Q2 2017 Holdings
Filed 2017-08-14 | 556 holdings | $162.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Neptune Technologies & Bioressources | -Common Stock | 64077P108 | $9 | 11,000 | 0.0% |
| Opgen Inc | -Common Stock | 68373L109 | $10 | 15,000 | 0.0% |
| Prospect Capital Corp 5.75 3/15/2018 | -Corporate P2 | 74348TAL6 | $10 | 10,000 | 0.0% |
| Transenterix Inc | -Common Stock | 89366M201 | $12 | 17,500 | 0.0% |
| Frontier Communications Corp(FTREUR) | -Common Stock | 35906A306 | $22 | 19,195 | 0.0% |
| Hugoton Royalty Trust | -Other - Stock | 444717102 | $44 | 24,600 | 0.0% |
| MFS Municipal Income Trust(MFM) | -Mutual Fixed | 552738106 | $99 | 13,906 | 0.0% |
| Whiting Petroleum | -Common Stock | 966387102 | $106 | 19,230 | 0.0% |
| Marathon Oil Group(MRO*) | -Common Stock | 565849106 | $121 | 10,196 | 0.0% |
| Gemphire Therapeutics Inc | -Common Stock | 36870A108 | $128 | 10,000 | 0.0% |
| Banco Bradesco(BBD) | -Common Stock | 059460303 | $134 | 15,744 | 0.0% |
| Putnam Managed Muni Incm Tst-closed end(PMM) | -Mutual Fixed | 746823103 | $143 | 19,092 | 0.0% |
| Capital Southwest Corporation(CSWC) | -Common Stock | 140501107 | $171 | 10,664 | 0.0% |
| Halozyme Therapeutics, Inc.(HALO) | -Common Stock | 40637H109 | $172 | 13,400 | 0.0% |
| Nuveen Quality Preferred II | -Mutual Equity | 67072C105 | $177 | 17,339 | 0.0% |
| Pimco Corp Income Fund(PCN) | -Mutual Fixed | 72200U100 | $178 | 10,250 | 0.0% |
| Pacholder Fund Inc. | -Mutual Fixed | 693742108 | $198 | 24,936 | 0.0% |
| Nordstrom Inc(JWNUSD) | -Common Stock | 655664100 | $202 | 4,224 | 0.0% |
| Hewlett Packard Enterprise Company(HPE) | -Common Stock | 42824C109 | $203 | 12,207 | 0.0% |
| JD.Com Inc ADR(JD) | -Common ADR P1 | 47215P106 | $211 | 5,371 | 0.0% |
| Annaly Capital Management in(NLYEUR) | -REIT | 035710409 | $217 | 18,030 | 0.0% |
| Western Union(WU) | -Common Stock | 959802109 | $218 | 11,428 | 0.0% |
| The Kraft Heinz Company(KHC) | -Common Stock | 500754106 | $218 | 2,548 | 0.0% |
| Comerica Inc(CMA) | -Common Stock | 200340107 | $220 | 3,000 | 0.0% |
| Exelon Corporation(EXC) | -Common Stock | 30161N101 | $224 | 6,207 | 0.0% |
| Central Fund Of Canada LTD | -Mutual Other | 153501101 | $229 | 18,610 | 0.0% |
| Vanguard Small Cap Grwth ETF(VBK) | -ETF Other | 922908595 | $230 | 1,578 | 0.0% |
| CenterPoint Energy Inc(CNP) | -Common Stock | 15189T107 | $232 | 8,470 | 0.0% |
| Equitable Resources Inc(EQT) | -Common Stock | 26884L109 | $234 | 4,000 | 0.0% |
| Humana Inc(HUM) | -Common Stock | 444859102 | $236 | 981 | 0.0% |
| CMS Energy Corp(CMS) | -Common Stock | 125896100 | $236 | 5,100 | 0.0% |
| Ishares Barclays 1-3 yr (ETF)(IGSB) | -ETF Fixed | 464288646 | $238 | 2,260 | 0.0% |
| Dominion Resources Inc(D) | -Common Stock | 25746U109 | $238 | 3,101 | 0.0% |
| Sempra Energy(SRE) | -Common Stock | 816851109 | $240 | 2,131 | 0.0% |
| Westar Energy | -Common Stock | 95709T100 | $240 | 4,527 | 0.0% |
| Cardinal Health Inc(CAH) | -Common Stock | 14149Y108 | $240 | 3,083 | 0.0% |
| Wisdomtree DVD Ex-Fin Fd(AIVL) | -ETF Equity | 97717W406 | $241 | 2,925 | 0.0% |
| Valero Energy Corp(VLO) | -Common Stock | 91913Y100 | $242 | 3,586 | 0.0% |
| Syngenta AG | -Common ADR P4 | 87160A100 | $243 | 2,626 | 0.0% |
| Ishares S&P Midcap 400 e(IJJ) | -ETF Equity | 464287705 | $245 | 1,651 | 0.0% |
| Paychex Inc(PAYX) | -Common Stock | 704326107 | $250 | 4,393 | 0.0% |
| AON PLC CL A(AON) | -Common Stock | G0408V102 | $251 | 1,890 | 0.0% |
| HSBC 6.2 12/31/49 PFD | -Preferred Stk | 404280604 | $258 | 9,760 | 0.0% |
| Stepan Co(SCL) | -Common Stock | 858586100 | $261 | 3,000 | 0.0% |
| Equity Residential Properties(EQR) | -REIT | 29476L107 | $263 | 4,000 | 0.0% |
| Oge Energy Corp(OGE) | -Common Stock | 670837103 | $267 | 7,674 | 0.0% |
| Netease Inc(NTES) | -Common ADR P0 | 64110W102 | $271 | 900 | 0.0% |
| SAP AG ADR(SAP) | -Common ADR P4 | 803054204 | $275 | 2,624 | 0.0% |
| IShares Msci Eafe Small Cap Index Fund(SCZ) | -ETF Equity | 464288273 | $275 | 4,760 | 0.0% |
| Williams Companies Inc(WMB) | -Common Stock | 969457100 | $278 | 9,195 | 0.0% |