Q4 2023 Holdings
Filed 2024-02-06 | 47 holdings | $46.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NIO Inc | NOTE 0.500% 2/0 | 62914VAF3 | $11.8M | $12,866,000 | 25.5% |
| Fubotv Inc | NOTE 3.250% 2/1 | 35953DAB0 | $9.3M | $12,662,000 | 20.1% |
| Wisdomtree Inc | NOTE 3.250% 6/1 | 97717PAD6 | $9.1M | $9,405,000 | 19.8% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $1.9M | $2,022,000 | 4.1% |
| Compass Diversified(CODI) | SH BEN INT | 20451Q104 | $1.7M | 76,032 | 3.7% |
| Apollo Global Mgmt Inc(APO) | COM | 03769M106 | $1.1M | 12,061 | 2.4% |
| Main STR Cap Corp(MAIN) | COM | 56035L104 | $782.7K | 18,106 | 1.7% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $606.9K | 101,321 | 1.3% |
| Ishares TR(IGSB) | ISHS 1-5YR INVS | 464288646 | $530.8K | 10,353 | 1.2% |
| Ishares TR(TIP) | TIPS BD ETF | 464287176 | $509.9K | 4,744 | 1.1% |
| International Business Machs(IBM) | COM | 459200101 | $500.1K | 3,058 | 1.1% |
| Vici Pptys Inc(VICI) | COM | 925652109 | $490.2K | 15,377 | 1.1% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $473.7K | 12,564 | 1.0% |
| Nexpoint Diversified REL ET(NXDT) | COM NEW | 65340G205 | $455.4K | 57,278 | 1.0% |
| AT&T Inc(T) | COM | 00206R102 | $439.8K | 26,212 | 1.0% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $401.6K | 16,944 | 0.9% |
| U S Global Invs Inc(GROW) | CL A | 902952100 | $316.7K | 112,298 | 0.7% |
| AFC Gamma Inc(AFCG) | COM | 00109K105 | $312.8K | 26,000 | 0.7% |
| Kraft Heinz Co(KHC) | COM | 500754106 | $304.8K | 8,243 | 0.7% |
| Perella Weinberg Partners(PWP) | CLASS A COM | 71367G102 | $288.2K | 23,562 | 0.6% |
| Jefferies Finl Group Inc(JEF) | COM | 47233W109 | $281.6K | 6,969 | 0.6% |
| Virtus Equity & Conv Incm FD(XNIEX) | COM | 92841M101 | $280.2K | 13,401 | 0.6% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $272.0K | 28,846 | 0.6% |
| Alliancebernstein Global HIG(XAWFX) | COM | 01879R106 | $262.3K | 25,922 | 0.6% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $261.6K | 3,380 | 0.6% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $252.3K | 14,245 | 0.5% |
| Calamos Strategic Total Retu(CSQ) | COM SH BEN INT | 128125101 | $245.4K | 16,504 | 0.5% |
| BlackRock CR Allocation Inco(BTZ) | COM | 092508100 | $243.1K | 23,556 | 0.5% |
| Innovative Indl Pptys Inc(IIPR) | COM | 45781V101 | $241.0K | 2,390 | 0.5% |
| Victory Cap Hldgs Inc(VCTR) | COM CL A | 92645B103 | $218.6K | 6,348 | 0.5% |
| Gabelli Divid & Income TR(XGDVX) | COM | 36242H104 | $209.5K | 9,680 | 0.5% |
| Eaton Vance TAX Advt DIV Inc(XEVTX) | COM | 27828G107 | $208.0K | 9,349 | 0.5% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $207.5K | 47,154 | 0.4% |
| Orion Office REIT Inc(ONL) | COM | 68629Y103 | $193.0K | 33,740 | 0.4% |
| BlackRock Multi Sector Inc T(BIT) | COM | 09258A107 | $190.2K | 12,682 | 0.4% |
| Cohen & Steers Quality Incom(RQI) | COM | 19247L106 | $185.7K | 15,172 | 0.4% |
| BlackRock Municipal Income(XMUIX) | COM | 09253X102 | $135.8K | 11,669 | 0.3% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $135.6K | 11,844 | 0.3% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $134.8K | 13,305 | 0.3% |
| Alliancebernstein Natl MUN I(AFB) | COM | 01864U106 | $133.5K | 12,313 | 0.3% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $131.1K | 11,919 | 0.3% |
| Wisdomtree Inc(WT) | COM | 97717P104 | $127.4K | 18,378 | 0.3% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $113.6K | 22,279 | 0.2% |
| Upstart Hldgs Inc | NOTE 0.250% 8/1 | 91680MAB3 | $95.1K | $130,000 | 0.2% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $59.2K | 12,064 | 0.1% |
| Standard Biotools Inc | NOTE 2.750% 2/0 | 34385PAA6 | $18.9K | $19,000 | 0.0% |
| Hello Group Inc | NOTE 1.250% 7/0 | 60879BAB3 | $9.8K | $10,000 | 0.0% |