Q2 2018 Holdings
Filed 2018-08-01 | 30 holdings | $61.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $11.9K | 13,002,000 | 19.3% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $9.1K | 11,420,000 | 14.8% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $7.9K | 7,811,000 | 12.8% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $6.3K | 6,445,000 | 10.1% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $5.6K | 5,888,000 | 9.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $4.2K | 3,934,000 | 6.8% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $2.9K | 2,802,000 | 4.8% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $1.1K | 231,624 | 1.8% |
| Spdr Series Trust | BLOOMBERG BRCLYS | 78464A417 | $1.1K | 29,905 | 1.7% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $999 | 148,921 | 1.6% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $990 | 9,309 | 1.6% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $921 | 28,908 | 1.5% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $841 | 20,679 | 1.4% |
| Apollo Invt Corp | COM | 03761U106 | $806 | 144,630 | 1.3% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $795 | 24,721 | 1.3% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $743 | 17,103 | 1.2% |
| KKR & Co L P del | COM UNITS | 48248M102 | $731 | 29,413 | 1.2% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $692 | 358,472 | 1.1% |
| International Business Machs(IBM) | COM | 459200101 | $652 | 4,665 | 1.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $628 | 2,316 | 1.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $603 | 36,638 | 1.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $532 | 26,038 | 0.9% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $336 | 19,438 | 0.5% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $229 | 21,913 | 0.4% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $220 | 18,182 | 0.4% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $219 | 19,005 | 0.4% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $195 | 83,369 | 0.3% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $158 | 12,479 | 0.3% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $154 | 10,007 | 0.2% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $131 | 12,792 | 0.2% |