Q2 2019 Holdings
Filed 2019-08-13 | 991 holdings | $222.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $119 | $120,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $119 | 47,000 | 0.0% |
| Barclays BK PLC | MTNF 10/3 | 06739FJQ5 | $120 | $110,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $120 | $120,000 | 0.0% |
| Village Farms Intl Inc(VFF) | COM | 92707Y108 | $126 | 11,050 | 0.0% |
| II VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $126 | $120,000 | 0.0% |
| Bank Comm Hldgs | COM | 06424J103 | $130 | 12,139 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $131 | 10,629 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $132 | $120,000 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $133 | 13,800 | 0.0% |
| Viking Therapeutics Inc(VKTX) | COM | 92686J106 | $135 | 16,300 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $136 | $140,000 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX) | COM NEW | 528872302 | $148 | 23,560 | 0.0% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $152 | 10,868 | 0.0% |
| Cloudera Inc(CLDR) | COM | 18914U100 | $158 | 30,000 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $161 | 10,100 | 0.0% |
| Pimco Income Strategy Fund(PFL) | COM | 72201H108 | $161 | 13,629 | 0.0% |
| Senior HSG Pptys TR | SH BEN INT | 81721M109 | $162 | 19,566 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $163 | $162,000 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM) | COM | 75508B104 | $164 | 25,263 | 0.0% |
| CBL & Assoc Pptys Inc | COM | 124830100 | $167 | 160,097 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $167 | 25,750 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $168 | 23,589 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $168 | 16,407 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $172 | 16,935 | 0.0% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $177 | 13,408 | 0.0% |
| Davis Fundamental ETF TR(DINT) | SELCT INTL ETF | 23908L405 | $178 | 10,000 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $178 | 16,100 | 0.0% |
| Seaspan Corp | SHS | Y75638109 | $183 | 18,643 | 0.0% |
| Quotient Technology Inc(QUOTUSD) | COM | 749119103 | $183 | 16,999 | 0.0% |
| Zagg Inc | COM | 98884U108 | $184 | 26,504 | 0.0% |
| Amcor PLC(AMCR) | ORD | G0250X107 | $185 | 16,110 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $192 | 41,953 | 0.0% |
| Eaton Vance TX MNG by WRT OP(ETV) | COM | 27828Y108 | $192 | 12,776 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $201 | 12,637 | 0.0% |
| DTE Energy Co(DTE) | COM | 233331107 | $203 | 1,584 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $204 | 13,640 | 0.0% |
| Teladoc Health Inc(TDOC) | COM | 87918A105 | $206 | 3,107 | 0.0% |
| Smartsheet Inc(SMARGBP) | COM CL A | 83200N103 | $207 | 4,276 | 0.0% |
| Vanguard Scottsdale FDS(VONV) | VNG RUS1000VAL | 92206C714 | $207 | 1,859 | 0.0% |
| Hancock John Premuim DIV FD(PDT) | COM SH BEN INT | 41013T105 | $208 | 12,280 | 0.0% |
| Newmarket Corp(NEU) | COM | 651587107 | $208 | 517 | 0.0% |
| Uber Technologies Inc(UBER) | COM | 90353T100 | $208 | 4,491 | 0.0% |
| Vanguard World FDS(VOX) | COMM SRVC ETF | 92204A884 | $208 | 2,404 | 0.0% |
| Ishares TR(IBB) | NASDAQ BIOTECH | 464287556 | $210 | 1,925 | 0.0% |
| Crane Co(CR1USD) | COM | 224399105 | $210 | 2,518 | 0.0% |
| Otter Tail Corp(OTTR) | COM | 689648103 | $211 | 4,000 | 0.0% |
| TRI Contl Corp(TY) | COM | 895436103 | $212 | 7,865 | 0.0% |
| Invesco Exchange Traded FD T(RSPH) | S&P500 EQL HLT | 46137V332 | $212 | 1,047 | 0.0% |
| Columbia BKG SYS Inc(COLB) | COM | 197236102 | $212 | 5,865 | 0.0% |