Q4 2015 Holdings
Filed 2016-02-04 | 403 holdings | $65.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Energy XXI Bermuda LTD | NOTE 3.000%12/1 | 29274UAB7 | $2 | 28,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $7 | 20,000 | 0.0% |
| Keyw Hldg Corp | NOTE 2.500% 7/1 | 493723AA8 | $7 | 10,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167CA3 | $8 | 16,000 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $10 | 20,000 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $11 | 11,000 | 0.0% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $12 | 17,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $13 | 13,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $14 | 14,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $16 | 17,000 | 0.0% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $16 | 16,000 | 0.0% |
| IGI Labs Inc | NOTE 3.750%12/1 | 449575AB5 | $17 | 18,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $17 | 20,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $19 | 20,000 | 0.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $19 | 19,000 | 0.0% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $21 | 22,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $22 | 23,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $28 | 59,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $31 | 33,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $31 | 32,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $36 | 41,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $36 | 38,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $41 | 44,000 | 0.0% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $41 | 43,000 | 0.0% |
| Herbalife LTD | NOTE 2.000% 8/1 | 42703MAB9 | $64 | 77,000 | 0.0% |
| Sina Corp | NOTE 1.000%12/0 | 82922RAD5 | $72 | 74,000 | 0.0% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $75 | 108,000 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $79 | 11,683 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $100 | 24,677 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $107 | 116,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $140 | 151,000 | 0.0% |
| Northstar Realty Europe Corp(NRE) | COM | 66706L101 | $156 | 13,225 | 0.0% |
| Staples Inc | COM | 855030102 | $180 | 19,011 | 0.0% |
| Lumos Networks Corp | COM | 550283105 | $199 | 17,753 | 0.0% |
| Canadian Natl RY Co(CNI) | COM | 136375102 | $203 | 3,648 | 0.0% |
| Masco Corp(MAS) | COM | 574599106 | $204 | 7,208 | 0.0% |
| Chipotle Mexican Grill Inc(CMG) | COM | 169656105 | $214 | 446 | 0.0% |
| Rogers Communications Inc(RCI) | CL B | 775109200 | $216 | 6,274 | 0.0% |
| Ishares TR(PFF) | U.S. PFD STK ETF | 464288687 | $221 | 5,700 | 0.0% |
| Prologis Inc(PLD) | COM | 74340W103 | $223 | 5,203 | 0.0% |
| Hartford Finl Svcs Group Inc(HIG) | COM | 416515104 | $224 | 5,150 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $229 | 15,866 | 0.0% |
| Marathon Oil Corp(MRO*) | COM | 565849106 | $230 | 18,263 | 0.0% |
| American Science & Engr Inc | COM | 029429107 | $240 | 5,800 | 0.0% |
| Xerox Corp | COM | 984121103 | $242 | 22,734 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $244 | 1,719 | 0.0% |
| Enbridge Inc(ENB) | COM | 29250N105 | $248 | 7,495 | 0.0% |
| Autoliv Inc(ALV) | COM | 052800109 | $257 | 2,060 | 0.0% |
| BCE Inc(BCE) | COM NEW | 05534B760 | $261 | 6,772 | 0.0% |
| Price T Rowe Group Inc(TROW) | COM | 74144T108 | $261 | 3,651 | 0.0% |