Q1 2017 Holdings
Filed 2017-05-12 | 547 holdings | $159.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp 5.75 3/15/2018 | -Corporate P2 | 74348TAL6 | $10 | 10,000 | 0.0% |
| Neptune Technologies & Bioressources | -Common Stock | 64077P108 | $11 | 11,000 | 0.0% |
| Transenterix Inc | -Common Stock | 89366M201 | $21 | 17,500 | 0.0% |
| Hugoton Royalty Trust | -Other - Stock | 444717102 | $48 | 25,000 | 0.0% |
| Frontier Communications Corp | -Common Stock | 35906A108 | $82 | 38,368 | 0.0% |
| MFS Municipal Income Trust(MFM) | -Mutual Fixed | 552738106 | $97 | 13,906 | 0.0% |
| Gemphire Therapeutics Inc | -Common Stock | 36870A108 | $116 | 11,000 | 0.0% |
| Banco Bradesco(BBD) | -Common Stock | 059460303 | $149 | 14,554 | 0.0% |
| Pimco Corp Income Fund(PCN) | -Mutual Fixed | 72200U100 | $164 | 10,250 | 0.0% |
| Nuveen Quality Preferred II | -Mutual Equity | 67072C105 | $165 | 17,339 | 0.0% |
| Halozyme Therapeutics, Inc.(HALO) | -Common Stock | 40637H109 | $174 | 13,400 | 0.0% |
| Annaly Capital Management in(NLYEUR) | -REIT | 035710409 | $178 | 16,030 | 0.0% |
| Capital Southwest Corporation(CSWC) | -Common Stock | 140501107 | $180 | 10,664 | 0.0% |
| Marathon Oil Group(MRO*) | -Common Stock | 565849106 | $193 | 12,223 | 0.0% |
| Pacholder Fund Inc. | -Mutual Fixed | 693742108 | $193 | 24,936 | 0.0% |
| Versum Materials, Inc. | -Common Stock | 92532W103 | $203 | 6,637 | 0.0% |
| Weingarten Realty Investors(WRI) | -REIT | 948741103 | $206 | 6,175 | 0.0% |
| Comerica Inc(CMA) | -Common Stock | 200340107 | $206 | 3,000 | 0.0% |
| Kohls Corp(KSS) | -Common Stock | 500255104 | $209 | 5,260 | 0.0% |
| Welltower Inc(WELL) | -REIT | 95040Q104 | $212 | 2,991 | 0.0% |
| RLI Corp(RLI) | -Common Stock | 749607107 | $216 | 3,600 | 0.0% |
| Vanguard Small Cap Grwth ETF(VBK) | -ETF Other | 922908595 | $222 | 1,578 | 0.0% |
| Syngenta AG | -Common ADR P4 | 87160A100 | $232 | 2,626 | 0.0% |
| CenterPoint Energy Inc(CNP) | -Common Stock | 15189T107 | $234 | 8,470 | 0.0% |
| Stepan Co(SCL) | -Common Stock | 858586100 | $236 | 3,000 | 0.0% |
| Huron Consulting Group Inc(HURN) | -Common Stock | 447462102 | $237 | 5,641 | 0.0% |
| Central Fund Of Canada LTD | -Mutual Other | 153501101 | $239 | 18,610 | 0.0% |
| SAP AG ADR(SAP) | -Common ADR P4 | 803054204 | $240 | 2,441 | 0.0% |
| Sempra Energy(SRE) | -Common Stock | 816851109 | $241 | 2,182 | 0.0% |
| Ishares Barclays 1-3 yr (ETF)(IGSB) | -ETF Fixed | 464288646 | $243 | 2,310 | 0.0% |
| Equitable Resources Inc(EQT) | -Common Stock | 26884L109 | $244 | 4,000 | 0.0% |
| Ishares S&P Midcap 400 e(IJJ) | -ETF Equity | 464287705 | $245 | 1,651 | 0.0% |
| Westar Energy | -Common Stock | 95709T100 | $246 | 4,527 | 0.0% |
| Western Union(WU) | -Common Stock | 959802109 | $246 | 12,100 | 0.0% |
| Equity Residential Properties(EQR) | -REIT | 29476L107 | $249 | 4,000 | 0.0% |
| Cardinal Health Inc(CAH) | -Common Stock | 14149Y108 | $251 | 3,083 | 0.0% |
| Wisdomtree DVD Ex-Fin Fd(AIVL) | -ETF Equity | 97717W406 | $252 | 3,050 | 0.0% |
| HSBC 6.2 12/31/49 PFD | -Preferred Stk | 404280604 | $253 | 9,760 | 0.0% |
| Netease Inc(NTES) | -Common ADR P0 | 64110W102 | $256 | 900 | 0.0% |
| The Kraft Heinz Company(KHC) | -Common Stock | 500754106 | $257 | 2,825 | 0.0% |
| IShares Msci Eafe Small Cap Index Fund(SCZ) | -ETF Equity | 464288273 | $259 | 4,776 | 0.0% |
| Paychex Inc(PAYX) | -Common Stock | 704326107 | $259 | 4,393 | 0.0% |
| Northrop Grumman Corporation(NOC) | -Common Stock | 666807102 | $260 | 1,092 | 0.0% |
| Sodastream International Ltd | -Common Stock | M9068E105 | $262 | 5,400 | 0.0% |
| Oge Energy Corp(OGE) | -Common Stock | 670837103 | $268 | 7,674 | 0.0% |
| Williams Companies Inc(WMB) | -Common Stock | 969457100 | $269 | 9,079 | 0.0% |
| Kansas City Southern Industries, Inc. | -Common Stock | 485170302 | $270 | 3,150 | 0.0% |
| Schwab US Broad Market ETF(SCHB) | -ETF Equity | 808524102 | $272 | 4,773 | 0.0% |
| Allstate Corp(ALL) | -Common Stock | 020002101 | $275 | 3,371 | 0.0% |
| Lockheed Martin Corporation(LMT) | -Common Stock | 539830109 | $279 | 1,043 | 0.0% |