Q4 2017 Holdings
Filed 2018-02-07 | 29 holdings | $59.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $13.0K | 13,487,000 | 21.8% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $9.7K | 11,815,000 | 16.4% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $8.2K | 7,985,000 | 13.8% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $6.5K | 6,510,000 | 10.9% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $4.6K | 4,441,000 | 7.7% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $2.9K | 2,802,000 | 4.9% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $1.2K | 61,552 | 2.1% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $1.1K | 228,836 | 1.9% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $1.0K | 22,381 | 1.7% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $993 | 147,385 | 1.7% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $966 | 28,870 | 1.6% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $943 | 8,624 | 1.6% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $896 | 358,380 | 1.5% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $870 | 20,671 | 1.5% |
| Apollo Invt Corp | COM | 03761U106 | $811 | 143,334 | 1.4% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $791 | 24,718 | 1.3% |
| KKR & Co L P del | COM UNITS | 48248M102 | $790 | 37,509 | 1.3% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $620 | 13,506 | 1.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $617 | 2,312 | 1.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $600 | 8,540 | 1.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $577 | 36,735 | 1.0% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $329 | 19,434 | 0.6% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $225 | 17,617 | 0.4% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $224 | 16,838 | 0.4% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $223 | 20,351 | 0.4% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $219 | 79,937 | 0.4% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $216 | 14,976 | 0.4% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $142 | 11,772 | 0.2% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $134 | 11,999 | 0.2% |