Q2 2018 Holdings
Filed 2018-08-02 | 1118 holdings | $141.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Entree RES LTD(ERLFF) | COM | 29384J103 | $4 | 10,000 | 0.0% |
| Tortoise MLP FD Inc | RIGHT 07/18/2018 | 89148B119 | $9 | 25,071 | 0.0% |
| Aethlon MED Inc | COM NEW | 00808Y208 | $14 | 10,587 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $15 | $15,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $15 | $15,000 | 0.0% |
| Rite AID Corp | COM | 767754104 | $17 | 10,000 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $25 | $25,000 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $28 | 19,000 | 0.0% |
| Link Motion Inc(LKM) | SPONSRD ADS CL A | 53577L105 | $31 | 27,000 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $37 | 58,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/0 | 94986RQF1 | $48 | $25,000 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $48 | 16,506 | 0.0% |
| Ballantyne Strong Inc | COM | 058516105 | $51 | 10,510 | 0.0% |
| Vitamin Shoppe Inc | NOTE 2.250%12/0 | 92849EAB7 | $57 | $75,000 | 0.0% |
| Oncosec MED Inc | COM NEW | 68234L207 | $62 | 45,000 | 0.0% |
| Genius Brands Intl Inc | COM PAR | 37229T301 | $63 | 26,398 | 0.0% |
| Obsidian Energy LTD | COM | 674482104 | $65 | 57,342 | 0.0% |
| Fang Hldgs LTD | ADR | 30711Y102 | $72 | 18,487 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $78 | $80,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $78 | $77,000 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $80 | 10,129 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $81 | 12,652 | 0.0% |
| Duff & Phelps Slct Engy MLP | COM | 26433F108 | $83 | 15,000 | 0.0% |
| Horizon Global Corp | NOTE 2.750% 7/0 | 44052WAA2 | $84 | $120,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $86 | 16,178 | 0.0% |
| Novavax Inc | COM | 670002104 | $86 | 64,550 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $88 | 10,000 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $88 | 10,000 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $90 | 21,000 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $90 | 10,012 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $91 | 20,389 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $99 | $100,000 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $100 | $100,000 | 0.0% |
| Arbor Rlty TR Inc | NOTE 5.375%11/1 | 038923AB4 | $100 | $90,000 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $105 | 76,500 | 0.0% |
| Swedish Expt CR Corp | ROG AGRI ETN22 | 870297603 | $106 | 17,792 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $106 | 17,854 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $111 | $110,000 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $112 | 11,500 | 0.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $114 | $100,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $115 | $120,000 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $115 | $120,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $116 | $120,000 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $117 | $120,000 | 0.0% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $117 | $110,000 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $117 | 14,500 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $117 | 15,550 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $119 | $120,000 | 0.0% |
| Green Plains Inc | NOTE 4.125% 9/0 | 393222AF1 | $119 | $120,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $119 | $120,000 | 0.0% |