Q3 2020 Holdings
Filed 2020-11-13 | 1275 holdings | $274.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Globalstar Inc(GSATUSD) | COM | 378973408 | $3 | 10,000 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $4 | 10,000 | 0.0% |
| Outlook Therapeutics Inc(ONSGBP) | COM NEW | 69012T206 | $7 | 10,000 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $9 | 12,000 | 0.0% |
| Western Copper & Gold Corp(WRN) | COM | 95805V108 | $12 | 10,000 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $20 | 10,000 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $22 | 11,700 | 0.0% |
| Milestone Scientific Inc(MLSS) | COM NEW | 59935P209 | $38 | 27,500 | 0.0% |
| Acasti Pharma Inc | CL A NEW | 00430K402 | $39 | 194,786 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $42 | 13,188 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD) | COM | 00847L100 | $42 | 13,900 | 0.0% |
| Vaccinex Inc | COM | 918640103 | $42 | 23,543 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $45 | 56,326 | 0.0% |
| Energous Corp | COM | 29272C103 | $47 | 16,084 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $49 | 41,500 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $50 | 24,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $50 | 29,446 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $51 | 14,277 | 0.0% |
| Callon Pete Co del(CPE*) | COM | 13123X508 | $54 | 11,200 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $56 | 44,200 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $59 | 11,725 | 0.0% |
| Volitionrx LTD(VNRX) | COM | 928661107 | $60 | 18,782 | 0.0% |
| Montage RES Corp(MR) | COM | 61179L100 | $62 | 14,200 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $62 | 10,717 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $62 | 21,001 | 0.0% |
| First TR MLP & Energy Incom | COM | 33739B104 | $62 | 13,339 | 0.0% |
| Cheetah Mobile Inc | ADR | 163075104 | $64 | 31,022 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $66 | 10,200 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $69 | 11,543 | 0.0% |
| Super League Gaming Inc | COM | 86804F202 | $70 | 38,333 | 0.0% |
| Enlink Midstream LLC(0E41) | COM UNIT REP LTD | 29336T100 | $72 | 30,757 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $73 | 29,000 | 0.0% |
| Nuveen Multi-Mkt Income FD | COM | 67075J107 | $74 | 10,650 | 0.0% |
| Calyxt Inc | COM | 13173L107 | $78 | 14,186 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $78 | 26,711 | 0.0% |
| Nuveen TX ADV Total RET Strg | COM | 67090H102 | $80 | 10,000 | 0.0% |
| Sunstone Hotel Invs Inc New(SHO) | COM | 867892101 | $83 | 10,404 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $85 | 45,801 | 0.0% |
| Investcorp CR Mgmt BDC Inc(ICMB) | COM | 46090R104 | $93 | 25,715 | 0.0% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $93 | 15,000 | 0.0% |
| RLJ Lodging TR(RLJ) | COM | 74965L101 | $94 | 10,860 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $97 | 61,350 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $97 | 42,794 | 0.0% |
| Great ELM Cap Group Inc(GEC) | COM NEW | 39036P209 | $101 | 42,865 | 0.0% |
| Neubase Therapeutics Inc | COM | 64132K102 | $105 | 13,800 | 0.0% |
| BNY Mellon Alcentra Global C(XDCFX) | COM | 05588N108 | $106 | 13,195 | 0.0% |
| Acco Brands Corp(ACCO) | COM | 00081T108 | $107 | 18,430 | 0.0% |
| Apollo Invt Corp(MFIC) | COM NEW | 03761U502 | $108 | 13,166 | 0.0% |
| Ruths Hospitality Group Inc(RUTHUSD) | COM | 783332109 | $111 | 10,000 | 0.0% |
| ETF Managers TR | ETFMG ALTR HRVST | 26924G508 | $111 | 10,696 | 0.0% |