Q4 2016 Holdings
Filed 2017-02-13 | 54 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Williams Clayton Energy, Inc | COM | 969490101 | $698.0K | 5,852,509 | 39.9% |
| Smart& Final Stores Inc | COM | 83190B101 | $623.5K | 44,218,762 | 35.6% |
| Halcon Resources Corporation | COM PAR NEW | 40537Q605 | $168.0K | 17,981,822 | 9.6% |
| Ares Capital Corp(ARCC) | COM | 04010L103 | $24.3K | 1,474,695 | 1.4% |
| FS Investment Corp(FSICUSD) | COM | 302635107 | $19.5K | 1,894,909 | 1.1% |
| Apollo Investment Corp | COM | 03761U106 | $13.9K | 2,367,945 | 0.8% |
| New Mountain Finance Corp(NMFC) | COM | 647551100 | $12.5K | 884,953 | 0.7% |
| Travelport Worldwide Ltd | COM | G9019D104 | $11.2K | 797,440 | 0.6% |
| American Airlines, Inc.(AAL) | COM | 02376R102 | $11.2K | 239,276 | 0.6% |
| Fifth Street Finance Corp | COM | 31678A103 | $10.9K | 2,024,406 | 0.6% |
| Golub Capital BDC Inc.(GBDC) | COM | 38173M102 | $10.9K | 590,255 | 0.6% |
| THL Credit Inc. | COM | 872438106 | $10.2K | 1,017,451 | 0.6% |
| Midstates Petroleum Company Inc | COM PAR | 59804T407 | $9.9K | 477,081 | 0.6% |
| Prospect Capital Corp(PSEC) | COM | 74348T102 | $9.0K | 1,076,478 | 0.5% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $8.8K | 1,266,354 | 0.5% |
| Fifth Street Senior Floating | COM | 31679F101 | $8.1K | 931,373 | 0.5% |
| Triangle Capital Corp | COM | 895848109 | $7.9K | 431,580 | 0.5% |
| TCP Capital Corp | COM | 87238Q103 | $7.6K | 449,342 | 0.4% |
| Solar Capital LTD(SLRC) | COM | 83413U100 | $6.7K | 323,517 | 0.4% |
| Fidus Investment Corp(FDUS) | COM | 316500107 | $6.6K | 421,623 | 0.4% |
| Medley Capital Corp | COM | 58503F106 | $6.3K | 835,110 | 0.4% |
| TriplePoint Venture Growth(TPVG) | COM | 89677Y100 | $5.7K | 481,669 | 0.3% |
| PenantPark Floating Rate(PFLT) | COM | 70806A106 | $5.6K | 399,768 | 0.3% |
| Alcentra Capital Corp(ABDCUSD) | COM | 01374T102 | $5.0K | 419,524 | 0.3% |
| Stellus Capital Investment Corp(SCM) | COM | 858568108 | $4.9K | 406,962 | 0.3% |
| PenantPark Investment Corp(PNNT) | COM | 708062104 | $4.9K | 633,629 | 0.3% |
| WhiteHorse Finance Inc(WHF) | COM | 96524V106 | $4.8K | 393,691 | 0.3% |
| Solar Senior Capital LTD | COM | 83416M105 | $4.4K | 266,784 | 0.3% |
| Capitala Finance Corp(CPTAUSD) | COM | 14054R106 | $4.1K | 318,213 | 0.2% |
| PennyMac Mortgage(PMT) | COM | 70931T103 | $3.9K | 241,121 | 0.2% |
| Garrison Capital Inc(GARSUSD) | COM | 366554103 | $2.9K | 306,744 | 0.2% |
| Two Harbors Invt Corp | COM | 90187B101 | $2.6K | 295,700 | 0.1% |
| Chimera Investment Corp | COM | 16934Q208 | $2.2K | 131,673 | 0.1% |
| Blackstone Mortgage Trust Inc(BXMT) | COM | 09257W100 | $1.9K | 64,300 | 0.1% |
| Ladder Cap Corp(LADR) | CL A | 505743104 | $1.9K | 138,610 | 0.1% |
| TPG Specialty Lending Inc | COM | 87265K102 | $1.8K | 96,587 | 0.1% |
| Hercules Capital Inc.(HTGC) | COM | 427096508 | $1.4K | 101,239 | 0.1% |
| OFS Capital Corp(OFS) | COM | 67103B100 | $1.1K | 81,328 | 0.1% |
| Doubline Income Solutions(DSL) | COM | 258622109 | $1.1K | 56,000 | 0.1% |
| Horizon Technology Fin Corp(HRZN) | COM | 44045A102 | $1.0K | 97,253 | 0.1% |
| Halcon Resources Corporation | W EXP 09/09/202 | 40537Q118 | $784 | 340,906 | 0.0% |
| Eagle Ppoint CR Co LLC(ECC) | COM | 269808101 | $765 | 45,653 | 0.0% |
| Inc Research Hldgs Inc | CL A | 45329R109 | $738 | 13,252 | 0.0% |
| Kcap Financial Inc | COM | 48668E101 | $592 | 148,835 | 0.0% |
| CM Finance Inc. | COM | 12574Q103 | $498 | 53,600 | 0.0% |
| Royal Bank of Scotland Group | NOTE 8.0% | 780099CK1 | $383 | 400,000 | 0.0% |
| Ares Dynamic Credit(ARDC) | COM | 04014F102 | $371 | 24,593 | 0.0% |
| Lloyds Banking Group PLC | SDCV | 539439AG4 | $258 | 250,000 | 0.0% |
| Ares Commercial Real Estate(ACRE) | COM | 04013V108 | $254 | 18,466 | 0.0% |
| Blackstone / GSO Strategic CR(BGB) | COM SH BEN IN | 09257R101 | $156 | 10,200 | 0.0% |