Q1 2019 Holdings
Filed 2019-05-15 | 135 holdings | $4.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Deutsche Bank AG - REG | COM | D18190898 | $9.0K | 1,100,000 | 0.2% |
| One Madison Corp Class A | COM | G6772P100 | $9.0K | 879,000 | 0.2% |
| Trinity Biotech LP 4.00 1Apr45 | SDBCV | 89643QAB4 | $9.3K | $12,015,000 | 0.2% |
| Tortoise Acquisition Corp | COM | 89154L209 | $10.0K | 1,000,000 | 0.2% |
| Insurance Acquisition Corp | COM | 457867307 | $10.1K | 1,000,000 | 0.2% |
| Prospect Capital 4.95 15Jul22 | SDBCV | 74348TAR3 | $10.2K | $10,359,000 | 0.2% |
| Etsy Inc 01Mar23 | SDBCV | 29786AAC0 | $10.5K | $5,402,000 | 0.2% |
| Hercules Capital 4.375 1Feb17 | SDBCV | 427096AF9 | $10.6K | $10,805,000 | 0.2% |
| Seacor Holdings 3 15Nov28 | SDBCV | 81170YAB5 | $10.8K | $11,067,000 | 0.2% |
| NIO Inc ADR(NIO) | ADR | 62914V106 | $10.8K | 2,121,999 | 0.2% |
| Trine Acquisition Corp | COM | 89628U207 | $12.0K | 1,200,000 | 0.3% |
| New Mountain FIN 5.75 15Aug23 | SDBCV | 647551AC4 | $12.2K | $12,200,000 | 0.3% |
| DFB Healthcare Acquisitions | COM | 23291E109 | $12.3K | 1,230,000 | 0.3% |
| Acamar Partners Acquisition | COM | 004285201 | $12.5K | 1,250,000 | 0.3% |
| Radius Health Inc 3 1Sep24 | SDBCV | 750469AA6 | $12.8K | $15,250,000 | 0.3% |
| Gores Holdings III Inc A | COM | 38286G109 | $13.3K | 1,350,000 | 0.3% |
| Quotient TEC Inc 1.75 01Dec22 | SDBCV | 749119AB9 | $13.5K | $14,352,000 | 0.3% |
| GS Acquisition Holdings A | COM | 36255F102 | $14.0K | 1,399,998 | 0.3% |
| Blackstone Mort 4.75 15Mar23 | SDBCV | 09257WAC4 | $14.7K | $14,600,000 | 0.3% |
| RMG Acquisition Corp | COM | 749641205 | $15.0K | 1,500,000 | 0.3% |
| Ionis Pharmaceutic 1 15Nov21 | SDBCV | 464337AJ3 | $15.6K | $11,508,000 | 0.4% |
| Neurocrine 2.25 15May24 | SDBCV | 64125CAD1 | $15.8K | $11,675,000 | 0.4% |
| Diamondpeak Holdings Corp | COM | 25280H209 | $16.0K | 1,600,000 | 0.4% |
| Team Inc 5 01Aug23 | SDBCV | 878155AE0 | $16.8K | $15,435,000 | 0.4% |
| Sunpower Corp 4 15Jan23 | SDBCV | 867652AL3 | $16.9K | $20,482,000 | 0.4% |
| Marriott Vacation 1.5 15Sep22 | SDBCV | 57164YAB3 | $17.2K | $18,110,000 | 0.4% |
| PDL Biopharma 2.75 01Dec21 | SDBCV | 69329YAG9 | $17.4K | $15,117,000 | 0.4% |
| Redfin Corp 1.75 15Jul23 | SDBCV | 75737FAA6 | $17.8K | $18,505,000 | 0.4% |
| Flexion Ther Inc 3.375 01May24 | SDBCV | 33938JAB2 | $18.5K | $21,112,000 | 0.4% |
| Ares Capital Corp4.625 01Mar24 | SDBCV | 04010LAW3 | $18.6K | $18,700,000 | 0.4% |
| Q2 Holdings Inc 0.75 15Feb23 | SDBCV | 74736LAB5 | $18.8K | $14,304,000 | 0.4% |
| Blackstone 4.375 05May22 | SDBCV | 09257WAB6 | $19.4K | $19,209,000 | 0.4% |
| Ezcorp 2.875 1Jul24 OTC | SDBCV | 302301AF3 | $19.4K | $17,255,000 | 0.4% |
| Granite Point 6.375 1Oct23 | SDBCV | 38741LAC1 | $20.7K | $20,500,000 | 0.5% |
| II VI Inc.25 1Sep22 | SDBCV | 902104AB4 | $21.1K | $20,135,000 | 0.5% |
| Seacor Holds Inc 3.25 15May25 | SDBCV | 811904AN1 | $21.7K | $23,913,000 | 0.5% |
| Gain Capital Hldgs 5 15Aug22 | SDBCV | 36268WAF7 | $22.3K | $22,333,000 | 0.5% |
| Infinera Corp 2.125 1Sep24 | SDBCV | 45667GAC7 | $22.3K | $28,050,000 | 0.5% |
| Colony Financial 5 15Apr23 | SDBCV | 19624RAA4 | $22.5K | $23,813,000 | 0.5% |
| Ishares TR Russell 2000 IDX(IWM)Call | COM | 464287655 | $23.0K | 150,000 | 0.5% |
| Dexcom Inc 0.75 15May22 | SDBCV | 252131AF4 | $24.6K | $18,300,000 | 0.6% |
| Retrophin Inc 2.5 15Sep25 | SDBCV | 761299AB2 | $24.7K | $26,250,000 | 0.6% |
| Hannon Armstrong 4.125 01Sep22 | SDBCV | 41068XAB6 | $25.4K | $25,042,000 | 0.6% |
| Carbonite Inc | SDBCV | 141337AB1 | $26.4K | $22,637,000 | 0.6% |
| Redwood Trust 5.625 15Jul25 | SDBCV | 758075AD7 | $27.1K | $27,605,000 | 0.6% |
| Inphi Corp 0.75 01Sep21 | SDBCV | 45772FAC1 | $27.4K | $26,135,000 | 0.6% |
| Spartan Energy Acquisition A | COM | 846784106 | $29.2K | 2,975,599 | 0.7% |
| Encore Cap EUR 4.5 1Sep23 | SDBCV | 29260UAA5 | $31.5K | $35,356,000 | 0.7% |
| Opko Health Inc 4.5 15Feb25 | SDB | 68375NAD5 | $32.2K | $34,150,000 | 0.7% |
| Ctrip.com Intl LTD 1 01Jul20 | SDBCV | 22943FAF7 | $32.9K | $32,237,000 | 0.8% |