Q1 2018 Holdings
Filed 2018-04-26 | 31 holdings | $64.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $13.8K | 13,538,000 | 21.3% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $10.0K | 11,838,000 | 15.4% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $8.4K | 7,973,000 | 12.9% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $6.4K | 6,408,000 | 9.9% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $4.2K | 3,954,000 | 6.5% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $4.1K | 4,438,000 | 6.4% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.1K | 2,802,000 | 4.7% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $1.3K | 61,694 | 1.9% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $968 | 147,852 | 1.5% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $967 | 229,648 | 1.5% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $957 | 358,446 | 1.5% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $951 | 22,383 | 1.5% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $943 | 8,791 | 1.5% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $856 | 28,894 | 1.3% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $819 | 20,675 | 1.3% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $790 | 24,720 | 1.2% |
| KKR & Co L P del | COM UNITS | 48248M102 | $761 | 37,511 | 1.2% |
| Apollo Invt Corp | COM | 03761U106 | $751 | 143,849 | 1.2% |
| International Business Machs(IBM) | COM | 459200101 | $698 | 4,550 | 1.1% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $631 | 13,428 | 1.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $606 | 2,301 | 0.9% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $592 | 8,490 | 0.9% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $583 | 36,748 | 0.9% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $319 | 19,435 | 0.5% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $237 | 80,722 | 0.4% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $220 | 20,784 | 0.3% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $218 | 17,214 | 0.3% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $214 | 17,986 | 0.3% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $213 | 15,348 | 0.3% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $142 | 11,990 | 0.2% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $137 | 12,103 | 0.2% |