Q3 2020 Holdings
Filed 2020-11-16 | 208 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Crescent Capital BDC Inc(CCAP) | COMMON | 225655109 | $1.0M | 80,469 | 48.2% |
| Teva Pharm Finance LLC | CONVRT BOND | 88163VAE9 | $69.4K | $70,783,000 | 3.3% |
| FireEye, Inc. | CONVRT BOND | 31816QAD3 | $65.5K | $67,401,000 | 3.1% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $48.5K | $48,756,000 | 2.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $46.2K | $45,831,000 | 2.2% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AC4 | $40.1K | $40,000,000 | 1.9% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $39.4K | $40,030,000 | 1.8% |
| Supernus Pharmaceuticals Inc | CONVRT BOND | 868459AD0 | $38.0K | $41,266,000 | 1.8% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $36.7K | $36,390,000 | 1.7% |
| Blackrock TCP Capital Corp | CONVRT BOND | 87238QAD5 | $31.0K | $31,044,000 | 1.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAT9 | $28.7K | $28,125,000 | 1.3% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $27.7K | $27,434,000 | 1.3% |
| Cardtronics, Inc. | CONVRT BOND | 14161HAG3 | $23.9K | $24,032,000 | 1.1% |
| Ares Capital Corporation | CONVRT BOND | 04010LAW3 | $20.1K | $19,396,000 | 0.9% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $18.6K | $18,511,000 | 0.9% |
| Sixth Street Specialty Lending | CONVRT BOND | 87265KAD4 | $16.4K | $15,900,000 | 0.8% |
| Ftac Olympus Acquisition Corp | UNIT | G37288118 | $10.0K | 999,964 | 0.5% |
| NavSight Holdings, Inc. | UNIT | 639358209 | $8.0K | 800,000 | 0.4% |
| Vector Acquisition Corp. | UNIT | G9442R100 | $7.6K | 750,000 | 0.4% |
| Cohn Robbins Holdings Corp. | UNIT | G23726121 | $7.6K | 750,000 | 0.4% |
| Artius Acquisition Inc | COMMON | 04316G105 | $7.5K | 750,000 | 0.3% |
| Churchill Capital Corp IV | COMMON | 171439102 | $7.3K | 741,465 | 0.3% |
| NewHold Investment Corp. | COMMON | 651448102 | $7.2K | 736,338 | 0.3% |
| Experience Investment Corp | COMMON | 30217C109 | $7.1K | 705,010 | 0.3% |
| Starboard Value Acquisition Corp. | UNIT | 85521J208 | $7.1K | 700,000 | 0.3% |
| Prime Impact Acquisition I | UNIT | G61074111 | $7.0K | 700,000 | 0.3% |
| Hudson Executive Investment Cop. | COMMON | 443761101 | $6.9K | 700,000 | 0.3% |
| Osprey Technology Acquisition Corp. | COMMON | 68839R104 | $6.8K | 665,184 | 0.3% |
| Dish Network Corporation | CONVRT BOND | 25470MAD1 | $6.7K | $7,450,000 | 0.3% |
| Sustainable Opportunities Acquisition Corp | COMMON | G8598Y109 | $6.7K | 655,353 | 0.3% |
| CHP Merger Corp(CHPM) | COMMON | 12558Y106 | $6.6K | 650,000 | 0.3% |
| ArcLight Clean Transition Corp. | UNIT | G04561117 | $6.5K | 650,000 | 0.3% |
| GO Acquisition Corp. | COMMON | 362019101 | $6.3K | 645,005 | 0.3% |
| Jaws Acquisition Corp | COMMON | G50744104 | $6.2K | 600,000 | 0.3% |
| BowX Acquisition Corp. | UNIT | 103085205 | $6.2K | 600,000 | 0.3% |
| LGL Systems Acquisition Corp | COMMON | 50201G106 | $6.2K | 613,925 | 0.3% |
| Thunder Bridge Acquisition II | COMMON | G8857S116 | $6.1K | 600,000 | 0.3% |
| FinServ Acquisition Corp | COMMON | 318085107 | $6.1K | 606,191 | 0.3% |
| Silver Spike Acquisition Corp. | COMMON | G8136L106 | $6.1K | 600,061 | 0.3% |
| TWC Tech Holdings II Corp. | UNIT | 90117G204 | $6.1K | 600,000 | 0.3% |
| Highcape Capital Acquisition Corp. | UNIT | 42984L204 | $6.1K | 600,000 | 0.3% |
| CC Neuberger Principal Holdings II | COMMON | G3166T103 | $6.0K | 600,000 | 0.3% |
| Acon S2 Acquisition Corp. | UNIT | G00748122 | $6.0K | 600,000 | 0.3% |
| Acamar Partners Acquisition Corp. | COMMON | 004285102 | $6.0K | 584,274 | 0.3% |
| Ascendant Digital Acquisition Corp. | COMMON | G05155109 | $6.0K | 599,940 | 0.3% |
| East Resources Acquisition Corp | COMMON | 274681105 | $5.7K | 590,374 | 0.3% |
| Scvx Corp. | COMMON | G79448208 | $5.5K | 550,000 | 0.3% |
| Trebia Acquisition Corp | COMMON | G9027T109 | $5.4K | 535,108 | 0.3% |
| HPX Corp | COMMON | G32219100 | $5.4K | 552,300 | 0.3% |
| Longview Acquisition Corp. | COMMON | 543195101 | $5.4K | 550,300 | 0.3% |