Q1 2022 Holdings
Filed 2022-05-10 | 2089 holdings | $444.9M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-05-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bristol-Myers Squibb Co(CELG-R)A | RIGHT 12/30/2030 | 110122140 | $2 | 15,000 | 0.0% |
| Blackberry LTD(BB)CallA | COM | 09228F103 | $3 | 12,000 | 0.0% |
| Tyme Technologies IncA | COM | 90238J103 | $4 | 10,000 | 0.0% |
| Ampio Pharmaceuticals IncA | COM | 03209T109 | $5 | 10,000 | 0.0% |
| Evolve Transition Infrastru | COM UNITS REP B | 30053M104 | $6 | 10,000 | 0.0% |
| Sesen BIO IncA | COM | 817763105 | $6 | 10,000 | 0.0% |
| 9 Meters Biopharma IncA | COM | 654405109 | $6 | 10,000 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $7 | 14,707 | 0.0% |
| Xtant MED Hldgs Inc(XTNT)A | COM NEW | 98420P308 | $7 | 10,000 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $11 | $11,000 | 0.0% |
| Otonomo Technologies LTD | *W EXP 08/13/202 | M7571L111 | $14 | 42,500 | 0.0% |
| Biosig Technologies IncA | COM NEW | 09073N201 | $14 | 11,870 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $14 | $13,000 | 0.0% |
| Atossa Therapeutics Inc(ATOSEUR)A | COM | 04962H506 | $14 | 11,371 | 0.0% |
| Pennsylvania Real Estate INVA | SH BEN INT | 709102107 | $14 | 22,531 | 0.0% |
| Durect Corp(DRRXEUR)A | COM | 266605104 | $14 | 20,225 | 0.0% |
| Progenity IncA | COM | 74319F107 | $15 | 13,169 | 0.0% |
| Genius Brands Intl IncA | COM | 37229T301 | $15 | 14,255 | 0.0% |
| Longview Acquisition Corp II | *W EXP 99/99/999 | 54319Q113 | $15 | 17,216 | 0.0% |
| Hexo CorpA | COM NEW | 428304307 | $17 | 27,260 | 0.0% |
| Geron Corp(GERN)A | COM | 374163103 | $18 | 12,940 | 0.0% |
| Ibio IncA | COM NEW | 451033203 | $18 | 41,825 | 0.0% |
| Evogene LTD(EVGN)A | SHS | M4119S104 | $18 | 14,013 | 0.0% |
| Adma Biologics Inc(ADMA)A | COM | 000899104 | $18 | 10,000 | 0.0% |
| Orbital Energy Group IncA | COM | 68559A109 | $20 | 10,770 | 0.0% |
| Mcewen MNG IncA | COM | 58039P107 | $20 | 24,350 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP)A | COM | 81727U105 | $21 | 10,770 | 0.0% |
| Xpresspa Group IncA | COM | 98420U703 | $22 | 20,021 | 0.0% |
| Super League Gaming IncA | COM | 86804F202 | $23 | 12,450 | 0.0% |
| Sundial Growers IncA | COM | 86730L109 | $25 | 36,354 | 0.0% |
| Electrameccanica Vehs CorpA | COM NEW | 284849205 | $25 | 11,485 | 0.0% |
| 22ND Centy Group IncA | COM | 90137F103 | $26 | 11,100 | 0.0% |
| Velodyne Lidar Inc(GRAFUSD)A | COM | 92259F101 | $27 | 10,362 | 0.0% |
| Athersys Inc New(ATHXEUR)A | COM | 04744L106 | $27 | 44,813 | 0.0% |
| Predictive Oncology IncA | COM NEW | 74039M200 | $27 | 27,805 | 0.0% |
| Seachange Intl IncA | COM | 811699107 | $28 | 24,445 | 0.0% |
| Nucana PLCA | SPONSORED ADR | 67022C106 | $28 | 28,250 | 0.0% |
| Syros Pharmaceuticals IncA | COM | 87184Q107 | $29 | 24,157 | 0.0% |
| Comscore Inc(SCOR1EUR)A | COM | 20564W105 | $32 | 11,024 | 0.0% |
| Sorrento Therapeutics Inc(SRNE)A | COM NEW | 83587F202 | $34 | 14,692 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $36 | 25,710 | 0.0% |
| Palisade BIO Inc | COM | 696389105 | $37 | 28,500 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $38 | 12,650 | 0.0% |
| Leap Therapeutics IncA | COM | 52187K101 | $39 | 22,500 | 0.0% |
| Genworth Finl Inc(GNW)A | COM CL A | 37247D106 | $40 | 10,632 | 0.0% |
| Iamgold Corp(IAG)A | COM | 450913108 | $41 | 11,834 | 0.0% |
| Inseego Corp(INSGEUR)A | COM | 45782B104 | $41 | 10,062 | 0.0% |
| Parts ID IncA | COM CL A | 702141102 | $42 | 20,000 | 0.0% |
| Lordstown Motors CorpA | COM CL A | 54405Q100 | $42 | 12,304 | 0.0% |
| Pavmed IncA | COM | 70387R106 | $42 | 31,823 | 0.0% |