Q1 2019 Holdings
Filed 2019-05-13 | 1133 holdings | $169.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aethlon MED Inc | COM NEW | 00808Y208 | $10 | 10,587 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $15 | $15,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $27 | 49,150 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $30 | $30,000 | 0.0% |
| Oncosec MED Inc | COM NEW | 68234L207 | $32 | 57,500 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $35 | 73,000 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $41 | 20,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $49 | $50,000 | 0.0% |
| Groupon Inc | COM | 399473107 | $50 | 14,117 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $51 | 19,530 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $51 | $50,000 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $52 | $50,000 | 0.0% |
| Genius Brands Intl Inc | COM PAR | 37229T301 | $52 | 26,398 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $54 | $50,000 | 0.0% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $55 | $50,000 | 0.0% |
| SRC Energy Inc | COM | 78470V108 | $57 | 12,150 | 0.0% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $59 | $60,000 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $59 | 12,500 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $70 | $60,000 | 0.0% |
| Pacira Pharmaceuticals Inc | NOTE 2.375% 4/0 | 695127AD2 | $79 | $80,000 | 0.0% |
| Duff & Phelps SLT Engy and M | COM | 26433F108 | $80 | 16,000 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $80 | 19,000 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $83 | 10,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $86 | $90,000 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $87 | $70,000 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $89 | 11,870 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $92 | 15,301 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $95 | 22,375 | 0.0% |
| Sandridge Energy Inc(SD) | COM NEW | 80007P869 | $96 | 12,000 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $98 | 28,377 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $98 | $100,000 | 0.0% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $100 | $100,000 | 0.0% |
| Yatra Online Inc(YTRA) | ORD SHS | G98338109 | $101 | 20,650 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $101 | $100,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $101 | $100,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $103 | $100,000 | 0.0% |
| Swedish Expt CR Corp | ROG AGRI ETN22 | 870297603 | $106 | 19,257 | 0.0% |
| Barclays Bank PLC | MTNF 9/2 | 06741J7V5 | $106 | $110,000 | 0.0% |
| Community West Bancshares | COM | 204157101 | $107 | 10,477 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $108 | 11,300 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $110 | $120,000 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $111 | $120,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $111 | 27,691 | 0.0% |
| Nuveen High Income 2020 Targ | COM | 67075L102 | $111 | 11,200 | 0.0% |
| Barclays BK PLC | MTNF 10/3 | 06739FJQ5 | $112 | $110,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $112 | $120,000 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $113 | 12,877 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $114 | $120,000 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $115 | 15,000 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $116 | $120,000 | 0.0% |