Q4 2024 Holdings
Filed 2025-01-24 | 121 holdings | $777.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cutera Inc | NOTE 2.250% 6/0 | 232109AD0 | $150.0K | 1,500,000 | 0.0% |
| Special Opportunities FD Inc(SPE) | COM | 84741T104 | $153.7K | 10,504 | 0.0% |
| Tortoise Sustainable & Socia(XTEAX) | COM SH BEN INT | 27901F109 | $161.7K | 13,471 | 0.0% |
| Rivernorth Cap and Incm FD I(XRSFX) | COM | 76882B108 | $188.7K | 12,224 | 0.0% |
| SRH Total Return Fund Inc(STEW) | COM | 101507101 | $197.0K | 12,300 | 0.0% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $213.6K | 5,086 | 0.0% |
| First TR Specialty FIN & FIN | COM BEN INTR | 33733G109 | $221.1K | 52,512 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $227.5K | 43,011 | 0.0% |
| BlackRock Calif MUN Income T(XBFZX) | SH BEN INT | 09248E102 | $386.8K | 34,536 | 0.0% |
| BlackRock Science & Technolo(BSTZ) | SHS BEN INT | 09260K101 | $453.8K | 21,910 | 0.1% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $618.2K | 63,600 | 0.1% |
| Invesco Municipal Trust(VKQ) | COM | 46131J103 | $623.9K | 63,600 | 0.1% |
| Invesco Quality MUN Income T(IQI) | COM | 46133G107 | $628.1K | 63,700 | 0.1% |
| Invesco Advantage MUN Income(VKI) | SH BEN INT | 46132E103 | $630.2K | 72,100 | 0.1% |
| Inotiv Inc | NOTE 3.250%10/1 | 45783QAB6 | $706.9K | 2,000,000 | 0.1% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $763.7K | 65,500 | 0.1% |
| India FD Inc(IFN) | COM | 454089103 | $770.4K | 48,915 | 0.1% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $812.6K | 84,299 | 0.1% |
| Highland Opportunities(HFRO) | HIGHLAND INCOME | 43010E404 | $878.7K | 169,300 | 0.1% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $956.7K | 104,332 | 0.1% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $1.0M | 125,094 | 0.1% |
| Rivernorth Doubleline Strate(OPP) | COM | 76882G107 | $1.0M | 124,385 | 0.1% |
| Xometry Inc | NOTE 1.000% 2/0 | 98423FAB5 | $1.1M | 1,000,000 | 0.1% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $1.1M | 107,994 | 0.1% |
| Nuveen Nasdaq 100 Dynamic OV(QQQX) | COM SHS | 670699107 | $1.3M | 46,255 | 0.2% |
| Abrdn Global Dynamic Dividen(XAGDX) | COM | 00302M106 | $1.3M | 129,600 | 0.2% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $1.3M | 546,984 | 0.2% |
| Voya Asia PAC High DIV EQT I(IAE) | COM | 92912J102 | $1.3M | 210,900 | 0.2% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $1.3M | 255,900 | 0.2% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $1.3M | 138,300 | 0.2% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $1.5M | 2,750,000 | 0.2% |
| Western Asset High Incom FD(HIX) | COM | 95766J102 | $1.5M | 367,100 | 0.2% |
| Abrdn Total Dynamic Dividend(XAODX) | COM SH BEN INT | 00326L100 | $1.6M | 185,700 | 0.2% |
| Abrdn Healthcare Investors(HQH) | SH BEN INT | 87911J103 | $1.8M | 111,297 | 0.2% |
| Cerence Inc | NOTE 1.500% 7/0 | 156727AD1 | $2.1M | 3,074,000 | 0.3% |
| Gabelli Multimedia TR Inc(GGT) | COM | 36239Q109 | $2.2M | 498,229 | 0.3% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $2.5M | 237,100 | 0.3% |
| Nuveen Multi Asset Income FU(NMAI) | COM | 670750108 | $2.5M | 205,500 | 0.3% |
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $2.6M | 2,787,000 | 0.3% |
| Lumentum Hldgs Inc | NOTE 0.500% 6/1 | 55024UAF6 | $2.9M | 3,000,000 | 0.4% |
| Alphatec Hldgs Inc | NOTE 0.750% 8/0 | 02081GAB8 | $3.3M | 3,512,000 | 0.4% |
| Penguin Solutions Inc | NOTE 2.250% 2/1 | 83205YAB0 | $3.4M | 3,000,000 | 0.4% |
| Redfin Corp | NOTE 0.500% 4/0 | 75737FAE8 | $3.8M | 4,925,000 | 0.5% |
| BlackRock Health Sciences TE(BMEZ) | COM SHS | 09260E105 | $3.9M | 273,694 | 0.5% |
| Rivernorth Flexible Muni Inc(RFMZ) | COM | 76883Y107 | $4.2M | 310,200 | 0.5% |
| Middleby Corp | NOTE 1.000% 9/0 | 596278AB7 | $4.7M | 4,175,000 | 0.6% |
| Freshpet Inc | NOTE 3.000% 4/0 | 358039AB1 | $4.9M | 2,210,000 | 0.6% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $4.9M | 5,000,000 | 0.6% |
| Impinj Inc | NOTE 1.125% 5/1 | 453204AD1 | $5.0M | 3,500,000 | 0.6% |
| Abrdn Life Sciences Investor(HQL) | SH BEN INT | 87911K100 | $5.2M | 399,526 | 0.7% |