75281A109 | $221 | 2,538 | 0.0% |
| Tortoise PWR & Energy Infras | COM | 89147X104 | $228 | 7,986 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $230 | 3,585 | 0.0% |
| EOG RES Inc(EOG) | COM | 26875P101 | $230 | 1,967 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $231 | 4,309 | 0.0% |
| Mosaic Co New(MOS) | COM | 61945C103 | $232 | 4,690 | 0.0% |
| Powershares ETF Trust | NASD INTNT ETF | 73935X146 | $237 | 3,482 | 0.0% |
| LAS Vegas Sands Corp(LVS) | COM | 517834107 | $239 | 3,141 | 0.0% |