Q3 2019 Holdings
Filed 2019-11-14 | 38 holdings | $513.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $77.0K | $74,861,000 | 15.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAW3 | $52.4K | $49,500,000 | 10.2% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AC4 | $43.0K | $41,000,000 | 8.4% |
| Cemex S.A. | CONVRT BOND | 151290BR3 | $39.9K | $39,857,000 | 7.8% |
| Blackrock TCP Capital Corp. | CONVRT BOND | 87238QAB9 | $39.6K | $39,325,000 | 7.7% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $35.0K | $35,030,000 | 6.8% |
| Cemex S.A. | CONVRT BOND | 151290BT9 | $32.0K | $32,024,000 | 6.2% |
| Prospect Capital Corp | CONVRT BOND | 74348TAT9 | $31.8K | $30,000,000 | 6.2% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $30.3K | $30,156,000 | 5.9% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $28.1K | $27,428,000 | 5.5% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAD4 | $23.5K | $22,421,000 | 4.6% |
| Blackrock TCP Capital Corp. | CONVRT BOND | 87238QAD5 | $18.8K | $18,224,000 | 3.7% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $18.2K | $17,717,000 | 3.5% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAK6 | $9.1K | $9,624,000 | 1.8% |
| Cardtronics, Inc. | CONVRT BOND | 14161HAG3 | $6.4K | $6,500,000 | 1.2% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $5.9K | $6,021,000 | 1.2% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $5.4K | $5,245,000 | 1.1% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $4.9K | $5,000,000 | 1.0% |
| Dish Network Corp. | CONVRT BOND | 25470MAD1 | $4.4K | $5,000,000 | 0.9% |
| Synaptics Inc | CONVRT BOND | 87157DAD1 | $3.3K | $3,500,000 | 0.6% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $1.3K | $1,295,000 | 0.3% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $935 | $950,000 | 0.2% |
| Trident Acquisitions Corp. | COMMON | 89615T106 | $156 | 15,000 | 0.0% |
| Arya Sciences Acquisition | COMMON | G3165V109 | $155 | 15,000 | 0.0% |
| Mudrick Capital Acquisition | COMMON | 624745105 | $154 | 15,000 | 0.0% |
| Forum Merger II Corp | COMMON | 34986F103 | $152 | 15,000 | 0.0% |
| Graf Industrial Corp | COMMON | 384278107 | $151 | 15,000 | 0.0% |
| Boxwood Merger Corp | COMMON | 10319T101 | $151 | 15,000 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COMMON | 609754106 | $150 | 15,000 | 0.0% |
| Amci Acquisition Corp | COMMON | 00165R101 | $148 | 14,803 | 0.0% |
| LF Capital Acquisition Corp. | COMMON | 50200K108 | $103 | 10,000 | 0.0% |
| Sentinel Energy Services Inc.(STNL) | COMMON | 81728P105 | $103 | 10,000 | 0.0% |
| Allegro Merger Corp. | COMMON | 01749N103 | $102 | 10,000 | 0.0% |
| Megalith Financial Acquisition Corp. | COMMON | 58518F109 | $102 | 10,000 | 0.0% |
| EdtechX Holding Acquisition | COMMON | 28138X103 | $102 | 10,000 | 0.0% |
| Dd3 Acquisition Corp. | COMMON | G2692M103 | $102 | 10,000 | 0.0% |
| ChaSerg Technology Acquisition Corp. | COMMON | 16166A103 | $101 | 10,000 | 0.0% |
| Hennessy Capital Acquisition | COMMON | 42589C104 | $100 | 10,000 | 0.0% |