Q2 2014 Holdings
Filed 2014-08-01 | 99 holdings | $2.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Johnson & Johnson | SDCV 7/2 | 02261WAB5 | $190.3K | $132,192,000 | 7.5% |
| Stanley Black & Decker Inc. | UNIT 99/99/9999 | 854502309 | $180.4K | 1,357,790 | 7.1% |
| Teva Pharm (Series C) | DBCV 0.250 2/0 | 88163VAE9 | $157.9K | $122,602,000 | 6.2% |
| Intel Corporation (144A-Seasoned) | SDCV 3.250 8/0 | 458140AF7 | $144.6K | $93,678,000 | 5.7% |
| Wellpoint, Inc. | NOTE 2.750 10/1 | 94973VBG1 | $139.5K | $90,701,000 | 5.5% |
| Rayonier Inc | NOTE 4.500 8/1 | 75508AAC0 | $127.2K | $84,109,000 | 5.0% |
| Newmont Mining Corp | NOTE 1.625 7/1 | 651639AJ5 | $95.4K | $90,075,000 | 3.8% |
| Omnicom Group | NOTE 7/3 | 681919AV8 | $93.8K | $71,102,000 | 3.7% |
| Xilinx, Inc | NOTE 2.625 6/1 | 983919AF8 | $88.7K | $53,550,000 | 3.5% |
| Laboratory Corp of Amer Hldgs | NOTE 9/1 | 50540RAG7 | $72.5K | $52,807,000 | 2.9% |
| PHH Corporation | NOTE 4.000 9/0 | 693320AN3 | $69.1K | $68,132,000 | 2.7% |
| Health Care REIT, Inc | NOTE 3.000 12/0 | 42217KAR7 | $65.9K | $53,343,000 | 2.6% |
| Stillwater Mining Co. | NOTE 1.750 10/1 | 86074QAL6 | $62.5K | $42,424,000 | 2.5% |
| Level 3 Communications, Inc | NOTE 7.000 3/1 | 52729NBP4 | $60.2K | $36,010,000 | 2.4% |
| Annaly Mortgage Management Inc | NOTE 4.000 2/1 | 035710AA0 | $51.6K | $48,475,000 | 2.0% |
| Royal Gold, Inc | NOTE 2.875 6/1 | 780287AA6 | $49.2K | $45,741,000 | 1.9% |
| Enpro Industries, Inc | DBCV 3.938 10/1 | 29355XAB3 | $46.7K | $21,261,000 | 1.8% |
| Prospect Capital Corporation | NOTE 5.750 3/1 | 74348TAL6 | $39.8K | $37,440,000 | 1.6% |
| Sterlite Industries LTD | NOTE 4.000 10/3 | 859737AB4 | $39.7K | $39,625,000 | 1.6% |
| Medicines Company | DBCV 1.375 6/0 | 584688AC9 | $37.3K | $30,255,000 | 1.5% |
| Agco Corp | NOTE 1.250 12/1 | 001084AM4 | $37.1K | $26,606,000 | 1.5% |
| Kinder Morgan Energy Partners (5/25/17 $40.00) | *W EXP 05/25/201 | 49456B119 | $34.7K | 12,481,254 | 1.4% |
| Kcap Financial Inc | NOTE 8.750 3/1 | 500233AB7 | $33.3K | $28,590,000 | 1.3% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $33.1K | 671,289 | 1.3% |
| Colony Financial Inc | NOTE 3.875 1/1 | 19624RAB2 | $27.8K | $27,000,000 | 1.1% |
| Endeavour Intl Corp | NOTE 5.500 7/1 | 29257MAE0 | $26.9K | $54,413,000 | 1.1% |
| American International Group (1/19/21 $45.00) | *W EXP 01/19/202 | 026874156 | $25.1K | 943,448 | 1.0% |
| Janus Capital Group Inc | NOTE 0.750 7/1 | 47102XAH8 | $24.9K | $19,067,000 | 1.0% |
| Priceline.com | DEBT 1.000 3/1 | 741503AQ9 | $23.4K | $16,500,000 | 0.9% |
| Sequenom Inc. | NOTE 5.000 10/0 | 817337AB4 | $21.9K | $20,340,000 | 0.9% |
| Wells Fargo & Company(WFC) | PERP PFD CNV A | 949746804 | $20.6K | 16,995 | 0.8% |
| Home Inns & Hotels | NOTE 2.000 12/1 | 43713WAB3 | $19.5K | $19,780,000 | 0.8% |
| Dryships Inc | NOTE 5.000 12/0 | 262498AB4 | $19.4K | $19,597,000 | 0.8% |
| Dealertrack Technologies Inc | NOTE 1.500 3/1 | 242309AB8 | $19.3K | $14,420,000 | 0.8% |
| Solazyme Inc. | NOTE 5.000 10/0 | 83415TAC5 | $18.6K | $16,530,000 | 0.7% |
| Molycorp, Inc. | NOTE 6.000 9/0 | 608753AF6 | $17.1K | $26,106,000 | 0.7% |
| Teleflex Incorporated | NOTE 3.875 8/0 | 879369AA4 | $15.8K | $9,000,000 | 0.6% |
| PDL Biopharma Inc | NOTE 4.000 2/0 | 69329YAF1 | $15.0K | $13,180,000 | 0.6% |
| Jefferies Group, Inc | DBCV 3.875 11/0 | 472319AG7 | $14.5K | $13,530,000 | 0.6% |
| Prospect Capital Corporation | NOTE 5.375 10/1 | 74348TAK8 | $14.4K | $13,800,000 | 0.6% |
| General Motors Corp - Class B (7/10/19 $18.33) | *W EXP 07/10/201 | 37045V126 | $13.5K | 727,200 | 0.5% |
| Solazyme Inc. | NOTE 6.000 2/0 | 83415TAB7 | $13.3K | $8,620,000 | 0.5% |
| Spirit Realty Capital, Inc. | NOTE 2.875 5/1 | 84860WAA0 | $12.0K | $11,960,000 | 0.5% |
| Molycorp, Inc. | NOTE 5.500 2/0 | 608753AH2 | $10.6K | $16,235,000 | 0.4% |
| Prologis, Inc | NOTE 3.250 3/1 | 74340XAT8 | $10.0K | $8,870,000 | 0.4% |
| Seacor Holding Inc | NOTE 2.500 12/1 | 811904AM3 | $8.6K | $7,430,000 | 0.3% |
| Thompson Creek Metals Company, Inc. | UNIT 99/99/9999 | 884768300 | $8.0K | 492,668 | 0.3% |
| Spirit Realty Capital, Inc. | NOTE 3.750 5/1 | 84860WAB8 | $8.0K | $7,965,000 | 0.3% |
| Rite AID Corp | NOTE 8.500 5/1 | 767754BU7 | $7.7K | $2,710,000 | 0.3% |
| Keycorp $7.75 | PFD 7.75 SR A | 493267405 | $7.0K | 53,527 | 0.3% |