Q3 2018 Holdings
Filed 2018-10-25 | 31 holdings | $58.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $12.6K | 12,804,000 | 21.7% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $9.7K | 11,255,000 | 16.6% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $7.7K | 7,762,000 | 13.2% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $6.3K | 6,387,000 | 10.8% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $4.3K | 3,924,000 | 7.3% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.1K | 2,802,000 | 5.3% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $1.2K | 11,463 | 2.1% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $1.2K | 240,445 | 2.0% |
| Spdr Series Trust | BLOOMBERG BRCLYS | 78464A417 | $1.2K | 32,730 | 2.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $1.1K | 154,415 | 1.9% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $947 | 27,409 | 1.6% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $941 | 24,724 | 1.6% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $853 | 20,604 | 1.5% |
| Apollo Invt Corp | COM | 03761U106 | $828 | 152,176 | 1.4% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $745 | 17,109 | 1.3% |
| International Business Machs(IBM) | COM | 459200101 | $724 | 4,787 | 1.2% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $625 | 36,385 | 1.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $603 | 2,075 | 1.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $594 | 27,768 | 1.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $530 | 358,425 | 0.9% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $353 | 19,442 | 0.6% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $293 | 27,843 | 0.5% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $286 | 23,359 | 0.5% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $286 | 24,506 | 0.5% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $246 | 93,708 | 0.4% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $208 | 3,891 | 0.4% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $203 | 15,082 | 0.3% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $203 | 12,191 | 0.3% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $200 | 2,353 | 0.3% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $173 | 10,252 | 0.3% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $165 | 16,543 | 0.3% |