Q3 2021 Holdings
Filed 2021-11-12 | 585 holdings | $78.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Highland Transcend Partners | UNIT 99/99/9999 | G44690116 | $3.1K | 300,000 | 0.0% |
| Bowx Acquisition Corp | CL A | 103085106 | $3.2K | 318,808 | 0.0% |
| Cano Health Inc | COM CL A | 13781Y103 | $3.3K | 258,815 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $3.4K | 47,797 | 0.0% |
| Dell Technologies Inc(DELL) | CL C | 24703L202 | $3.4K | 32,422 | 0.0% |
| Nuvation BIO Inc(NUVB) | COM CL A | 67080N101 | $3.6K | 359,375 | 0.0% |
| Vector Acquisition Corp II | CL A SHS | G9460A104 | $3.9K | 400,000 | 0.0% |
| Advanced Merger Partners Inc | UNIT 99/99/9999 | 00777J208 | $3.9K | 400,000 | 0.0% |
| Fintech Evolution Acquis GRO | UNIT 99/99/9999 | G3R19A112 | $4.0K | 400,000 | 0.0% |
| Lazard Growth Acquisition Co | UNIT 99/99/9999 | G54035129 | $4.0K | 400,000 | 0.0% |
| Anzu Special Acquisitin Corp(9EOA) | UNIT 01/27/2026 | 03737A200 | $4.0K | 400,000 | 0.0% |
| Ares Acquisition Corporation | UNIT 99/99/9999 | G33032114 | $4.0K | 400,000 | 0.0% |
| Pontem Corporation | UNIT 99/99/9999 | G71707114 | $4.0K | 400,000 | 0.0% |
| Sports Entertainment Acqu Co | COM CL A | 84918M106 | $4.0K | 399,223 | 0.0% |
| Relmada Therapeutics Inc(RLMD) | COM | 75955J402 | $4.2K | 159,633 | 0.0% |
| EJF Acquisition Corp | UNIT 03/10/2026 | G2955B117 | $4.3K | 415,058 | 0.0% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $5.1K | 18,858 | 0.0% |
| Robinhood Mkts Inc(HOOD) | COM CL A | 770700102 | $5.1K | 121,600 | 0.0% |
| Innoviz Technologies LTD(INVZ) | SHS | M5R635108 | $5.3K | 925,018 | 0.0% |
| Tela BIO Inc(TELA) | COM | 872381108 | $5.4K | 392,100 | 0.0% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $5.4K | 500,000 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $5.5K | 1,000,000 | 0.0% |
| Moderna Inc(MRNA) | COM | 60770K107 | $5.7K | 14,936 | 0.0% |
| International Game Technolog(BRSL) | SHS USD | G4863A108 | $6.4K | 242,651 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $6.6K | 1,000,000 | 0.0% |
| Portage Fintech Acquisitn Co | CLASS A ORD SHS | G7185D106 | $6.9K | 700,000 | 0.0% |
| Nice LTD(NSY) | SPONSORED ADR | 653656108 | $6.9K | 24,400 | 0.0% |
| Alpha Healthcare Acqu Corp I | UNIT 04/01/2026 | 02073F203 | $7.0K | 700,000 | 0.0% |
| Lifesci Acquisition II Corp | COM | 53229E103 | $7.2K | 732,352 | 0.0% |
| Canadian Natl RY Co(CNI) | COM | 136375102 | $7.4K | 64,387 | 0.0% |
| Arya Sciences Acqu Corp IV | CL A | G31659108 | $8.2K | 814,589 | 0.0% |
| BHP Group LTD(BHP) | SPONSORED ADS | 088606108 | $8.3K | 155,000 | 0.0% |
| Stamps COM Inc(STMP) | COM NEW | 852857200 | $9.5K | 28,848 | 0.0% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $10.9K | 175,000 | 0.0% |
| Tarsus Pharmaceuticals Inc(TARS) | COM | 87650L103 | $11.1K | 514,289 | 0.0% |
| Brainsway LTD(BWAY) | SPONSORED ADS | 10501L106 | $11.3K | 1,397,409 | 0.0% |
| Spdr SER TR(XOP) | S&P OILGAS EXP | 78468R556 | $14.4K | 149,000 | 0.0% |
| Vmware Inc(VMWEUR) | CL A COM | 928563402 | $14.9K | 100,232 | 0.0% |
| Hennessy Capital Invst Corp | UNIT 99/99/9999 | 42600H207 | $15.0K | 1,505,953 | 0.0% |
| Spdr SER TR(XRT) | S&P RETAIL ETF | 78464A714 | $18.1K | 200,000 | 0.0% |
| Select Sector Spdr TR(XLE) | ENERGY | 81369Y506 | $18.2K | 350,000 | 0.0% |
| Exagen Inc(XGN) | COM | 30068X103 | $18.8K | 1,384,631 | 0.0% |
| Ishares TR(ITB) | US HOME CONS ETF | 464288752 | $19.9K | 300,000 | 0.0% |
| Cantaloupe Inc(CTLP) | COM | 138103106 | $21.7K | 2,572,988 | 0.0% |
| Ishares TR(IWO) | RUS 2000 GRW ETF | 464287648 | $22.0K | 75,000 | 0.0% |
| Avadel Pharmaceuticals PLC | SPONSORED ADR | 05337M104 | $24.7K | 2,525,452 | 0.0% |
| Rocket Pharmaceuticals Inc(RCKT) | COM | 77313F106 | $29.9K | 1,000,000 | 0.0% |
| Fortress Trans Infrst Invs L | COM REP LTD LIAB | 34960P101 | $39.9K | 1,573,911 | 0.1% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $41.9K | 5,976,605 | 0.1% |
| Fulcrum Therapeutics Inc(FULC) | COM | 359616109 | $44.0K | 1,560,563 | 0.1% |