Q4 2019 Holdings
Filed 2020-02-14 | 30 holdings | $450.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $81.4K | $79,366,000 | 18.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAW3 | $44.6K | $42,053,000 | 9.9% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AC4 | $43.0K | $41,000,000 | 9.5% |
| Cemex S.A. | CONVRT BOND | 151290BR3 | $42.4K | $42,267,000 | 9.4% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $39.5K | $39,530,000 | 8.8% |
| Cemex S.A. | CONVRT BOND | 151290BT9 | $34.1K | $34,017,000 | 7.6% |
| Prospect Capital Corp | CONVRT BOND | 74348TAT9 | $31.8K | $30,000,000 | 7.1% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $26.2K | $26,901,000 | 5.8% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAD4 | $23.7K | $22,421,000 | 5.3% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $22.7K | $22,028,000 | 5.0% |
| BlackRock TCP Capital Corp. | CONVRT BOND | 87238QAD5 | $18.5K | $18,224,000 | 4.1% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $15.0K | $14,717,000 | 3.3% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAK6 | $9.7K | $9,624,000 | 2.1% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $4.9K | $5,000,000 | 1.1% |
| Echostar Communications | CONVRT BOND | 25470MAD1 | $4.6K | $5,000,000 | 1.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $4.5K | $4,529,000 | 1.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $1.7K | $1,660,000 | 0.4% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $941 | $950,000 | 0.2% |
| Arya Sciences Acquisition | COMMON | G3165V109 | $156 | 15,000 | 0.0% |
| Mudrick Capital Acquisition | COMMON | 624745105 | $155 | 15,000 | 0.0% |
| Graf Industrial Corp | COMMON | 384278107 | $153 | 15,000 | 0.0% |
| Forum Merger II Corp | COMMON | 34986F103 | $153 | 15,000 | 0.0% |
| Amci Acquisition Corp | COMMON | 00165R200 | $150 | 14,803 | 0.0% |
| B. Riley Principal Merger Corp. | COMMON | 05586Y106 | $123 | 12,300 | 0.0% |
| Trident Acquisitions Corp. | COMMON | 89615T106 | $111 | 10,491 | 0.0% |
| LF Capital Acquisition Corp. | COMMON | 50200K207 | $104 | 10,000 | 0.0% |
| Megalith Financial Acquisition Corp. | COMMON | 58518F208 | $103 | 10,000 | 0.0% |
| Hennessy Capital Acquisition | COMMON | 42589C203 | $102 | 10,000 | 0.0% |
| Netfin Acquisition Corp | COMMON | G6455A107 | $100 | 10,000 | 0.0% |
| Galileo Acquisition Corp. | COMMON | G3770A102 | $98 | 10,000 | 0.0% |