Q3 2014 Holdings
Filed 2014-11-10 | 141 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Johnson & Johnson | SDCV | 02261WAB5 | $192.2K | $131,046,000 | 7.5% |
| Stanley Black & Decker Inc. | UNIT 99/99/9999 | 854502309 | $171.5K | $1,302,124 | 6.7% |
| Teva Pharm (Series C) | DBCV 0.250 2/0 | 88163VAE9 | $158.7K | $123,382,000 | 6.2% |
| Intel Corporation (144A-Seasoned) | SDCV 3.250 8/0 | 458140AF7 | $147.4K | $87,958,000 | 5.7% |
| Wellpoint Inc. | NOTE 2.750 10/1 | 94973VBG1 | $144.9K | $87,426,000 | 5.6% |
| Rayonier Inc | NOTE 4.500 8/1 | 75508AAC0 | $121.0K | $89,799,000 | 4.7% |
| Newmont Mining Corp | NOTE 1.625 7/1 | 651639AJ5 | $91.7K | $89,485,000 | 3.6% |
| Xilinx Inc | NOTE 2.625 6/1 | 983919AF8 | $78.4K | $52,935,000 | 3.0% |
| Laboratory Corp of Amer Hldgs | NOTE 9/1 | 50540RAG7 | $71.9K | $52,742,000 | 2.8% |
| Health Care REIT Inc | NOTE 3.000 12/0 | 42217KAR7 | $64.9K | $53,003,000 | 2.5% |
| Royal Gold Inc | NOTE 2.875 6/1 | 780287AA6 | $63.2K | $60,833,000 | 2.5% |
| Level 3 Communications Inc | NOTE 7.000 3/1 | 52729NBP4 | $61.6K | $36,010,000 | 2.4% |
| Stillwater Mining Co. | NOTE 1.750 10/1 | 86074QAL6 | $53.9K | $42,424,000 | 2.1% |
| Chart Industries Inc. | NOTE 2.000 8/0 | 16115QAC4 | $50.8K | $43,725,000 | 2.0% |
| Annaly Mortgage Management Inc | NOTE 4.000 2/1 | 035710AA0 | $50.2K | $48,875,000 | 1.9% |
| Kinder Morgan Energy Partners | *W EXP 05/25/201 | 49456B119 | $45.9K | 12,620,171 | 1.8% |
| Medicines Company | DBCV 1.375 6/0 | 584688AC9 | $43.9K | $41,255,000 | 1.7% |
| Sterlite Industries LTD | NOTE 4.000 10/3 | 859737AB4 | $39.4K | $39,625,000 | 1.5% |
| Enpro Industries Inc | DBCV 3.938 10/1 | 29355XAB3 | $39.2K | $21,261,000 | 1.5% |
| Prospect Capital Corporation | NOTE 5.750 3/1 | 74348TAL6 | $37.5K | $36,440,000 | 1.5% |
| Prologis Inc | NOTE 3.250 3/1 | 74340XAT8 | $35.6K | $33,870,000 | 1.4% |
| The Keyw Holding Corp. | NOTE 2.500 7/1 ADDED | 493723AA8 | $35.0K | $35,000,000 | 1.4% |
| Dealertrack Technologies Inc | NOTE 1.500 3/1 | 242309AB8 | $34.4K | $26,520,000 | 1.3% |
| Electronic Arts Inc. | NOTE 0.750 7/1 | 285512AA7 | $34.3K | $27,860,000 | 1.3% |
| New York Community Bancorp Trust | UNIT 11/01/2051 | 64944P307 | $33.4K | 673,754 | 1.3% |
| Kcap Financial Inc | NOTE 8.750 3/1 | 500233AB7 | $33.1K | $28,590,000 | 1.3% |
| Bristow Group Inc | NOTE 3.000 6/1 | 110394AC7 | $30.1K | $27,957,000 | 1.2% |
| Priceline.com | DEBT 1.000 3/1 | 741503AQ9 | $28.0K | $20,850,000 | 1.1% |
| Janus Capital Group Inc | NOTE 0.750 7/1 | 47102XAH8 | $26.8K | $19,067,000 | 1.0% |
| Colony Financial Inc | NOTE 3.875 1/1 | 19624RAB2 | $26.6K | $26,980,000 | 1.0% |
| Toll Brothers Inc. | NOTE 0.500 9/1 | 88947EAM2 | $24.9K | $24,676,000 | 1.0% |
| American International Group | *W EXP 01/19/202 | 026874156 | $22.5K | 943,448 | 0.9% |
| Alaska Communications Systems Group Inc | NOTE 6.250 5/0 | 01167PAE1 | $21.6K | $26,628,000 | 0.8% |
| B2gold Corporation | NOTE 3.250 10/0 | 11777QAB6 | $21.5K | $22,525,000 | 0.8% |
| Omnicom Group(OMC) | COM | 681919106 | $18.5K | 268,576 | 0.7% |
| Home Inns & Hotels | NOTE 2.000 12/1 | 43713WAB3 | $18.2K | $18,780,000 | 0.7% |
| Sequenom Inc. | NOTE 5.000 10/0 | 817337AB4 | $18.1K | $18,940,000 | 0.7% |
| Wells Fargo & Company(WFC) | PERP PFD CNV A | 949746804 | $17.5K | $14,549 | 0.7% |
| Dryships Inc | NOTE 5.000 12/0 | 262498AB4 | $16.5K | $16,597,000 | 0.6% |
| Solazyme Inc. | NOTE 5.000 10/0 | 83415TAC5 | $14.7K | $16,530,000 | 0.6% |
| Jefferies Group Inc | DBCV 3.875 11/0 | 472319AG7 | $14.7K | $13,825,000 | 0.6% |
| Prospect Capital Corporation | NOTE 5.375 10/1 | 74348TAK8 | $14.2K | $13,800,000 | 0.6% |
| General Motors Corp | *W EXP 07/10/201 | 37045V126 | $14.1K | 972,920 | 0.5% |
| Teleflex Incorporated | NOTE 3.875 8/0 | 879369AA4 | $13.7K | $7,900,000 | 0.5% |
| PDL Biopharma Inc | NOTE 4.000 2/0 | 69329YAF1 | $12.8K | $13,180,000 | 0.5% |
| Macquarie Infrastructure Company LLC | NOTE 2.875 7/1 | 55608BAA3 | $12.2K | $11,035,000 | 0.5% |
| Callaway Golf Company | NOTE 3.750 8/1 | 131193AC8 | $11.8K | $10,551,000 | 0.5% |
| Spirit Realty Capital Inc. | NOTE 2.875 5/1 | 84860WAA0 | $11.4K | $11,780,000 | 0.4% |
| Solazyme Inc. | NOTE 6.000 2/0 | 83415TAB7 | $10.0K | $8,620,000 | 0.4% |
| Molycorp Inc. | NOTE 6.000 9/0 | 608753AF6 | $9.3K | $26,106,000 | 0.4% |