Q1 2018 Holdings
Filed 2018-05-04 | 1100 holdings | $131.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Entree RES LTD(ERLFF) | COM | 29384J103 | $4 | 10,000 | 0.0% |
| Aethlon MED Inc | COM NEW | 00808Y208 | $14 | 11,698 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $15 | $15,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $15 | $15,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $17 | 10,000 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $21 | 58,000 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $25 | $25,000 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $40 | 14,500 | 0.0% |
| Link Motion Inc(LKM) | SPONSRD ADS CL A | 53577L105 | $45 | 27,000 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $50 | 53,500 | 0.0% |
| Vitamin Shoppe Inc | NOTE 2.250%12/0 | 92849EAB7 | $55 | $75,000 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $57 | 34,000 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $59 | 60,342 | 0.0% |
| UBS AG | NOTE 2/1 | 90270KAW9 | $59 | $40,000 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $65 | 15,800 | 0.0% |
| Ballantyne Strong Inc | COM | 058516105 | $67 | 15,010 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $70 | 16,178 | 0.0% |
| Genius Brands Intl Inc | COM PAR | 37229T301 | $74 | 26,398 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $75 | $80,000 | 0.0% |
| Duff & Phelps Slct Engy MLP | COM | 26433F108 | $77 | 15,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $78 | $77,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $79 | $80,000 | 0.0% |
| Oncosec MED Inc | COM NEW | 68234L207 | $82 | 43,500 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $82 | 12,564 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $89 | 10,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $90 | $50,000 | 0.0% |
| Arbor Rlty TR Inc | NOTE 5.375%11/1 | 038923AB4 | $91 | $90,000 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $94 | 10,000 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $94 | 14,500 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $96 | 11,500 | 0.0% |
| Fang Hldgs LTD | ADR | 30711Y102 | $97 | 18,929 | 0.0% |
| Electronics for Imaging Inc | NOTE 0.750% 9/0 | 286082AC6 | $97 | $100,000 | 0.0% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $98 | $120,000 | 0.0% |
| Swedish Expt CR Corp | ROG AGRI ETN22 | 870297603 | $99 | 16,034 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $101 | $100,000 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $101 | $100,000 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $104 | 11,611 | 0.0% |
| Aceto Corp | NOTE 2.000%11/0 | 004446AD2 | $105 | $120,000 | 0.0% |
| Nuveen All Cap ENE MLP Oppo | COM | 67075E108 | $108 | 15,255 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $112 | 10,300 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $112 | $100,000 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $112 | 12,872 | 0.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $113 | $100,000 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $114 | $65,552 | 0.0% |
| Neuberger Berman MLP Income(NML) | COM | 64129H104 | $114 | 14,000 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $115 | $120,000 | 0.0% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $116 | $120,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $116 | $120,000 | 0.0% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $117 | $110,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $117 | $100,000 | 0.0% |