Q3 2015 Holdings
Filed 2015-11-16 | 194 holdings | $72.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Anglogold Ashanti LTD(AU3EUR) | SPONSORED ADR | 035128206 | $0 | 52 | 0.0% |
| Gold Fields LTD New(EDG) | SPONSORED ADR | 38059T106 | $0 | 183 | 0.0% |
| Sasol LTD(SSL) | SPONSORED ADR | 803866300 | $3 | 102 | 0.0% |
| LMP Real Estate Income FD in | COM | 50208C108 | $9 | 700 | 0.0% |
| Hdfc Bank LTD(HDB) | ADR REPS 3 SHS | 40415F101 | $37 | 600 | 0.0% |
| Best BUY Inc(BBY) | COM | 086516101 | $37 | 1,000 | 0.0% |
| Seagate Technology PLC(STX) | SHS | G7945M107 | $59 | 1,326 | 0.0% |
| Western Digital Corp(WDC) | COM | 958102105 | $68 | 856 | 0.0% |
| Duff & Phelps Slct Engy MLP | COM | 26433F108 | $83 | 11,400 | 0.0% |
| Wells Fargo Advantage Utils(ERH) | COM | 94987E109 | $91 | 8,600 | 0.0% |
| Pimco Corporate & Income OPP(PTY) | COM | 72201B101 | $92 | 6,900 | 0.0% |
| Guggenheim Strategic OPP FD(GOF) | COM SBI | 40167F101 | $93 | 5,222 | 0.0% |
| Brookfield Total Return FD I | COM | 11283U108 | $104 | 4,900 | 0.0% |
| Legg Mason BW GLB Inc OPP FD | COM | 52469B100 | $113 | 9,700 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $136 | 25,100 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $139 | 30,900 | 0.0% |
| Ikang Healthcare Group Inc | SPONSORED ADR | 45174L108 | $141 | 9,500 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $148 | 322,400 | 0.0% |
| Brookfield MTG OPP Inc FD in | COM | 112792106 | $149 | 10,100 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $187 | 20,800 | 0.0% |
| Hancock John INV Trust | TAX ADV GLB SH | 41013P749 | $191 | 20,600 | 0.0% |
| Japan Smaller Captlztn FD in(JOF) | COM | 47109U104 | $192 | 18,900 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $196 | 20,200 | 0.0% |
| Pacific Coast Oil TR | UNIT BEN INT | 694103102 | $197 | 95,800 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $200 | 8,900 | 0.0% |
| First TR Strategic High Inc | COM SHS NEW | 337353304 | $205 | 17,800 | 0.0% |
| Nippon Teleg & TEL Corp(NTTYY) | SPONSORED ADR | 654624105 | $215 | 6,100 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $217 | 31,200 | 0.0% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $220 | 13,200 | 0.0% |
| Tekla World Healthcare FD(THW) | BEN INT SHS | 87911L108 | $224 | 15,600 | 0.0% |
| Pimco Dynamic CR Income FD | COM SHS | 72202D106 | $232 | 12,700 | 0.0% |
| Philippine Long Distance TEL | SPONSORED ADR | 718252604 | $235 | 5,100 | 0.0% |
| First TR Dividend Income FD | COM | 33731L100 | $242 | 31,000 | 0.0% |
| Pimco Income Strategy Fund(PFL) | COM | 72201H108 | $269 | 27,800 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $280 | 43,200 | 0.0% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $300 | 36,600 | 0.0% |
| Kayne Anderson Enrgy TTL RT | COM | 48660P104 | $305 | 23,300 | 0.0% |
| Eaton Vance Tax-Adv BD & OPT | COM SH BEN INT | 27829M103 | $306 | 25,100 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $331 | 21,100 | 0.0% |
| Korea Electric PWR(KEP) | SPONSORED ADR | 500631106 | $363 | 17,725 | 0.0% |
| KB Financial Group Inc(KBIA) | SPONSORED ADR | 48241A105 | $391 | 13,304 | 0.0% |
| P T Telekomunikasi Indonesia(PTI) | SPONSORED ADR | 715684106 | $392 | 11,000 | 0.0% |
| Posco(PKX) | SPONSORED ADR | 693483109 | $399 | 11,401 | 0.0% |
| Bona Film Group LTD | SPONSORED ADS | 09777B107 | $404 | 33,900 | 0.0% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $432 | 30,943 | 0.0% |
| Wells Fargo ADV GLB DIV OPP(EOD) | COM | 94987C103 | $437 | 74,000 | 0.0% |
| MFS SPL Value TR | SH BEN INT | 55274E102 | $473 | 90,400 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $495 | 64,000 | 0.0% |
| Stone HBR Emerg Mrkts Inc FD(EDF) | COM | 86164T107 | $532 | 44,600 | 0.0% |
| Stone HBR Emerg Mkts TL Inc | COM | 86164W100 | $557 | 49,000 | 0.0% |