Q3 2017 Holdings
Filed 2017-10-23 | 230 holdings | $28.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Egalet Corp | NOTE 5.500% 4/0 | 28226BAB0 | $8 | $16,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $14 | 10,000 | 0.0% |
| GSV Cap Corp | NOTE 5.250% 9/1 | 36191JAB7 | $21 | $21,000 | 0.0% |
| Full House Resorts Inc(FLL) | COM | 359678109 | $28 | 10,000 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $28 | $30,000 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $30 | $33,000 | 0.0% |
| Athersys Inc(ATHXEUR) | COM | 04744L106 | $41 | 20,000 | 0.0% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $69 | $77,000 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $90 | 14,870 | 0.0% |
| Eaton Vance Calif MUN BD FD(XEVMX) | COM | 27828A100 | $120 | 10,000 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $125 | 10,000 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $136 | 13,700 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $145 | 20,864 | 0.0% |
| Natures Sunshine Products in(NATR) | COM | 639027101 | $149 | 14,696 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $151 | 10,809 | 0.0% |
| Amtrust Finl Svcs Inc | COM | 032359309 | $178 | 13,200 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $185 | 18,193 | 0.0% |
| Kayne Anderson MLP Invt Co(KYN) | COM | 486606106 | $196 | 10,763 | 0.0% |
| Vanguard Scottsdale FDS(VCIT) | INT-TERM CORP | 92206C870 | $204 | 2,319 | 0.0% |
| Skyworks Solutions Inc(SWKS) | COM | 83088M102 | $205 | 2,013 | 0.0% |
| Dominion Energy Inc(D) | COM | 25746U109 | $206 | 2,680 | 0.0% |
| Lamar Advertising Co New(LAMR) | CL A | 512816109 | $211 | 3,080 | 0.0% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $212 | 5,206 | 0.0% |
| Metlife Inc(MET) | COM | 59156R108 | $213 | 4,091 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $215 | 2,400 | 0.0% |
| Ishares TR(IJS) | SP SMCP600VL ETF | 464287879 | $223 | 1,503 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $225 | 5,836 | 0.0% |
| Marriott Intl Inc New(MAR) | CL A | 571903202 | $226 | 2,046 | 0.0% |
| Ishares TR(IWS) | RUS MDCP VAL ETF | 464287473 | $228 | 2,680 | 0.0% |
| Powershares ETF TR II | S&P400 LOVL PT | 73937B647 | $228 | 5,188 | 0.0% |
| General MLS Inc(GIS) | COM | 370334104 | $228 | 4,396 | 0.0% |
| Nisource Inc(NI) | COM | 65473P105 | $229 | 8,940 | 0.0% |
| Intl Paper Co(IP) | COM | 460146103 | $230 | 4,053 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $231 | 5,297 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $232 | 808 | 0.0% |
| Waste Mgmt Inc del(WM) | COM | 94106L109 | $232 | 2,961 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $235 | 4,876 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $235 | 14,641 | 0.0% |
| Ishares TR(IMCG) | MRGSTR MD CP GRW | 464288307 | $237 | 1,250 | 0.0% |
| Public SVC Enterprise Group(PEG) | COM | 744573106 | $243 | 5,247 | 0.0% |
| Vanguard Index FDS(VNQ) | REIT ETF | 922908553 | $247 | 2,967 | 0.0% |
| Novartis A G(NVSN) | SPONSORED ADR | 66987V109 | $248 | 2,886 | 0.0% |
| Nuveen CA Qualty MUN Income(NAC) | COM | 67066Y105 | $251 | 16,844 | 0.0% |
| Supernus Pharmaceuticals Inc(SUPN) | COM | 868459108 | $254 | 6,350 | 0.0% |
| One Liberty Pptys Inc(OLP) | COM | 682406103 | $256 | 10,500 | 0.0% |
| Price T Rowe Group Inc(TROW) | COM | 74144T108 | $256 | 2,821 | 0.0% |
| Spdr S&P Midcap 400 ETF TR(MDY) | UTSER1 S&PDCRP | 78467Y107 | $256 | 785 | 0.0% |
| British Amern TOB PLC(BMTA) | SPONSORED ADR | 110448107 | $257 | 4,116 | 0.0% |
| Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $259 | 10,000 | 0.0% |
| Southern Co(SO) | COM | 842587107 | $261 | 5,305 | 0.0% |