Q2 2019 Holdings
Filed 2019-08-13 | 991 holdings | $222.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aethlon MED Inc | COM NEW | 00808Y208 | $4 | 10,587 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $6 | 10,000 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $10 | 40,500 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $15 | $15,000 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $30 | $30,000 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $37 | 30,000 | 0.0% |
| Genius Brands Intl Inc | COM PAR | 37229T301 | $37 | 26,398 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $37 | 12,500 | 0.0% |
| Groupon Inc | COM | 399473107 | $41 | 11,500 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $43 | 10,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $50 | $50,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $51 | $50,000 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $58 | $50,000 | 0.0% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $59 | $50,000 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $60 | 82,500 | 0.0% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $61 | $60,000 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $61 | 20,884 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $72 | $60,000 | 0.0% |
| Yatra Online Inc(YTRA) | ORD SHS | G98338109 | $77 | 20,650 | 0.0% |
| Duff & Phelps SLT Engy and M | COM | 26433F108 | $78 | 16,000 | 0.0% |
| SRC Energy Inc | COM | 78470V108 | $79 | 16,000 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $79 | 10,547 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $82 | $80,000 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $83 | 10,000 | 0.0% |
| Sandridge Energy Inc(SD) | COM NEW | 80007P869 | $83 | 12,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $86 | $90,000 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $92 | 15,301 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $93 | $95,000 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $94 | 19,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $96 | 30,447 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $100 | $100,000 | 0.0% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $102 | $100,000 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $103 | $100,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $103 | $100,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $104 | $100,000 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR) | COM | 649445103 | $106 | 10,644 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $107 | $120,000 | 0.0% |
| Ensco Rowan PLC | SHS CLASS A | G3166L100 | $109 | 12,750 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $109 | 26,050 | 0.0% |
| Swedish Expt CR Corp | ROG AGRI ETN22 | 870297603 | $109 | 19,667 | 0.0% |
| Barclays Bank PLC | MTNF 9/2 | 06741J7V5 | $110 | $110,000 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $110 | 11,300 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $112 | $120,000 | 0.0% |
| Spero Therapeutics Inc(SPRO) | COM | 84833T103 | $115 | 10,000 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $116 | 13,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $117 | $120,000 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $117 | $120,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $117 | $100,000 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $118 | $125,000 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $118 | $120,000 | 0.0% |