Q3 2016 Holdings
Filed 2016-11-14 | 52 holdings | $36.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Financial, Inc.(ALLY) | COM | 02005N100 | $34.5M | 1,771,000 | 95.8% |
| Smart& Final Stores Inc | COM | 83190B101 | $564.7K | 44,218,762 | 1.6% |
| Williams Clayton Energy, Inc | COM | 969490101 | $520.6K | 6,093,505 | 1.4% |
| Halcon Resources Corporation | COM PAR NEW | 40537Q605 | $168.7K | 17,981,822 | 0.5% |
| American Airlines, Inc.(AAL) | COM | 02376R102 | $37.1K | 1,013,276 | 0.1% |
| Ares Capital Corp(ARCC) | COM | 04010L103 | $20.1K | 1,297,192 | 0.1% |
| Masonite International Corporation(DOOREUR) | COM | 575385109 | $20.0K | 322,000 | 0.1% |
| FS Investment Corp(FSICUSD) | COM | 302635107 | $17.2K | 1,816,309 | 0.0% |
| Travelport Worldwide Ltd | COM | G9019D104 | $16.6K | 1,101,440 | 0.0% |
| New Mountain Finance Corp(NMFC) | COM | 647551100 | $10.9K | 793,176 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $10.9K | 1,876,907 | 0.0% |
| THL Credit Inc. | COM | 872438106 | $9.9K | 1,038,716 | 0.0% |
| Apollo Investment Corp | COM | 03761U106 | $9.6K | 1,659,045 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $9.4K | 1,136,354 | 0.0% |
| Fifth Street Senior Floating | COM | 31679F101 | $7.9K | 920,910 | 0.0% |
| TCP Capital Corp | COM | 87238Q103 | $7.8K | 473,573 | 0.0% |
| PenantPark Floating Rate(PFLT) | COM | 70806A106 | $7.3K | 550,656 | 0.0% |
| PenantPark Investment Corp(PNNT) | COM | 708062104 | $7.2K | 963,259 | 0.0% |
| Medley Capital Corp | COM | 58503F106 | $6.1K | 800,345 | 0.0% |
| Solar Capital LTD(SLRC) | COM | 83413U100 | $5.9K | 287,527 | 0.0% |
| TriplePoint Venture Growth(TPVG) | COM | 89677Y100 | $5.7K | 541,123 | 0.0% |
| Fidus Investment Corp(FDUS) | COM | 316500107 | $4.9K | 308,001 | 0.0% |
| Goldman Sachs BDC Inc.(GSBD) | COM | 38147U107 | $4.4K | 202,866 | 0.0% |
| Alcentra Capital Corp(ABDCUSD) | COM | 01374T102 | $4.1K | 318,383 | 0.0% |
| Stellus Capital Investment Corp(SCM) | COM | 858568108 | $4.1K | 373,394 | 0.0% |
| WhiteHorse Finance Inc(WHF) | COM | 96524V106 | $4.0K | 368,868 | 0.0% |
| PennyMac Mortgage(PMT) | COM | 70931T103 | $3.8K | 241,121 | 0.0% |
| Solar Senior Capital LTD | COM | 83416M105 | $3.7K | 231,000 | 0.0% |
| Blackstone Mortgage Trust Inc(BXMT) | COM | 09257W100 | $3.7K | 125,568 | 0.0% |
| Capitala Finance Corp(CPTAUSD) | COM | 14054R106 | $3.4K | 258,465 | 0.0% |
| Prospect Capital Corp(PSEC) | COM | 74348T102 | $3.1K | 377,985 | 0.0% |
| Triangle Capital Corp | COM | 895848109 | $2.7K | 134,890 | 0.0% |
| TPG Specialty Lending Inc | COM | 87265K102 | $2.6K | 141,113 | 0.0% |
| Starwood Property Trust, Inc.(STWD) | COM | 85571B105 | $2.4K | 106,815 | 0.0% |
| Garrison Capital Inc(GARSUSD) | COM | 366554103 | $2.1K | 210,082 | 0.0% |
| Golub Capital BDC Inc.(GBDC) | COM | 38173M102 | $2.1K | 113,000 | 0.0% |
| Chimera Investment Corp | COM | 16934Q208 | $1.6K | 99,673 | 0.0% |
| OFS Capital Corp(OFS) | COM | 67103B100 | $1.5K | 118,357 | 0.0% |
| Kcap Financial Inc | COM | 48668E101 | $1.5K | 325,880 | 0.0% |
| Cumulus Media, Inc. | CL A | 231082108 | $1.5K | 4,434,209 | 0.0% |
| Hercules Capital Inc.(HTGC) | COM | 427096508 | $1.3K | 93,339 | 0.0% |
| CM Finance Inc. | COM | 12574Q103 | $1.3K | 138,614 | 0.0% |
| Doubline Income Solutions(DSL) | COM | 258622109 | $1.0K | 56,000 | 0.0% |
| Halcon Resources Corporation | W EXP 09/09/202 | 40537Q118 | $750 | 340,906 | 0.0% |
| Royal Bank of Scotland Group | NOTE 8.0% | 780099CK1 | $376 | 400,000 | 0.0% |
| Ares Dynamic Credit(ARDC) | COM | 04014F102 | $332 | 22,325 | 0.0% |
| Lloyds Banking Group PLC | SDCV | 539439AG4 | $258 | 250,000 | 0.0% |
| Ares Commercial Real Estate(ACRE) | COM | 04013V108 | $231 | 18,362 | 0.0% |
| Harvest Capital Credit Corp | COM | 41735F109 | $223 | 18,289 | 0.0% |
| CYS Investments Inc | COM | 12673A108 | $113 | 13,000 | 0.0% |