Q3 2013 Holdings
Filed 2013-11-12 | 3347 holdings | $1.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares(EFG) | EAFE GRWTH ETF | 464288885 | $7 | 100 | 0.0% |
| China Pete & Chem Corp | SPON ADR H SHS | 16941R108 | $8 | 104 | 0.0% |
| Ishares(SHV) | SHRT TRS BD ETF | 464288679 | $8 | 73 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $8 | 647 | 0.0% |
| Deutsche BK AG LDN BRH | PS CMDT LG ETN | 25154H459 | $9 | 697 | 0.0% |
| Koninklijke Philips N V(PHG) | NY REG SH NEW | 500472303 | $9 | 267 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $9 | $9,000 | 0.0% |
| Ishares(IJJ) | S&P MC 400VL ETF | 464287705 | $9 | 83 | 0.0% |
| BlackRock SR High Income FD | COM | 09255T109 | $10 | 2,417 | 0.0% |
| Ishares(EWZ) | MSCI BRZ CAP ETF | 464286400 | $13 | 275 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $13 | 1,542 | 0.0% |
| Market Vectors ETF TR | RUSSIA ETF | 57060U506 | $14 | 482 | 0.0% |
| Select Sector Spdr TR(XLI) | SBI INT-INDS | 81369Y704 | $17 | 366 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $18 | 1,000 | 0.0% |
| Interoil Corp | COM | 460951106 | $19 | 273 | 0.0% |
| NET Element Intl Inc | COM | 64111R102 | $19 | 4,228 | 0.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $21 | 1,698 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $21 | 2,876 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $22 | 597 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $24 | 2,600 | 0.0% |
| Guggenheim BLD AMR BDS MNG D(GBAB) | COM | 401664107 | $24 | 1,175 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $25 | 2,000 | 0.0% |
| Transcanada Corp | COM | 89353D107 | $26 | 600 | 0.0% |
| BlackRock Enhanced Govt FD I(XEGFX) | COM | 09255K108 | $26 | 1,855 | 0.0% |
| Vanguard Index FDS(VNQ) | REIT ETF | 922908553 | $28 | 419 | 0.0% |
| RIO Alto MNG LTD New | COM | 76689T104 | $31 | 15,767 | 0.0% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $33 | 406 | 0.0% |
| Vanguard TAX Managed Intl FD(VEA) | FTSE DEV MKT ETF | 921943858 | $33 | 827 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $34 | 673 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA) | UT SER 1 | 78467X109 | $35 | 229 | 0.0% |
| Compx International Inc(CIX) | CL A | 20563P101 | $35 | 2,676 | 0.0% |
| Ishares(STIP) | 0-5 YR TIPS ETF | 46429B747 | $36 | 358 | 0.0% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $37 | 2,567 | 0.0% |
| Ishares(FXI) | CHINA LG-CAP ETF | 464287184 | $37 | 1,000 | 0.0% |
| Nuveen Divid Advantage MUN I(NVG) | COM | 67071L106 | $38 | 3,030 | 0.0% |
| Ishares(SCZ) | EAFE SML CP ETF | 464288273 | $39 | 797 | 0.0% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $43 | 3,418 | 0.0% |
| Fortuna Silver Mines Inc(FVICHF) | COM | 349915108 | $45 | 12,275 | 0.0% |
| Wi-Lan Inc | COM | 928972108 | $46 | 11,924 | 0.0% |
| Alliancebernstein Holding LP(AB) | UNIT LTD PARTN | 01881G106 | $50 | 2,500 | 0.0% |
| GSE Hldg Inc | COM | 36191X100 | $55 | 26,580 | 0.0% |
| Powershares ETF Trust | DYN PHRMA PORT | 73935X799 | $56 | 1,224 | 0.0% |
| Powershares QQQ Trust | UNIT SER 1 | 73935A104 | $59 | 754 | 0.0% |
| Nuveen Prem Income MUN FD | COM | 67062T100 | $64 | 5,000 | 0.0% |
| Ishares(IVE) | S&P 500 VAL ETF | 464287408 | $64 | 812 | 0.0% |
| Market Vectors ETF TR | HG YLD MUN ETF | 57060U878 | $65 | 2,235 | 0.0% |
| Nuveen Prem Income MUN FD 4 | COM | 6706K4105 | $67 | 5,647 | 0.0% |
| RCS Cap Corp | COM CL A | 74937W102 | $67 | 3,983 | 0.0% |
| Novo-Nordisk A S(NVO) | ADR | 670100205 | $68 | 400 | 0.0% |
| Wisdomtree TR(DXJ) | JAPN HEDGE EQT | 97717W851 | $72 | 1,499 | 0.0% |