Q4 2020 Holdings
Filed 2021-02-16 | 345 holdings | $1.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Teva Pharm Finance LLC | CONVRT BOND | 88163VAE9 | $100.3K | $100,783,000 | 6.3% |
| FireEye, Inc. | CONVRT BOND | 31816QAD3 | $87.3K | $88,928,000 | 5.5% |
| Supernus Pharmaceuticals Inc | CONVRT BOND | 868459AD0 | $55.8K | $58,877,000 | 3.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $46.9K | $45,831,000 | 2.9% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AC4 | $41.1K | $40,000,000 | 2.6% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $39.6K | $40,030,000 | 2.5% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $36.6K | $35,640,000 | 2.3% |
| BlackRock TCP Capital Corp | CONVRT BOND | 87238QAD5 | $31.0K | $31,044,000 | 1.9% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $27.7K | $26,984,000 | 1.7% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $18.3K | $17,801,000 | 1.1% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $16.5K | $16,256,000 | 1.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAT9 | $16.4K | $16,015,000 | 1.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAW3 | $15.8K | $14,969,000 | 1.0% |
| Executive Network Partnering Corporation | COMMON | 30158L100 | $10.5K | 418,750 | 0.7% |
| Churchill Capital Corp IV | COMMON | 171439102 | $10.0K | 1,002,086 | 0.6% |
| Ftac Olympus Acquisition Corp | COMMON | G37288100 | $9.3K | 899,964 | 0.6% |
| CF Acquisition Corp IV | UNIT | 12520T201 | $9.3K | 900,000 | 0.6% |
| Cohn Robbins Holdings Corp. | COMMON | G23726105 | $9.2K | 887,600 | 0.6% |
| Holicity Inc. | COMMON | 435063102 | $9.1K | 901,960 | 0.6% |
| Kins Technology Group Inc | UNIT | 49714K208 | $8.2K | 799,900 | 0.5% |
| IG Acquisition Corp. | COMMON | 449534106 | $8.1K | 800,000 | 0.5% |
| Proptech Acquisition Corporation II | UNIT | 743497208 | $8.0K | 750,000 | 0.5% |
| Artius Acquisition Inc | COMMON | 04316G105 | $8.0K | 750,000 | 0.5% |
| Apollo Strategic Growth Capital | COMMON | G0411R106 | $7.8K | 750,000 | 0.5% |
| Carney Technology Acquisition Corp II | UNIT | 143636207 | $7.7K | 750,000 | 0.5% |
| Hudson Executive Investment Cop. | COMMON | 443761101 | $7.6K | 700,000 | 0.5% |
| Motive Capital Corp | UNIT | G6293A129 | $7.4K | 700,000 | 0.5% |
| NewHold Investment Corp. | COMMON | 651448102 | $7.4K | 736,338 | 0.5% |
| Forest Road Acquisition Corp | UNIT | 34619R201 | $7.4K | 700,000 | 0.5% |
| Senior Connect Acquisition Corp I | UNIT | 81723H207 | $7.3K | 713,280 | 0.5% |
| Starboard Value Acquisition Corp. | COMMON | 85521J109 | $7.3K | 700,000 | 0.5% |
| Altitude Acquisition Corp | UNIT | 02156Y202 | $7.2K | 700,000 | 0.5% |
| Capitol Investment Corp V | UNIT | 14064F209 | $7.2K | 700,000 | 0.5% |
| Prime Impact Acquisition I | COMMON | G61074103 | $7.1K | 700,000 | 0.4% |
| Aea-Bridges Impact Corp. | COMMON | G01046104 | $7.1K | 700,000 | 0.4% |
| NavSight Holdings, Inc. | COMMON | 639358100 | $7.0K | 702,473 | 0.4% |
| East Resources Acquisition Corp | COMMON | 274681105 | $7.0K | 686,494 | 0.4% |
| Osprey Technology Acquisition Corp. | COMMON | 68839R104 | $7.0K | 665,184 | 0.4% |
| Dish Network Corporation | CONVRT BOND | 25470MAD1 | $6.9K | $7,450,000 | 0.4% |
| Sarissa Capital Acquisition Corp | UNIT | G7823W128 | $6.9K | 650,302 | 0.4% |
| VG Acquisition Corp | COMMON | G9446E105 | $6.9K | 601,104 | 0.4% |
| Pine Island Acquisition Corp | UNIT | 722615200 | $6.8K | 663,564 | 0.4% |
| Montes Archimedes Acquisition Corp | UNIT | 612657205 | $6.8K | 650,000 | 0.4% |
| Corner Growth Acquisition Corp | UNIT | G2425N121 | $6.8K | 650,000 | 0.4% |
| D8 Holdings Corp | COMMON | G2614K110 | $6.8K | 666,419 | 0.4% |
| CHP Merger Corp(CHPM) | COMMON | 12558Y106 | $6.7K | 650,000 | 0.4% |
| GO Acquisition Corp. | COMMON | 362019101 | $6.6K | 645,698 | 0.4% |
| HPX Corp | COMMON | G32219100 | $6.5K | 650,000 | 0.4% |
| Theravance Inc | CONVRT BOND | 88338TAB0 | $6.5K | $6,500,000 | 0.4% |
| Vector Acquisition Corp. | UNIT | G9442R100 | $6.5K | 600,000 | 0.4% |