Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wilhelmina Intl Inc | COM NEW | 968235200 | $91 | 17,380 | 0.0% |
| Eyenovia Inc(EYENGBP) | COM | 30234E104 | $91 | 17,799 | 0.0% |
| Grupo Supervielle S.A.(SUPV) | SPONSORED ADR | 40054A108 | $91 | 52,757 | 0.0% |
| SPI Energy Co LTD | SHS NEW | G8651P110 | $91 | 12,136 | 0.0% |
| Smart Sand Inc(SND)Call | COM | 83191H107 | $91 | 36,000 | 0.0% |
| Boqii Hldg LTDCall | SPONSORED ADS | 09950L104 | $91 | 16,300 | 0.0% |
| New York City REIT Inc | COM | 649439205 | $91 | 10,560 | 0.0% |
| Sprott Focus TR Inc(FUND) | COM | 85208J109 | $91 | 11,602 | 0.0% |
| Ballantyne Strong IncCall | COM | 058516105 | $92 | 35,100 | 0.0% |
| Anixa Biosciences Inc(ANIX)A | COM | 03528H109 | $92 | 19,682 | 0.0% |
| Gulf RES Inc(GUREGBP) | COM | 40251W408 | $92 | 21,459 | 0.0% |
| Adaptimmune Therapeutics PLC(ADAPY)Put | SPONDS ADR | 00653A107 | $92 | 17,400 | 0.0% |
| Eltek LTD(ELTK) | SHS | M40184208 | $92 | 14,901 | 0.0% |
| Mdjm LTD | SHS | G59290109 | $92 | 21,470 | 0.0% |
| Willamette VY Vineyard Inc(WVVI) | COM | 969136100 | $92 | 10,191 | 0.0% |
| Aware Inc Mass(AWRE)A | COM | 05453N100 | $92 | 25,106 | 0.0% |
| Carver Bancorp Inc(CARV)A | COM NEW | 146875604 | $92 | 10,182 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ)Put | COM | 45665G303 | $92 | 28,400 | 0.0% |
| Concert Pharmaceuticals Inc(CNCEEUR) | COM | 206022105 | $92 | 18,390 | 0.0% |
| Emcore Corp(EMKREUR)Put | COM NEW | 290846203 | $92 | 16,800 | 0.0% |
| BlackRock 2022 GBL Incm OPP | COM | 09258P104 | $92 | 10,026 | 0.0% |
| Urban One Inc | CL D NON VTG | 91705J204 | $92 | 52,352 | 0.0% |
| Assembly Biosciences IncCall | COM | 045396108 | $93 | 20,300 | 0.0% |
| Transportadora de Gas SUR(TGS)Call | SPONSORED ADS B | 893870204 | $93 | 19,200 | 0.0% |
| Amneal Pharmaceuticals Inc(AMRX)Put | COM STK CL A | 03168L105 | $93 | 13,800 | 0.0% |
| Lineage Cell Therapeutics in(LCTX)Put | COM | 53566P109 | $93 | 39,500 | 0.0% |
| Sigmatron Intl Inc | COM | 82661L101 | $93 | 17,324 | 0.0% |
| Abraxas Pete Corp(AXAS)Call | COM NEW | 003830304 | $93 | 29,700 | 0.0% |
| Forward Pharma A/S | SPONSORD ADS NEW | 34986J204 | $93 | 13,514 | 0.0% |
| Baudax BIO IncCall | COM | 07160F107 | $93 | 72,300 | 0.0% |
| Itau Corpbanca | SPONSORED ADR | 45033E105 | $94 | 15,973 | 0.0% |
| Viveon Health Acquisition Co | RIGHT 12/31/2025 | 92853V122 | $94 | 520,832 | 0.0% |
| Cheetah Mobile IncPut | ADR | 163075104 | $94 | 41,700 | 0.0% |
| Nanoviricides Inc(NNVC)Call | COM | 630087302 | $94 | 20,000 | 0.0% |
| Astrotech Corp(ASTCEUR) | COM NEW | 046484200 | $94 | 43,080 | 0.0% |
| Biocardia Inc(BCDA) | COM | 09060U507 | $94 | 21,547 | 0.0% |
| 9F Inc(JFUUSD) | SPONSORED ADS | 65442R109 | $94 | 50,758 | 0.0% |
| Spectrum Pharmaceuticals IncCall | COM | 84763A108 | $94 | 28,700 | 0.0% |
| Grupo Televisa SA(TLV)Call | SPON ADR REP ORD | 40049J206 | $94 | 10,600 | 0.0% |
| Mason Industrial Technolgy I | *W EXP 99/99/999 | 57520Y114 | $94 | 149,119 | 0.0% |
| Alterity Therapeutics LTD(PRANGBP) | SPONSORED ADR | 02155X106 | $94 | 65,011 | 0.0% |
| Nesco Hldgs IncCall | COM | 64083J104 | $94 | 10,000 | 0.0% |
| Bio-Key Intl IncPut | COM NEW | 09060C408 | $95 | 27,200 | 0.0% |
| Histogen Inc | COM | 43358Y103 | $95 | 73,479 | 0.0% |
| Ultralife Corp(ULBI)Put | COM | 903899102 | $95 | 11,500 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $95 | 16,236 | 0.0% |
| ZIX Corp(ZIXI)Put | COM | 98974P100 | $95 | 12,600 | 0.0% |
| New Beginnings Acquisition C | *W EXP 11/01/202 | 64222H118 | $95 | 145,144 | 0.0% |
| Addvantage Technologies Grou(AEYGBP) | COM NEW | 006743306 | $96 | 36,847 | 0.0% |
| Reading Intl Inc(RDI)Call | CL A | 755408101 | $96 | 17,300 | 0.0% |