Q3 2023 Holdings
Filed 2023-11-08 | 44 holdings | $42.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NIO Inc | NOTE 0.500% 2/0 | 62914VAF3 | $11.3M | $12,911,000 | 26.3% |
| Wisdomtree Inc | NOTE 3.250% 6/1 | 97717PAD6 | $9.2M | $9,449,000 | 21.4% |
| Fubotv Inc | NOTE 3.250% 2/1 | 35953DAB0 | $8.4M | $12,662,000 | 19.6% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $1.9M | $2,075,000 | 4.5% |
| Compass Diversified(CODI) | SH BEN INT | 20451Q104 | $1.4M | 72,231 | 3.2% |
| Apollo Global Mgmt Inc(APO) | COM | 03769M106 | $1.1M | 12,206 | 2.6% |
| Main STR Cap Corp(MAIN) | COM | 56035L104 | $738.0K | 18,166 | 1.7% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $609.0K | 100,720 | 1.4% |
| Nexpoint Diversified REL ET(NXDT) | COM NEW | 65340G205 | $495.0K | 56,786 | 1.2% |
| Vici Pptys Inc(VICI) | COM | 925652109 | $443.0K | 15,232 | 1.0% |
| International Business Machs(IBM) | COM | 459200101 | $430.0K | 3,065 | 1.0% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $413.0K | 12,730 | 1.0% |
| AT&T Inc(T) | COM | 00206R102 | $395.0K | 26,321 | 0.9% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $390.0K | 17,023 | 0.9% |
| U S Global Invs Inc(GROW) | CL A | 902952100 | $323.0K | 113,323 | 0.8% |
| AFC Gamma Inc(AFCG) | COM | 00109K105 | $305.0K | 26,000 | 0.7% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $286.0K | 798 | 0.7% |
| Kraft Heinz Co(KHC) | COM | 500754106 | $278.0K | 8,259 | 0.6% |
| Virtus Equity & Conv Incm FD(XNIEX) | COM | 92841M101 | $267.0K | 13,418 | 0.6% |
| Jefferies Finl Group Inc(JEF) | COM | 47233W109 | $262.0K | 7,158 | 0.6% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $259.0K | 605 | 0.6% |
| Alliancebernstein Global HIG(XAWFX) | COM | 01879R106 | $253.0K | 26,121 | 0.6% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $250.0K | 29,005 | 0.6% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $249.0K | 3,380 | 0.6% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $249.0K | 3,612 | 0.6% |
| Perella Weinberg Partners(PWP) | CLASS A COM | 71367G102 | $242.0K | 23,796 | 0.6% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $237.0K | 14,262 | 0.6% |
| Calamos Strategic Total Retu(CSQ) | COM SH BEN INT | 128125101 | $235.0K | 16,686 | 0.5% |
| BlackRock CR Allocation Inco(BTZ) | COM | 092508100 | $230.0K | 23,744 | 0.5% |
| Victory Cap Hldgs Inc(VCTR) | COM CL A | 92645B103 | $217.0K | 6,499 | 0.5% |
| BlackRock Multi Sector Inc T(BIT) | COM | 09258A107 | $186.0K | 12,884 | 0.4% |
| Orion Office REIT Inc(ONL) | COM | 68629Y103 | $177.0K | 34,002 | 0.4% |
| Cohen & Steers Quality Incom(RQI) | COM | 19247L106 | $154.0K | 15,249 | 0.4% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $142.0K | 47,154 | 0.3% |
| Wisdomtree Inc(WT) | COM | 97717P104 | $130.0K | 18,554 | 0.3% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $119.0K | 11,719 | 0.3% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $118.0K | 13,209 | 0.3% |
| BlackRock Municipal Income(XMUIX) | COM | 09253X102 | $117.0K | 11,552 | 0.3% |
| Alliancebernstein Natl MUN I(AFB) | COM | 01864U106 | $114.0K | 12,230 | 0.3% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $114.0K | 11,795 | 0.3% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $103.0K | 22,432 | 0.2% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $66.0K | 12,170 | 0.2% |
| Standard Biotools Inc | NOTE 2.750% 2/0 | 34385PAA6 | $27.0K | $28,000 | 0.1% |
| Hello Group Inc | NOTE 1.250% 7/0 | 60879BAB3 | $10.0K | $10,000 | 0.0% |