Q4 2019 Holdings
Filed 2020-02-12 | 166 holdings | $2.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A S(ASND) | SPONSORED ADR | 04351P101 | $1.5M | 10,960 | 63.0% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $399.0K | 9,700 | 16.5% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $358.0K | 1,218 | 14.8% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $5.9K | 424,215 | 0.2% |
| Synthorx Inc | COM | 87167A103 | $5.4K | 76,683 | 0.2% |
| RMR Real Estate Income Fund | COM | 76970B101 | $5.3K | 262,584 | 0.2% |
| Nexpoint Strategic Oportunt(NXDT) | COM NEW | 65340G205 | $5.0K | 282,733 | 0.2% |
| Dividend & Income Fund | COM NEW | 25538A204 | $4.7K | 350,758 | 0.2% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $4.4K | 439,289 | 0.2% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $4.4K | 385,667 | 0.2% |
| Highland Income Fund(HFRO) | HIGHLAND INCOME | 43010E404 | $4.4K | 350,100 | 0.2% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $4.0K | 282,516 | 0.2% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $3.9K | 93,236 | 0.2% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $3.5K | 246,335 | 0.1% |
| Vertical Cap Income Fund(CCIF) | SHS BEN INT | 92535C104 | $3.3K | 320,473 | 0.1% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $3.2K | 753,800 | 0.1% |
| Brandywinegbl Glbal INM Oprt(BWG) | COM | 10537L104 | $2.8K | 218,500 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.8K | 17,482 | 0.1% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $2.7K | 636,000 | 0.1% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $2.5K | 167,788 | 0.1% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $2.4K | 176,949 | 0.1% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $2.4K | 255,943 | 0.1% |
| Morgan Stanley India Invs FD(IIF) | COM | 61745C105 | $2.3K | 114,400 | 0.1% |
| Gabelli GLB SML & MD CP VAL(GGZ) | COM | 36249W104 | $2.2K | 188,653 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $2.2K | 7,434 | 0.1% |
| US Bancorp del(USB) | COM NEW | 902973304 | $2.2K | 36,766 | 0.1% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $2.1K | 183,916 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $2.1K | 221,300 | 0.1% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $2.0K | 217,378 | 0.1% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $2.0K | 254,200 | 0.1% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $2.0K | 143,852 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $1.9K | 164,966 | 0.1% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $1.7K | 160,000 | 0.1% |
| Rivernorth Marketplace Lendi(XRSFX) | COM | 76882B108 | $1.7K | 90,793 | 0.1% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $1.6K | 106,596 | 0.1% |
| Voya NAT RES Equity Income F | COM | 92913C106 | $1.6K | 391,000 | 0.1% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $1.6K | 103,821 | 0.1% |
| Invesco High Income TR II(VLT) | COM | 46131F101 | $1.5K | 106,748 | 0.1% |
| New Ireland Fund Inc | COM | 645673104 | $1.5K | 149,900 | 0.1% |
| Mexico Equity & Income FD(MXE) | COM | 592834105 | $1.4K | 119,791 | 0.1% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $1.2K | 180,307 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $1.2K | 647 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $1.2K | 102,001 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $1.2K | 148,846 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $1.1K | 136,250 | 0.0% |
| Taiwan FD Inc(TWN) | COM | 874036106 | $1.1K | 52,400 | 0.0% |
| THL CR SR LN FD | COM | 87244R103 | $1.1K | 69,232 | 0.0% |
| Ishares Inc(EEMS) | EM MKT SM-CP ETF | 464286475 | $976 | 21,570 | 0.0% |
| Tortoise Energy Independenc | COM | 89148K101 | $960 | 221,434 | 0.0% |
| Intel Corp(INTC) | COM | 458140100 | $877 | 14,647 | 0.0% |